0001140361-13-013217.txt : 20130319 0001140361-13-013217.hdr.sgml : 20130319 20130319172601 ACCESSION NUMBER: 0001140361-13-013217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTER JOHN W CENTRAL INDEX KEY: 0001007921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33626 FILM NUMBER: 13702772 MAIL ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genpact LTD CENTRAL INDEX KEY: 0001398659 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 980533350 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM122 BUSINESS PHONE: 4412952244 MAIL ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM122 4 1 doc1.xml FORM 4 X0306 4 2013-03-15 0 0001398659 Genpact LTD G 0001007921 BARTER JOHN W C/O GENPACT LLC 105 MADISON AVENUE, 2ND FLOOR NEW YORK NY 10016 1 0 0 0 Common Shares 2013-03-15 4 M 0 20000 3.0357 A 40421 D Common Shares 2013-03-15 4 S 0 20000 17.8761 D 20421 D Employee Stock Options (Right to Buy) 3.0357 2013-03-15 4 M 0 20000 0 D 2015-09-28 Common Shares 20000 77485 D The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Includes restricted stock units (RSUs) granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding RSUs following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $17.8100 to $18.0001. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The option vested over a five-year period commencing July 6, 2005. The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2013. /s/ Heather White as Attorney-in-fact for John W. Barter 2013-03-19