0001209191-21-002932.txt : 20210111 0001209191-21-002932.hdr.sgml : 20210111 20210111163031 ACCESSION NUMBER: 0001209191-21-002932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziano Nick CENTRAL INDEX KEY: 0001398154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 21521157 MAIL ADDRESS: STREET 1: C/O ICAHN ENTERPRISES L.P. STREET 2: 16690 COLLINS AVE., PH CITY: SUNNY ISLES STATE: FL ZIP: 33160 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-07 1 0001535379 Cloudera, Inc. CLDR 0001398154 Graziano Nick C/O CLOUDERA INC. 5470 GREAT AMERICA PKWY SANTA CLARA CA 95054 1 0 0 0 Common Stock 2021-01-07 4 M 0 37500 A 64286 D Common Stock 2021-01-07 4 M 0 19119 A 83405 D Restricted Stock Unit (RSU) 2021-01-07 4 M 0 37500 0.00 D Common Stock 37500 0 D Restricted Stock Unit (RSU) 2021-01-07 4 M 0 19119 0.00 D Common Stock 19119 0 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. /s/ Nick Graziano by Jay Wedge, Attorney-in-Fact 2021-01-11