0001397911-15-000134.txt : 20150520
0001397911-15-000134.hdr.sgml : 20150520
20150520181401
ACCESSION NUMBER: 0001397911-15-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150518
FILED AS OF DATE: 20150520
DATE AS OF CHANGE: 20150520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHIFTER RICHARD P
CENTRAL INDEX KEY: 0001249554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 15880785
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
wf-form4_143216003201287.xml
FORM 4
X0306
4
2015-05-18
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001249554
SCHIFTER RICHARD P
C/O TPG
301 COMMERCE STREET, SUITE 3300
FORT WORTH
TX
76102
1
0
0
0
Common Stock
2015-05-18
4
A
0
1592
42.85
A
26714
D
The reporting person elected to receive these shares in lieu of the cash portion of the annual retainer under the issuer's non-employee director compensation policy.
The signatory is signing on behalf of Richard P. Schifter pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Commission.
/s/ Ronald Cami on behalf of Richard P. Schifter
2015-05-20