SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Boike Douglas G

(Last) (First) (Middle)
PO BOX 2

(Street)
OAK RIDGE NC 27310

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Oak Ridge Financial Services, Inc. [ BKOR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/23/2009
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/28/2009
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,000 I Wife's IRA
Common Stpock 1,250 I Wife as Custodial for Son
Common Stock 1,250 D
Common Stock 11/23/2009 P 900 A $5.5 31,345 (2) I IRA
Common Stock 11/23/2009 P 100 A $5.59 31,445 (3) I IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $8.8 (1) 12/20/2005 04/30/2011 Common Stock 6,723 (1) 6,723 D
Stock Option $10.4 (1) 12/20/2005 08/19/2013 Common Stock 3,438 (1) 10,161 D
Stock Option $10 (1) 12/20/2005 08/18/2014 Common Stock 8,750 (1) 18,911 D
Stock Option $11.2 12/20/2005 12/20/2015 Common Stock 2,704 (1) 21,615 D
Explanation of Responses:
1. As adjusted for stock dividend
2. On the May 28, 2009 Form 4 filed by Dr. Boike, there was an error in addition. The total number of securities after the trasaction is 30,435 rather than the 30,635 recorded, resulting in the subsequent Form 4 filed by Dr. Boike on 11/23/2009 to be incorrect. Dr. Boike currently owns 31,445 shares of common stock.
3. On the May 29, 2009 Form 4 filed by Dr. Boike, there was an error in the total number of securities after the trasaction due to an error in addition on the From 4 filed on 05/28/2005. The number reported should have been 30,445 rather than 30,645, resulting in the subsequent Form 4 filed by Dr. Boike on 11/23/2009 to be incorrect. Dr. Boike currently owns 31,445 shares of common stock.
/s/ Douglas Boike 12/23/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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