-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PP1ek6YTblBuJ2iiXxXODlEn0Qz+jk3Nd8cShlPMapvak+B4VH3IzzdDTWhNcZrs cnAyU6LgVW15NQMh844t4Q== 0001085146-11-000400.txt : 20110223 0001085146-11-000400.hdr.sgml : 20110223 20110223141711 ACCESSION NUMBER: 0001085146-11-000400 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110223 DATE AS OF CHANGE: 20110223 EFFECTIVENESS DATE: 20110223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Uniplan Advisors, Inc. CENTRAL INDEX KEY: 0001397471 IRS NUMBER: 391507926 STATE OF INCORPORATION: WI FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12465 FILM NUMBER: 11631700 BUSINESS ADDRESS: STREET 1: 22939 WEST OVERSON ROAD CITY: UNION GROVE STATE: WI ZIP: 53182 BUSINESS PHONE: 262-534-3000 MAIL ADDRESS: STREET 1: 22939 WEST OVERSON ROAD CITY: UNION GROVE STATE: WI ZIP: 53182 13F-HR 1 foru4q10r.txt FORWARD UNIPLAN ADVISORS INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Forward Uniplan Advisors, Inc. Address: 22939 West Overson Road Union Grove, WI 53182 13F File Number: 028-12465 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward J. Jones Title: Managing Director Phone: 262-534-3000 Signature, Place, and Date of Signing: /s/ Edward J. Jones Union Grove, WI February 22, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $435,032 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALASKA COMMUNICATIONS SYS GR COM 01167P101 1221 110000 SH SOLE 110000 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 14051 191800 SH SOLE 191800 0 0 AMB PROPERTY CORP COM 00163T109 7170 226100 SH SOLE 226100 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 15674 493500 SH SOLE 493500 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 719 25000 SH SOLE 25000 0 0 AMERICAN GREETINGS CORP CL A 026375105 1857 83800 SH SOLE 83800 0 0 ANNALY CAP MGMT INC COM 035710409 937 52300 SH SOLE 52300 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 5757 376500 SH SOLE 376500 0 0 ATRION CORP COM 049904105 4289 23900 SH SOLE 23900 0 0 AVALONBAY CMNTYS INC COM 053484101 10231 90900 SH SOLE 90900 0 0 AZZ INC COM 002474104 1572 39300 SH SOLE 39300 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 1621 73100 SH SOLE 73100 0 0 BOLT TECHNOLOGY CORP COM 097698104 1355 102900 SH SOLE 102900 0 0 BOSTON PROPERTIES INC COM 101121101 9764 113400 SH SOLE 113400 0 0 BUCKEYE TECHNOLOGIES INC COM 118255108 1740 82800 SH SOLE 82800 0 0 CAMDEN PPTY TR SH BEN INT 133131102 8092 149900 SH SOLE 149900 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 1618 115400 SH SOLE 115400 0 0 CATERPILLAR INC DEL COM 149123101 1536 16400 SH SOLE 16400 0 0 CERADYNE INC COM 156710105 2305 73100 SH SOLE 73100 0 0 CERAGON NETWORKS LTD ORD M22013102 2604 197600 SH SOLE 197600 0 0 CEVA INC COM 157210105 2112 103000 SH SOLE 103000 0 0 CHASE CORP COM 16150R104 1607 98600 SH SOLE 98600 0 0 CHIMERA INVT CORP COM 16934Q109 729 177300 SH SOLE 177300 0 0 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 909 80900 SH SOLE 80900 0 0 CITY TELECOM H K LTD SPONSORED ADR 178677209 2001 135100 SH SOLE 135100 0 0 DIGITAL RLTY TR INC COM 253868103 9154 177600 SH SOLE 177600 0 0 DOUGLAS EMMETT INC COM 25960P109 7412 446500 SH SOLE 446500 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1352 27100 SH SOLE 27100 0 0 DXP ENTERPRISES INC NEW COM NEW 233377407 2064 86000 SH SOLE 86000 0 0 EASTGROUP PPTY INC COM 277276101 8274 195500 SH SOLE 195500 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 824 67300 SH SOLE 67300 0 0 EMS TECHNOLOGIES INC COM 26873N108 973 49200 SH SOLE 49200 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 780 74600 SH SOLE 74600 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 720 17300 SH SOLE 17300 0 0 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 7571 163700 SH SOLE 163700 0 0 ESSEX PPTY TR INC COM 297178105 4432 38800 SH SOLE 38800 0 0 EXAR CORP COM 300645108 748 107100 SH SOLE 107100 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 8978 115200 SH SOLE 115200 0 0 FIRST POTOMAC RLTY TR COM 33610F109 1615 96000 SH SOLE 96000 0 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 981 18900 SH SOLE 18900 0 0 GATX CORP COM 361448103 1111 31500 SH SOLE 31500 0 0 GENUINE PARTS CO COM 372460105 1248 24300 SH SOLE 24300 0 0 GETTY RLTY CORP NEW COM 374297109 5533 176900 SH SOLE 176900 0 0 GLATFELTER COM 377316104 1352 110200 SH SOLE 110200 0 0 GORMAN RUPP CO COM 383082104 1228 38000 SH SOLE 38000 0 0 HCP INC COM 40414L109 7597 206500 SH SOLE 206500 0 0 HEALTH CARE REIT INC COM 42217K106 10557 221600 SH SOLE 221600 0 0 HERCULES TECH GROWTH CAP INC COM 427096508 904 87300 SH SOLE 87300 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 8041 349000 SH SOLE 349000 0 0 HOST HOTELS & RESORTS INC COM 44107P104 13152 736000 SH SOLE 736000 0 0 ICU MED INC COM 44930G107 1639 44900 SH SOLE 44900 0 0 INCREDIMAIL LTD SHS M5364E104 1026 132500 SH SOLE 132500 0 0 INVENTURE FOODS INC COM 461212102 2798 647600 SH SOLE 647600 0 0 ISHARES TR DJ US REAL EST 464287739 823 14700 SH SOLE 14700 0 0 ISHARES TR RSSL MCRCP IDX 464288869 436 8700 SH SOLE 8700 0 0 ISHARES TR US PFD STK IDX 464288687 2363 60900 SH SOLE 60900 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3097 85200 SH SOLE 85200 0 0 KIMBALL INTL INC CL B 494274103 688 99700 SH SOLE 99700 0 0 KIMBERLY CLARK CORP COM 494368103 1412 22400 SH SOLE 22400 0 0 KIMCO RLTY CORP COM 49446R109 2477 137300 SH SOLE 137300 0 0 KNOLOGY INC COM 499183804 3754 240200 SH SOLE 240200 0 0 LAKELAND INDS INC COM 511795106 766 87100 SH SOLE 87100 0 0 LTC PPTYS INC COM 502175102 9022 321300 SH SOLE 321300 0 0 LTX-CREDENCE CORP COM NEW 502403207 1111 150200 SH SOLE 150200 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 2007 278700 SH SOLE 278700 0 0 MATRIX SVC CO COM 576853105 2124 174400 SH SOLE 174400 0 0 MEDICAL ACTION INDS INC COM 58449L100 1606 167600 SH SOLE 167600 0 0 MERCK & CO INC NEW COM 58933Y105 1204 33400 SH SOLE 33400 0 0 MERGE HEALTHCARE INC COM 589499102 2215 593900 SH SOLE 593900 0 0 MET PRO CORP COM 590876306 2937 248700 SH SOLE 248700 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 566 83300 SH SOLE 83300 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 927 27100 SH SOLE 27100 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 3710 436500 SH SOLE 436500 0 0 NATIONAL HEALTH INVS INC COM 63633D104 1175 26100 SH SOLE 26100 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 6758 255000 SH SOLE 255000 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 678 34000 SH SOLE 34000 0 0 NORDIC AMERICAN TANKER SHIPP COM G65773106 908 34900 SH SOLE 34900 0 0 OLIN CORP COM PAR $1 680665205 1666 81200 SH SOLE 81200 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 1018 83200 SH SOLE 83200 0 0 OVERHILL FARMS INC COM 690212105 479 83200 SH SOLE 83200 0 0 PENN VA RESOURCES PARTNERS L COM 707884102 1107 39100 SH SOLE 39100 0 0 PFIZER INC COM 717081103 1226 70000 SH SOLE 70000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 5816 155300 SH SOLE 155300 0 0 PLX TECHNOLOGY INC COM 693417107 696 192900 SH SOLE 192900 0 0 POTLATCH CORP NEW COM 737630103 10722 329400 SH SOLE 329400 0 0 PUBLIC STORAGE COM 74460D109 15264 150500 SH SOLE 150500 0 0 REALTY INCOME CORP COM 756109104 10226 299000 SH SOLE 299000 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 690 25300 SH SOLE 25300 0 0 ROBBINS & MYERS INC COM 770196103 1574 44000 SH SOLE 44000 0 0 RRSAT GLOBAL COMM NTWRK LTD SHS M8183P102 1293 170800 SH SOLE 170800 0 0 SCHULMAN A INC COM 808194104 2250 98300 SH SOLE 98300 0 0 SHENGDA TECH INC COM 823213103 1520 310300 SH SOLE 310300 0 0 SIFCO INDS INC COM 826546103 3078 188700 SH SOLE 188700 0 0 SIMON PPTY GROUP INC NEW COM 828806109 29151 293000 SH SOLE 293000 0 0 SL GREEN RLTY CORP COM 78440X101 11092 164300 SH SOLE 164300 0 0 SOUTHERN COPPER CORP COM 84265V105 2310 47400 SH SOLE 47400 0 0 SOVRAN SELF STORAGE INC COM 84610H108 2665 72400 SH SOLE 72400 0 0 SPECTRUM CTL INC COM 847615101 1896 126500 SH SOLE 126500 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 1388 46200 SH SOLE 46200 0 0 SUN HYDRAULICS CORP COM 866942105 2034 53800 SH SOLE 53800 0 0 T-3 ENERGY SRVCS INC COM 87306E107 2804 70400 SH SOLE 70400 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 6086 118900 SH SOLE 118900 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 856 25200 SH SOLE 25200 0 0 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 558 66400 SH SOLE 66400 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1089 44500 SH SOLE 44500 0 0 TELULAR CORP COM NEW 87970T208 2073 309900 SH SOLE 309900 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 768 7100 SH SOLE 7100 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1438 37600 SH SOLE 37600 0 0 TUPPERWARE BRANDS CORP COM 899896104 2569 53900 SH SOLE 53900 0 0 VASCULAR SOLUTIONS INC COM 92231M109 2146 183100 SH SOLE 183100 0 0 VENTAS INC COM 92276F100 8386 159800 SH SOLE 159800 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 790 26900 SH SOLE 26900 0 0 VORNADO RLTY TR SH BEN INT 929042109 11033 132400 SH SOLE 132400 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 6799 219400 SH SOLE 219400 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 8285 348700 SH SOLE 348700 0 0 WHITESTONE REIT CL B SBI 966084204 1227 82900 SH SOLE 82900 0 0 WINDSTREAM CORP COM 97381W104 1179 84600 SH SOLE 84600 0 0 WONDER AUTO TECHNOLOGY INC COM 978166106 1486 197100 SH SOLE 197100 0 0
-----END PRIVACY-ENHANCED MESSAGE-----