0001140361-12-049838.txt : 20121205
0001140361-12-049838.hdr.sgml : 20121205
20121205171831
ACCESSION NUMBER: 0001140361-12-049838
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121203
FILED AS OF DATE: 20121205
DATE AS OF CHANGE: 20121205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPENCE A MICHAEL
CENTRAL INDEX KEY: 0001201679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33626
FILM NUMBER: 121244192
MAIL ADDRESS:
STREET 1: 121 INNOVATION DR STE 200
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genpact LTD
CENTRAL INDEX KEY: 0001398659
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 980533350
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CANON'S COURT
STREET 2: 22 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM122
BUSINESS PHONE: 4412952244
MAIL ADDRESS:
STREET 1: CANON'S COURT
STREET 2: 22 VICTORIA STREET
CITY: HAMILTON
STATE: D0
ZIP: HM122
4
1
doc1.xml
FORM 4
X0306
4
2012-12-03
0
0001398659
Genpact LTD
G
0001201679
SPENCE A MICHAEL
C/O OHANA ADVISORS
899 NORTHGATE DRIVE, SUITE 301
SAN RAFAEL
CA
94903
1
0
0
0
Common Shares
2012-12-03
4
M
0
45000
3.0357
A
65421
D
Common Shares
2012-12-03
4
S
0
45000
15.9100
D
20421
D
Common Shares
2012-12-04
4
M
0
47353
3.0357
A
67774
D
Common Shares
2012-12-04
4
S
0
47353
15.6901
D
20421
D
Employee Stock Options (Right to Buy)
3.0357
2012-12-03
4
M
0
45000
0
D
2015-09-28
Common Shares
45000
47353
D
Employee Stock Options (Right to Buy)
3.0357
2012-12-04
4
M
0
47353
0
D
2015-09-28
Common Shares
47353
0
D
The exercise price reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
Includes restricted stock units (RSUs) granted under the Genpact Limited 2007 Omnibus Incentive Compensation Plan and reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding RSUs following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
The option vested over a five-year period commencing April 1, 2005.
The number of derivative securities beneficially owned reflects an adjustment that was made to preserve the value of the Reporting Person's outstanding stock options following the special cash dividend paid by Genpact Limited on September 24, 2012 to holders of record as of September 10, 2012.
The price in column 4 is a weighted average price. The actual sale prices for these transactions ranged from $15.6900 to $15.7000. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
/s/ Heather White, as Attorney-in-fact for A. Michael Spence
2012-12-05