0001140361-12-049838.txt : 20121205 0001140361-12-049838.hdr.sgml : 20121205 20121205171831 ACCESSION NUMBER: 0001140361-12-049838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121203 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCE A MICHAEL CENTRAL INDEX KEY: 0001201679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33626 FILM NUMBER: 121244192 MAIL ADDRESS: STREET 1: 121 INNOVATION DR STE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genpact LTD CENTRAL INDEX KEY: 0001398659 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 980533350 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM122 BUSINESS PHONE: 4412952244 MAIL ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM122 4 1 doc1.xml FORM 4 X0306 4 2012-12-03 0 0001398659 Genpact LTD G 0001201679 SPENCE A MICHAEL C/O OHANA ADVISORS 899 NORTHGATE DRIVE, SUITE 301 SAN RAFAEL CA 94903 1 0 0 0 Common Shares 2012-12-03 4 M 0 45000 3.0357 A 65421 D Common Shares 2012-12-03 4 S 0 45000 15.9100 D 20421 D Common Shares 2012-12-04 4 M 0 47353 3.0357 A 67774 D Common Shares 2012-12-04 4 S 0 47353 15.6901 D 20421 D Employee Stock Options (Right to Buy) 3.0357 2012-12-03 4 M 0 45000 0 D 2015-09-28 Common Shares 45000 47353 D Employee Stock Options (Right to Buy) 3.0357 2012-12-04 4 M 0 47353 0 D 2015-09-28 Common Shares 47353 0 D The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. Includes restricted stock units (RSUs) granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding RSUs following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. The option vested over a five-year period commencing April 1, 2005. The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012. The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $15.6900 to $15.7000. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. /s/ Heather White, as Attorney-in-fact for A. Michael Spence 2012-12-05