-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+6ntOyzq1wnEPPPXvM0rll0wmz2jegnLS2gJilwmR2vID+yUAYuA2+FJ8qe8ZMW OtaocG0U7rBp82pxfqncjA== 0001179110-10-005534.txt : 20100317 0001179110-10-005534.hdr.sgml : 20100317 20100317175257 ACCESSION NUMBER: 0001179110-10-005534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Investment Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STIEFLER JEFFREY E CENTRAL INDEX KEY: 0001227965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52609 FILM NUMBER: 10689734 MAIL ADDRESS: STREET 1: C/O INTUIT INC. STREET 2: 2700 COAST AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml FORM 4 - X0303 4 2010-03-15 0 0001397911 LPL Investment Holdings Inc. NONE 0001227965 STIEFLER JEFFREY E C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, 22ND FLOOR BOSTON MA 02108 1 0 0 0 Common Stock 2010-03-15 4 A 0 2136 0 A 74078 I By Stiefler Trust U/T/D 5/31/2007 These shares represent restricted stock that was granted under the issuer's LPL Investment Holdings Inc. Director Restricted Stock Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date. Chad D. Perry is signing on behalf of Mr. Stiefler pursuant to a Power of Attorney dated June 29, 2007, which was previously filed with the SEC. /s/Chad D. Perry, signing on behalf of Jeffrey E. Stiefler 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----