X0306
4
2015-12-14
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001614251
Buchheister Jeffrey R.
C/O LPL FINANCIAL HOLDINGS INC.,
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
EVP, Chief Accounting Officer
Common Stock
2015-12-14
4
S
0
10688
42.59
D
5511
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $42.71, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Consists of (i) 3,474 shares of Common Stock; (ii) 369 restricted stock units that vest ratably on February 22, 2016 and February 22, 2017; (iii) 340 restricted stock units that vest ratably on February 24, 2016 and February 24, 2017; and (iv) 1,328 restricted stock units that vest ratably on March 6, 2016, March 6, 2017, and March 6, 2018.
The signatory is signing on behalf of Jeffrey Buchheister pursuant to a Power of Attorney dated August 21, 2015, which is filed as Exhibit 24.1 to this filing.
/s/ David P. Bergers, attorney-in-fact
2015-12-16