-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJjC03p27mfAl9Epmaq2UohGDpdUkMOtTBXhgNR1JjPQM2F/zH7yym36/jlvi9IA dy+GfLak7I8ENwfob1SFrA== 0000950134-09-002605.txt : 20090212 0000950134-09-002605.hdr.sgml : 20090212 20090212154913 ACCESSION NUMBER: 0000950134-09-002605 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: ALEJANDRO C. ZAFFARONI RETIREMENT TRUST FBO DONNA SWANSON GROUP MEMBERS: ALEJANDRO C. ZAFFARONI RETIREMENT TRUST FBO GONZALO M. SILVE GROUP MEMBERS: ALEJANDRO C. ZAFFARONI RETIREMENT TRUST FBO M. LORETTE VIAUD GROUP MEMBERS: ZAFFARONI PARTNERS, L.P. GROUP MEMBERS: ZAFFARONI REVOCABLE TRUST U/T/D 1/24/86 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Zaffaroni Alejandro C CENTRAL INDEX KEY: 0001397801 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 650-496-2258 MAIL ADDRESS: STREET 1: 4005 MIRANDA AVENUE, STE 180 CITY: PALO ALTO STATE: CA ZIP: 94304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Alexza Pharmaceuticals Inc. CENTRAL INDEX KEY: 0001344413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770567768 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82505 FILM NUMBER: 09594653 BUSINESS ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650.944.7000 MAIL ADDRESS: STREET 1: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 d66290sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Alexza Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock, $0.0001 par value per share
(Title of Class of Securities)
015384 10 0
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
2 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS.

Alejandro C. Zaffaroni, Ph.D.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,110,033 shares 1, 2, 3
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,110,033 shares 1, 2, 3
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,110,033 shares 1, 2, 3
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.4% 4
     
12   TYPE OF REPORTING PERSON*
   
  IN
1 By virtue of their status as trustees of the Zaffaroni Revocable Trust u/t/d 1/24/86 (the “Trust”), each of Alejandro C. Zaffaroni and his wife, Lida Zaffaroni, may be deemed to have shared beneficial ownership of the 1,831,626 shares held by the Trust.
2 By virtue of his status as a general and limited partner of the Zaffaroni Partners, L.P. (“Partners”), Alejandro C. Zaffaroni, Ph.D. may be deemed to have shared beneficial ownership of the 269,090 shares held by Partners.
3 By virtue of his status as trustee of each of the Alejandro Zaffaroni Retirement Trust FBO M. Lorette Viaud, the Alejandro Zaffaroni Retirement Trust FBO Donna Swanson and the Alejandro Zaffaroni Retirement Trust FBO Gonzalo M. Silveira (collectively, the “Retirement Trusts”), Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of an aggregate of 9,317 shares held by the Retirement Trusts.
4 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
3 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS.

Zaffaroni Revocable Trust u/t/d 1/24/86
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,831,626 shares 5
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,831,626 shares 5
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,831,626 shares 5
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.6% 6
     
12   TYPE OF REPORTING PERSON*
   
  OO
5 By virtue of their status as trustees of the Zaffaroni Revocable Trust u/t/d 1/24/86 (the “Trust”), each of Alejandro C. Zaffaroni and his wife, Lida Zaffaroni, may be deemed to have shared beneficial ownership of the 1,831,626 shares held by the Trust.
6 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
4 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS

Zaffaroni Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   269,090 shares 7
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   269,090 shares 7
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  269,090 shares 7
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.8%8
     
12   TYPE OF REPORTING PERSON*
   
  PN
7 By virtue of his status as a general and limited partner of the Zaffaroni Partners, L.P. (“Partners”), Alejandro C. Zaffaroni, Ph.D. may be deemed to have shared beneficial ownership of the 269,090 shares held by Partners.
8 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
5 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS

Alejandro C. Zaffaroni Retirement Trust FBO M. Lorette Viaud
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,727 shares 9
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,727 shares 9
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,727 shares 9
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.01% 10
     
12   TYPE OF REPORTING PERSON*
   
  OO
9 By virtue of his status as trustee of the Alejandro Zaffaroni Retirement Trust FBO M. Lorette Viaud, Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of the shares held by the trust.
10 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
6 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS

Alejandro C. Zaffaroni Retirement Trust FBO Donna Swanson
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,090 shares 11
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,090 shares 11
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,090 shares 11
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.01% 12
     
12   TYPE OF REPORTING PERSON*
   
  OO
11 By virtue of his status as trustee of the Alejandro Zaffaroni Retirement Trust FBO Donna Swanson, Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of the shares held by the trust.
12 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

                     
CUSIP No.
  
015384 10 0 
 13 G  Page  
7 
   of   
13 
  pages

 

           
1   NAMES OF REPORTING PERSONS

Alejandro C. Zaffaroni Retirement Trust FBO Gonzalo M. Silveira
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,500 shares 13
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,500 shares 13
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,500 shares 13
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.01% 14
     
12   TYPE OF REPORTING PERSON*
   
  OO
13 By virtue of his status as trustee of the Alejandro Zaffaroni Retirement Trust FBO Gonzalo M. Silveira, Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of the shares held by the trust.
14 This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008.

 

         
Item 1
        
 
        
(a)
  Name of Issuer:   Alexza Pharmaceuticals, Inc.
 
        
(b)
  Address of Issuer’s Principal Executive Offices:   2091 Stierlin Court
Mountain View, California 94043
 
        
Item 2
        
 
        
(a)
  Name of Person(s) Filing:    
 
        
         Alejandro C. Zaffaroni, Ph.D.
         Zaffaroni Revocable Trust u/t/d 1/24/86
         Zaffaroni Partners, L.P.
         Alejandro Zaffaroni Retirement Trust FBO M. Lorette Viaud
         Alejandro Zaffaroni Retirement Trust FBO Donna Swanson
         Alejandro Zaffaroni Retirement Trust FBO Gonzalo M. Silveira
 
        
(b)
  Address of Principal Business Office:   2600 El Camino Real, Suite 401
Palo Alto, CA 94306
 
        
(c)
  Citizenship:    
 
        
 
       Alejandro C. Zaffaroni, Ph.D.   United States of America
 
       Zaffaroni Revocable Trust u/t/d 1/24/86   California
 
       Zaffaroni Partners, L.P.   California Limited Partnership
 
       Alejandro Zaffaroni Retirement Trust FBO
    
 
       M. Lorette Viaud   California
 
       Alejandro Zaffaroni Retirement Trust FBO    
 
       Donna Swanson   California
 
       Alejandro Zaffaroni Retirement Trust FBO    
 
       Gonzalo M. Silveira   California
 
        
(d)
  Title of Class of Securities:   Common Stock, $0.001 par value per share
 
        
(e)
  CUSIP Number: 015384 10 0    
 
        
Item 3
  Not applicable.    

Page 8 of 13 pages

 

         
Item 4
  Ownership.    
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1:
         
(a) Amount Beneficially Owned:
        
 
Alejandro C. Zaffaroni, Ph.D.
     2,110,033 1, 2, 3
Zaffaroni Revocable Trust u/t/d 1/24/86
     1,831,626  
Zaffaroni Partners, L.P.
     269,090  
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     2,727  
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     3,090  
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     3,500  
 
        
 
(b) Percent of Class:
        
Alejandro C. Zaffaroni, Ph.D.
     6.4 %1, 2, 3, 4
Zaffaroni Revocable Trust u/t/d 1/24/86
     5.6 %4
Zaffaroni Partners, L.P.
     0.8 %4
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     0.01 %4
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     0.01 %4
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     0.01 %4
 
        
(c) Number of shares as to which the person has:
        
 
(i) Sole power to vote or to direct the vote:
        
 
        
Alejandro C. Zaffaroni
    0  
Zaffaroni Revocable Trust u/t/d 1/24/86
     1,831,626  
Zaffaroni Partners, L.P.
     269,090  
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     2,727  
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     3,090  
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     3,500  
 
1   By virtue of their status as trustees of the Zaffaroni Revocable Trust u/t/d 1/24/86 (the “Trust”), each of Alejandro C. Zaffaroni and his wife, Lida Zaffaroni, may be deemed to have shared beneficial ownership of the 1,831,626 shares held by the Trust.
 
2   By virtue of his status as a general and limited partner of the Zaffaroni Partners, L.P. (“Partners”), Alejandro C. Zaffaroni, Ph.D. may be deemed to have shared beneficial ownership of the 269,090 shares held by Partners.
 
3   By virtue of his status as trustee of each of the Alejandro Zaffaroni Retirement Trust FBO M. Lorette Viaud, the Alejandro Zaffaroni Retirement Trust FBO Donna Swanson and the Alejandro Zaffaroni Retirement Trust FBO Gonzalo M. Silveira (collectively, the “Retirement Trusts”), Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of an aggregate of 9,317 shares held by the Retirement Trusts.
 
4   This percentage is calculated based upon 32,820,874 shares of the Issuer’s common stock outstanding as of December 31, 2008

Page 9 of 13 pages

 

         
(ii) Shared power to vote or to direct the vote:
        
 
        
Alejandro C. Zaffaroni
     2,110,033 1, 2, 3
Zaffaroni Revocable Trust u/t/d 1/24/86
     0  
Zaffaroni Partners, L.P.
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     0  
 
        
(iii) Sole power to dispose or to direct the disposition of:
        
 
        
Alejandro C. Zaffaroni
     0  
Zaffaroni Revocable Trust u/t/d 1/24/86
     1,831,626  
Zaffaroni Partners, L.P.
     269,090  
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     2,727  
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     3,090  
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     3,500  
 
        
(iv) Shared power to dispose or to direct the disposition of:
        
 
        
Alejandro C. Zaffaroni
     2,110,033 1, 2, 3
Zaffaroni Revocable Trust u/t/d 1/24/86
     0  
Zaffaroni Partners, L.P.
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
M. Lorette Viaud
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
Donna Swanson
     0  
Alejandro Zaffaroni Retirement Trust FBO
        
Gonzalo M. Silveira
     0  
 
1     By virtue of their status as trustees of the Zaffaroni Revocable Trust u/t/d 1/24/86 (the “Trust”), each of Alejandro C. Zaffaroni and his wife, Lida Zaffaroni, may be deemed to have shared beneficial ownership of the 1,831,626 shares held by the Trust.
 
2   By virtue of his status as a general and limited partner of the Zaffaroni Partners, L.P. (“Partners”), Alejandro C. Zaffaroni, Ph.D. may be deemed to have shared beneficial ownership of the 269,090 shares held by Partners.
 
3   By virtue of his status as trustee of each of the Alejandro Zaffaroni Retirement Trust FBO M. Lorette Viaud, the Alejandro Zaffaroni Retirement Trust FBO Donna Swanson and the Alejandro Zaffaroni Retirement Trust FBO Gonzalo M. Silveira (collectively, the “Retirement Trusts”), Alejandro C. Zaffaroni may be deemed to have shared beneficial ownership of an aggregate of 9,317 shares held by the Retirement Trusts.
     
Item 5
  Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
     
Item 6
  Ownership of More Than Five Percent on Behalf of Another Person.
 
    
 
  Not applicable.

Page 10 of 13 pages

 

     
Item 7
  Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
 
    
 
  Not applicable.
 
    
Item 8
  Identification and Classification of Members of the Group.
 
    
 
  Not applicable.
 
    
Item 9
  Notice of Dissolution of Group.
 
    
 
  Not applicable.
 
    
Item 10
  Certification.
 
    
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 11 of 13 pages

 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  February 12, 2009
Date
 		  
  /s/ Alejandro C. Zaffaroni    
  Alejandro C. Zaffaroni, Ph.D.   
     
 
  Zaffaroni Revocable Trust u/t/d
1/24/86
 		  
  By:   Alejandro C. Zaffaroni and
Lida Zaffaroni, as Trustees  		  
 
     
  By:   /s/ Alejandro C. Zaffaroni    
    Alejandro C. Zaffaroni,   
    Trustee   
 
     
  By:   /s/ Lida Zaffaroni    
    Lida Zaffaroni, Trustee   
       
 
  Zaffaroni Partners, L.P.
 		  
  By:   /s/ Alejandro C. Zaffaroni    
    Alejandro C. Zaffaroni   
    General Partner   
 
  Alejandro Zaffaroni Retirement
Trust FBO M. Lorette Viaud
 		  
  By:   /s/ Alejandro C. Zaffaroni    
    Alejandro C. Zaffaroni,   
    Trustee   
 
  Alejandro Zaffaroni Retirement
Trust FBO Donna Swanson
 		  
  By:   /s/ Alejandro C. Zaffaroni    
    Alejandro C. Zaffaroni,   
    Trustee   

Page 12 of 13 pages

 

         
         
  Alejandro Zaffaroni Retirement
Trust FBO Gonzalo M. Silveira
 		  
  By:   /s/ Alejandro C. Zaffaroni    
    Alejandro C. Zaffaroni,   
    Trustee   
 

Page 13 of 13 pages

-----END PRIVACY-ENHANCED MESSAGE-----