0001397911-22-000044.txt : 20220316 0001397911-22-000044.hdr.sgml : 20220316 20220316170219 ACCESSION NUMBER: 0001397911-22-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Enyedi Matthew CENTRAL INDEX KEY: 0001798805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 22745635 MAIL ADDRESS: STREET 1: C/O LPL FINANCIAL HOLDINGS, INC. STREET 2: 75 STATE STREET, 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 800-877-7210 MAIL ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 4 1 wf-form4_164746452360295.xml FORM 4 X0306 4 2022-03-14 0 0001397911 LPL Financial Holdings Inc. LPLA 0001798805 Enyedi Matthew C/O LPL FINANCIAL HOLDINGS INC. 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Managing Director Common Stock 2022-03-14 4 M 0 1900 45.55 A 7550 D Common Stock 2022-03-14 4 S 0 1900 159.25 D 5650 D Option to purchase Common Stock 45.55 2022-03-14 4 M 0 1900 0 D 2025-03-06 Common Stock 1900.0 2615 D Consists of (i) 2,116 shares of Common Stock; (ii) 703 restricted stock units that vest in full on February 25, 2023; (iii) 1,310 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) 1,521 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. This option became exercisable in three installments, beginning March 6, 2016, which was the first anniversary of the date on which it was granted. The option became fully vested on March 6, 2018. The signatory is signing on behalf of Matthew Enyedi pursuant to a Power of Attorney dated December 31, 2019. /s/ Gregory M. Woods, attorney-in-fact 2022-03-16