0001209191-12-052800.txt : 20121113
0001209191-12-052800.hdr.sgml : 20121112
20121113162407
ACCESSION NUMBER: 0001209191-12-052800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121108
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STIEFLER JEFFREY E
CENTRAL INDEX KEY: 0001227965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 121199050
MAIL ADDRESS:
STREET 1: C/O INTUIT INC.
STREET 2: 2700 COAST AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-08
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001227965
STIEFLER JEFFREY E
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET
BOSTON
MA
02109
1
0
0
0
Common Stock, par value $0.001 per share
2012-11-08
4
A
0
1785
0.00
A
7943
D
Common Stock, par value $0.001 per share
74078
I
By Stiefler Trust U/T/D 5/31/2007
These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date.
Reflects 6,158 shares of restricted stock previously reported as held indirectly by the reporting person's trust.
/s/ Stephanie L. Brown, as Attorney-in-Fact
2012-11-13