X0306
4
2017-02-22
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001405275
Casady Mark S
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
1
0
0
0
Common Stock
2017-02-22
4
M
0
58628
31.60
A
189585
D
Common Stock
2017-02-22
4
S
0
58628
40.4009
D
130957
D
Option to purchase Common Stock
31.6
2017-02-22
4
M
0
58628
0
D
2023-02-22
Common Stock
58628.0
0
D
The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $40.13 to $40.74, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
The option became exercisable in four installments, beginning on February 22, 2014, which was the first anniversary of the date on which it was granted. The option became fully vested on February 22, 2017.
The signatory is signing on behalf of Mark Casady pursuant to a Power of Attorney dated May 28, 2015.
/s/ Gregory M. Woods, attorney-in-fact
2017-02-23