-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DMKq6MS9jkbRHYnbRte2osBMF8v8pPFHpmJbIsxxumgOjJkjEaLgFeaDTAZpxaQz IUDUPLHmARA1u7mVO7tfVg== 0000908737-08-000036.txt : 20080205 0000908737-08-000036.hdr.sgml : 20080205 20080205141338 ACCESSION NUMBER: 0000908737-08-000036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080205 DATE AS OF CHANGE: 20080205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Schwartz Jonathan P CENTRAL INDEX KEY: 0001398752 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 617-489-4875 MAIL ADDRESS: STREET 1: 68 LEONARD STREET CITY: BELMONT STATE: MA ZIP: 02478 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN QUEEN MINING CO LTD CENTRAL INDEX KEY: 0001025362 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60713 FILM NUMBER: 08575441 BUSINESS ADDRESS: STREET 1: GOLDEN QUEEN MINING CO. LTD. STREET 2: 6411 IMPERIAL AVE. CITY: WEST VANCOUVER STATE: A1 ZIP: V7W 2J5 BUSINESS PHONE: 604-921-7570 MAIL ADDRESS: STREET 1: GOLDEN QUEEN MINING CO. LTD. STREET 2: 6411 IMPERIAL AVE. CITY: WEST VANCOUVER STATE: A1 ZIP: V7W 2J5 SC 13G/A 1 schwartz_13g.htm SC 13G/A schwartz_13g.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)*
 
Golden Queen Mining Co. Ltd.
(Name of Issuer)
 
Common Shares Without Par Value
(Title of Class of Securities)
 
38115J100
(CUSIP Number)
 
December 31, 2007
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 

   
 Rule 13d-1(b)
     
 
X
 Rule 13d-1(c)
     
   
 Rule 13d-1(d)

 
 
 
 
 

 
____________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 
CUSIP No. 38115J100
13G
Page 2 of 9 Pages
 
1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Jonathan P. Schwartz
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                                         (a) ý
                                                                                                                                          &# 160;                                                        (b) ¨
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
4,796,515
6.
SHARED VOTING POWER
 
0
7.
SOLE DISPOSITIVE POWER
 
4,796,515
8.
SHARED DISPOSITIVE POWER
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,796,515
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*¨
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.12%
12.
TYPE OF REPORTING PERSON*
 
IN
* SEE INSTRUCTIONS BEFORE FILLING OUT
 
 

 
CUSIP No. 38115J100
13G
 Page 3 of 9 Pages
 
1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Deerfield Ltd.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                                         (a) ý
                                                                                                                                          &# 160;                                                        (b) ¨
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Belize
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
0
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*ý
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0%
12.
TYPE OF REPORTING PERSON*
 
CO
* SEE INSTRUCTIONS BEFORE FILLING OUT
 

 
CUSIP No. 38115J100
13G
Page 4 of 9 Pages
 
1.
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Rajas Corporation
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                                                         (a) ý
                                                                                                                                          &# 160;                                                        (b) ¨
 
3.
SEC USE ONLY
 
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Belize
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
 
0
6.
SHARED VOTING POWER
 
0
7.
SOLE DISPOSITIVE POWER
 
0
8.
SHARED DISPOSITIVE POWER
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10.
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*ý
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0%
12.
TYPE OF REPORTING PERSON*
 
CO
* SEE INSTRUCTIONS BEFORE FILLING OUT 
 

 
CUSIP No. 38115J100
13G
Page 5 of 9 Pages
 
Item 1(a).
Name of issuer.
 
Golden Queen Mining Co. Ltd.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
6411 Imperial Avenue, West Vancouver, British Columbia V7W 2J5, Canada
 
Item 2(a).
Name of Person Filing:
 
Jonathan P. Schwartz
Deerfield Ltd.
Rajas Corporation
 
Item 2(b).
Address of Principal Offices or, if None, Residence: 
 
68 Leonard Street
Belmont, MA 02478
 
Item 2(c).
Citizenship.:
 
Jonathan P. Schwartz: United States of America
Deerfield Ltd.: Belize
Rajas Corporation: Belize
 
Item 2(d).
Title of Class of Securities:
 
Common shares without par value
 
Item 2(e).
CUSIP Number:
 
38115J100
 
Item 3.
If the Statement is being filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the filing person is a:

(a)
 
Broker or dealer registered under section 15 of the Act.
     
(b)
 
Bank as defined in section 3(a)(6) of the Act.
     
(c)
 
Insurance company as defined in section 3(a)(19) of the Act.
     
(d)
 
Investment company registered under section 8 of the Investment Company Act of 1940.
     
(e)
 
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     
(f)
 
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     
(g)
 
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
     
(h)
 
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
     
(i)
 
A church plan that is excluded from the definition of an investment company under Section
   
3(c)(14) of the Investment Company Act;
     
     
 
 

 
CUSIP No. 38115J100
13G
Page 6 of 9 Pages
 
(j)
 
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
 
Item 4.
Ownership.
 
The holdings reported herein are stated as of December 31, 2007.
 
(a)       Amount beneficially owned:        4,796,515
 
(b)       Percent of class:    6.12%
 
(c)       Number of shares as to which such person has:
 
(i)                  Sole power to vote or direct the vote:        4,796,515
 
(ii)                 Shared power to vote or direct the vote:   0
 
(iii)                 Sole power to dispose or to direct the disposition of:     4,796,515
 
(iv)                 Shared power to dispose or to direct the disposition of:      0
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
The shares identified in Item 4 include shares beneficially owned by Mr. Schwartz’s wife (while Mr. Schwartz disclaims beneficial ownership of shares held by his wife, her powers to vote or dispose of securities are treated as if they belonged to Mr. Schwartz for purposes of this statement), shares held by Mr. Schwartz in trust and shares held by Deerfield Ltd. and Rajas Corporation. For purposes of this statement, as Managing Director of Deerfield Ltd. and sole Director of Rajas Corporation, Mr. Schwartz is treated as having the sole power to vote or dispose of securities held by Deerfield Ltd. and Rajas Corporation.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Jonathan P. Schwartz,  Deerfield Ltd. and Rajas Corporation may be deemed a group for the purposes of this statement.
 
Item 9.
Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above [were acquired and are held in the ordinary course of business and] were not acquired and are not held for the purpose of
 
 

 
CUSIP No. 38115J100
13G
Page 7 of 9 Pages
 
or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
CUSIP No. 38115J100
13G
Page 8 of 9 Pages
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
February 4, 2008
(Date)
 
 
 /s/ Jonathan P. Schwartz         
(Signature)
 
 
Jonathan P. Schwartz
(Name/Title)
 
 
Deerfield Ltd.
 
 
By: /s/ Jonathan P. Schwartz         
   
(Signature)
 
 
 
Jonathan P. Schwartz,
Managing Director
(Name/Title)

 
 
Rajas Corporation
 
 
By: /s/ Jonathan P. Schwartz         
   
(Signature)
 
 
 
Jonathan P. Schwartz,
Director
(Name/Title)

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
 

 
 
 

 
CUSIP No. 38115J100
13G
Page 9 of 9 Pages
 
AGREEMENT
 
Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G (or any amendment thereof) need be filed on their behalf with respect to the beneficial ownership of any equity securities of Golden Queen Mining Co. Ltd. or any subsequent acquisitions or dispositions of equity securities of Golden Queen Mining Co. Ltd. by any of the undersigned.
 
Dated:  February 4, 2008
 
/s/ Jonathan P. Schwartz     
Jonathan P. Schwartz
 
 
 
Deerfield Ltd.
 
 
By: /s/ Jonathan P. Schwartz     
   
Jonathan P. Schwartz,
Managing Director
 
 
 
Rajas Corporation
 
 
By: /s/ Jonathan P. Schwartz     
   
Signature
 
Jonathan P. Schwartz
Director

 
 
 
 
 
 
 
 
 


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