0001140361-13-013217.txt : 20130319
0001140361-13-013217.hdr.sgml : 20130319
20130319172601
ACCESSION NUMBER: 0001140361-13-013217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130319
DATE AS OF CHANGE: 20130319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARTER JOHN W
CENTRAL INDEX KEY: 0001007921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33626
FILM NUMBER: 13702772
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genpact LTD
CENTRAL INDEX KEY: 0001398659
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 980533350
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CANON'S COURT
STREET 2: 22 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM122
BUSINESS PHONE: 4412952244
MAIL ADDRESS:
STREET 1: CANON'S COURT
STREET 2: 22 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM122
4
1
doc1.xml
FORM 4
X0306
4
2013-03-15
0
0001398659
Genpact LTD
G
0001007921
BARTER JOHN W
C/O GENPACT LLC
105 MADISON AVENUE, 2ND FLOOR
NEW YORK
NY
10016
1
0
0
0
Common Shares
2013-03-15
4
M
0
20000
3.0357
A
40421
D
Common Shares
2013-03-15
4
S
0
20000
17.8761
D
20421
D
Employee Stock Options (Right to Buy)
3.0357
2013-03-15
4
M
0
20000
0
D
2015-09-28
Common Shares
20000
77485
D
The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
Includes restricted stock units (RSUs) granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding RSUs following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
The price in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $17.8100 to $18.0001. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The option vested over a five-year period commencing July 6, 2005.
The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 14, 2013.
/s/ Heather White as Attorney-in-fact for John W. Barter
2013-03-19