-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SG/IbUN3dpbdienX7iMsVdaraQbYrO7CMfV8uvgg9dfM9EiDHtp3sRzgtWVnjzbf hGi45RavRdBL0Z08um6l5g== 0001144204-10-016149.txt : 20100329 0001144204-10-016149.hdr.sgml : 20100329 20100329101434 ACCESSION NUMBER: 0001144204-10-016149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100325 FILED AS OF DATE: 20100329 DATE AS OF CHANGE: 20100329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAGH GERARD CENTRAL INDEX KEY: 0001413235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33693 FILM NUMBER: 10709494 MAIL ADDRESS: STREET 1: C/O DUFF & PHELPS CORPORATION STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Corp CENTRAL INDEX KEY: 0001397821 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 208893559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: (212) 871-2000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps CORP DATE OF NAME CHANGE: 20070427 4 1 form429931_032910101416-.xml X0303 4 2010-03-25 0 0001397821 Duff & Phelps Corp DUF 0001413235 CREAGH GERARD C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET NEW YORK NY US 10055 1 1 0 0 President Class A common stock 2010-03-25 4 S 0 1700 17.65 D 166084 D Class A common stock 27612 I See footnote Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Creagh on November 23, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such shares of Class A common stock are held by a trust for the benefit of Mr. Creagh. /s/ Jacob L. Silverman as Attorney-in-Fact for Gerard Creagh 2010-03-29 Executive VP and Chief Financial Officer 2010-03-29 -----END PRIVACY-ENHANCED MESSAGE-----