-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNrAL3z0Oy4Qyv1OOqC0aIQd2ngX7cZBHCBOk8wlm92vCS+1YJdf3Wv5pQOpeYlf On0vBQZAGxwU9kxVVChRvw== 0001225208-10-003498.txt : 20100204 0001225208-10-003498.hdr.sgml : 20100204 20100204164259 ACCESSION NUMBER: 0001225208-10-003498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100204 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Lynn A CENTRAL INDEX KEY: 0001397863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 10574597 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 FORMER NAME: FORMER CONFORMED NAME: Pyke Lynn DATE OF NAME CHANGE: 20070427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0303 4 2010-02-04 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001397863 Pike Lynn A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Banking Common Stock 2010-02-04 4 S 0 22251 36.13 D 137212 D This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These shares were sold at prices ranging from $36.01 to $36.30. Information regarding the number of shares sold at each separate price will be provided upon request. Tangela S. Richter (POA on file) 2010-02-04 -----END PRIVACY-ENHANCED MESSAGE-----