-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaP639AG+x2D9vqaU1jAO/wC6o6n2O6mnTK9QPJz4ttzCip+U0Quy/I0rI+ZQRDe EeUkhbUUgeI1OQ8cTpjHQw== 0001144204-10-020803.txt : 20100416 0001144204-10-020803.hdr.sgml : 20100416 20100416143554 ACCESSION NUMBER: 0001144204-10-020803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100415 FILED AS OF DATE: 20100416 DATE AS OF CHANGE: 20100416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAGH GERARD CENTRAL INDEX KEY: 0001413235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33693 FILM NUMBER: 10754446 MAIL ADDRESS: STREET 1: C/O DUFF & PHELPS CORPORATION STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Corp CENTRAL INDEX KEY: 0001397821 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 208893559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: (212) 871-2000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps CORP DATE OF NAME CHANGE: 20070427 4 1 form430781_041610143530-.xml X0303 4 2010-04-15 0 0001397821 Duff & Phelps Corp DUF 0001413235 CREAGH GERARD C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET NEW YORK NY US 10055 1 1 0 0 President Class A common stock 2010-04-15 4 S 0 26083 17 D 140001 D Class A common stock 27612 I See footnote Open market sale pursuant to 10b5-1 trading plan entered into by Mr. Creagh on November 23, 2009, as amended on March 15, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such shares of Class A common stock are held by a trust for the benefit of Mr. Creagh. /s/ Edward S. Forman as Attorney-in-Fact for Gerard Creagh 2010-04-16 Executive VP, General Counsel and Sec. 2010-04-16 -----END PRIVACY-ENHANCED MESSAGE-----