0001397911-14-000152.txt : 20141125
0001397911-14-000152.hdr.sgml : 20141125
20141125183922
ACCESSION NUMBER: 0001397911-14-000152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141125
DATE AS OF CHANGE: 20141125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EBERHART PAULETT
CENTRAL INDEX KEY: 0001179702
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 141250891
MAIL ADDRESS:
STREET 1: C/O CDI CORP.
STREET 2: 1717 ARCH ST., 35TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
4
1
wf-form4_141695875220656.xml
FORM 4
X0306
4
2014-11-21
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001179702
EBERHART PAULETT
C/O LPL FINANCIAL HOLDINGS INC.,
75 STATE STREET, 24TH FLOOR
BOSTON
MA
02109
1
0
0
0
Common Stock
2014-11-21
4
A
0
1410
41.91
A
1410
D
These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock will vest in full on the second anniversary of the grant date.
/s/ Gregory M. Woods, attorney-in-fact
2014-11-25