-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QoLAF/NTZopPy+cE2Z06gxCQGlF/TLcOuRbCo7GYs1/pC2YXEKgFM0IUofvDJ94M 1FH0IDcw5qVtbgfwHqdnMw== 0001144204-10-014383.txt : 20100318 0001144204-10-014383.hdr.sgml : 20100318 20100318161814 ACCESSION NUMBER: 0001144204-10-014383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100317 FILED AS OF DATE: 20100318 DATE AS OF CHANGE: 20100318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAGH GERARD CENTRAL INDEX KEY: 0001413235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33693 FILM NUMBER: 10691772 MAIL ADDRESS: STREET 1: C/O DUFF & PHELPS CORPORATION STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Corp CENTRAL INDEX KEY: 0001397821 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 208893559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: (212) 871-2000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps CORP DATE OF NAME CHANGE: 20070427 4 1 form429612_031810161759-.xml X0303 4 2010-03-17 0 0001397821 Duff & Phelps Corp DUF 0001413235 CREAGH GERARD C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET NEW YORK NY US 10055 1 1 0 0 President Class A common stock 2010-03-17 4 S 0 2500 17.52 D 188060 D Class A common stock 2010-03-17 4 S 0 1725 17.5301 D 186335 D Class A common stock 2010-03-17 4 S 0 2500 17.64 D 183835 D Class A common stock 2010-03-17 4 S 0 1720 17.65 D 182115 D Class A common stock 2010-03-17 4 S 0 2500 17.71 D 179615 D Class A common stock 2010-03-17 4 S 0 1720 17.7201 D 177895 D Class A common stock 27612 I See footnote Open market sale pursuant to 10b5-1 trading plan adopted by Mr. Creagh on November 23, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such shares of Class A common stock are held by a trust for the benefit of Mr. Creagh. /s/ Edward S. Forman as Attorney-in-Fact for Gerard Creagh 2010-03-18 Executive VP, General Counsel and Sec. 2010-03-18 -----END PRIVACY-ENHANCED MESSAGE-----