0001397911-14-000064.txt : 20140310
0001397911-14-000064.hdr.sgml : 20140310
20140310190604
ACCESSION NUMBER: 0001397911-14-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140306
FILED AS OF DATE: 20140310
DATE AS OF CHANGE: 20140310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULCAHY ANNE M
CENTRAL INDEX KEY: 0001201725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 14682388
MAIL ADDRESS:
STREET 1: 1000 NICOLLET MALL, TPS-3255
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55403
4
1
wf-form4_139449275244081.xml
FORM 4
X0306
4
2014-03-06
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001201725
MULCAHY ANNE M
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 24TH FLOOR
BOSTON
MA
02109
1
0
0
0
Common Stock
2014-03-06
4
A
0
935
53.47
A
3488
D
These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock will vest in full on the second anniversary of the transaction date.
/s/ Anne M. Mulcahy
2014-03-10