0001397911-15-000124.txt : 20150520 0001397911-15-000124.hdr.sgml : 20150520 20150520174523 ACCESSION NUMBER: 0001397911-15-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYCE RICHARD W CENTRAL INDEX KEY: 0001180366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 15880688 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORTH WORTH STATE: TX ZIP: 76102 4 1 wf-form4_143215831322113.xml FORM 4 X0306 4 2015-05-18 0 0001397911 LPL Financial Holdings Inc. LPLA 0001180366 BOYCE RICHARD W C/O TPG 301 COMMERCE STREET, SUITE 3300 FT WORTH TX 76102 1 0 0 0 Common Stock 2015-05-18 4 A 0 1592 42.85 A 59989.90 D The reporting person elected to receive these shares in lieu of the cash portion of the annual retainer under the issuer's non-employee director compensation policy. The signatory is signing on behalf of Richard W. Boyce pursuant to an authorization and designation letter dated July 1, 2013, which was previously filed with the Commission. /s/ Ronald Cami on behalf of Richard W. Boyce 2015-05-20