0001606587-21-000693.txt : 20210512
0001606587-21-000693.hdr.sgml : 20210512
20210512155956
ACCESSION NUMBER: 0001606587-21-000693
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
EFFECTIVENESS DATE: 20210512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 21914960
BUSINESS ADDRESS:
STREET 1: 331 NEWMAN SPRINGS ROAD
STREET 2: SUITE 105
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 331 NEWMAN SPRINGS ROAD
STREET 2: SUITE 143
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001397424
XXXXXXXX
03-31-2021
03-31-2021
false
WBI Investments
One River Centre
331 Newman Springs Road, Suite 105
Red Bank
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Kevin Murphy
Chief Compliance Officer & General Counsel
732-945-1430
Kevin Murphy
Red Bank
NJ
05-06-2021
1
229
636790
false
1
0001449088
028-16338
Millington Securities, Inc.
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
2166
11242
SH
DFND
1
0
11242
0
3M CO
COM
88579Y101
1610
8356
SH
SOLE
NONE
8356
0
0
ABBVIE INC
COM
00287Y109
8100
74850
SH
DFND
1
0
74850
0
ABBVIE INC
COM
00287Y109
3307
30556
SH
SOLE
NONE
30556
0
0
ABSOLUTE SHS TR
WBI BBR RNG 3000
00400R502
3677
125248
SH
SOLE
NONE
125248
0
0
ABSOLUTE SHS TR
WBI BBR VAL 3000
00400R601
26047
865291
SH
SOLE
NONE
865291
0
0
ABSOLUTE SHS TR
WBI BBR YLD 3000
00400R700
25292
1004188
SH
SOLE
NONE
1004188
0
0
ABSOLUTE SHS TR
WBI BBR QTY 3000
00400R809
25062
866687
SH
SOLE
NONE
866687
0
0
ABSOLUTE SHS TR
WBI BULBEAR TR
00400R833
4828
281701
SH
SOLE
NONE
281701
0
0
ABSOLUTE SHS TR
WBI BULBEAR TR
00400R841
15497
772341
SH
SOLE
NONE
772341
0
0
ABSOLUTE SHS TR
WBI PWR FCTR ETF
00400R858
33078
1232404
SH
SOLE
NONE
1232404
0
0
ABSOLUTE SHS TR
WBI BBR GBL INME
00400R874
26617
1080808
SH
SOLE
NONE
1080808
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2421
8763
SH
DFND
1
0
8763
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
3201
11589
SH
SOLE
NONE
11589
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1765
9621
SH
SOLE
NONE
9621
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
764
25035
SH
SOLE
NONE
25035
0
0
ALTRIA GROUP INC
COM
02209S103
315
6154
SH
SOLE
NONE
6154
0
0
AMDOCS LTD
SHS
G02602103
342
4875
SH
DFND
1
0
4875
0
AMDOCS LTD
SHS
G02602103
1615
23022
SH
SOLE
NONE
23022
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
1987
17418
SH
DFND
1
0
17418
0
AMERIPRISE FINL INC
COM
03076C106
3620
15573
SH
DFND
1
0
15573
0
AMERIPRISE FINL INC
COM
03076C106
1145
4924
SH
SOLE
NONE
4924
0
0
AMES NATL CORP
COM
031001100
522
20417
SH
DFND
1
0
20417
0
APPLIED MATLS INC
COM
038222105
2654
19862
SH
DFND
1
0
19862
0
ASSOCIATED BANC CORP
COM
045487105
538
25216
SH
DFND
1
0
25216
0
AT&T INC
COM
00206R102
4628
152889
SH
DFND
1
0
152889
0
AT&T INC
COM
00206R102
258
8519
SH
SOLE
NONE
8519
0
0
B & G FOODS INC NEW
COM
05508R106
1109
35699
SH
DFND
1
0
35699
0
BANKFINANCIAL CORP
COM
06643P104
580
56170
SH
DFND
1
0
56170
0
BERKLEY W R CORP
COM
084423102
447
5929
SH
DFND
1
0
5929
0
BEST BUY INC
COM
086516101
5195
45253
SH
DFND
1
0
45253
0
BEST BUY INC
COM
086516101
1213
10565
SH
SOLE
NONE
10565
0
0
BLOCK H & R INC
COM
093671105
1499
68780
SH
DFND
1
0
68780
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
4251
27766
SH
DFND
1
0
27766
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
2467
16111
SH
SOLE
NONE
16111
0
0
C & F FINL CORP
COM
12466Q104
564
12743
SH
DFND
1
0
12743
0
CARDINAL HEALTH INC
COM
14149Y108
1433
23596
SH
DFND
1
0
23596
0
CDW CORP
COM
12514G108
2616
15785
SH
DFND
1
0
15785
0
CDW CORP
COM
12514G108
1032
6226
SH
SOLE
NONE
6226
0
0
CELANESE CORP DEL
COM
150870103
2634
17581
SH
SOLE
NONE
17581
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
1928
36962
SH
DFND
1
0
36962
0
COMERICA INC
COM
200340107
669
9327
SH
DFND
1
0
9327
0
CRH PLC
ADR
12626K203
2811
59827
SH
DFND
1
0
59827
0
CUMMINS INC
COM
231021106
2774
10706
SH
DFND
1
0
10706
0
CUMMINS INC
COM
231021106
2239
8640
SH
SOLE
NONE
8640
0
0
D R HORTON INC
COM
23331A109
281
3157
SH
SOLE
NONE
3157
0
0
DBX ETF TR
XTRACK USD HIGH
233051432
34011
680351
SH
DFND
1
0
680351
0
DBX ETF TR
XTRACK USD HIGH
233051432
33169
663503
SH
SOLE
NONE
663503
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
3134
42651
SH
DFND
1
0
42651
0
DIAMONDBACK ENERGY INC
COM
25278X109
2355
32050
SH
SOLE
NONE
32050
0
0
EMERSON ELEC CO
COM
291011104
3185
35299
SH
DFND
1
0
35299
0
EMERSON ELEC CO
COM
291011104
817
9061
SH
SOLE
NONE
9061
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
1182
42804
SH
DFND
1
0
42804
0
EVERCORE INC
CLASS A
29977A105
822
6242
SH
SOLE
NONE
6242
0
0
EXPEDITORS INTL WASH INC
COM
302130109
2028
18828
SH
DFND
1
0
18828
0
EXPEDITORS INTL WASH INC
COM
302130109
858
7969
SH
SOLE
NONE
7969
0
0
EXXON MOBIL CORP
COM
30231G102
1059
18965
SH
DFND
1
0
18965
0
EXXON MOBIL CORP
COM
30231G102
2564
45922
SH
SOLE
NONE
45922
0
0
FASTENAL CO
COM
311900104
204
4060
SH
DFND
1
0
4060
0
FEDERAL AGRIC MTG CORP
CL C
313148306
644
6398
SH
DFND
1
0
6398
0
FIDELITY COVINGTON TRUST
CONSMR STAPLES
316092303
1542
37072
SH
SOLE
NONE
37072
0
0
FIDELITY COVINGTON TRUST
HIGH DIVID ETF
316092840
658
18514
SH
SOLE
NONE
18514
0
0
FIDELITY COVINGTON TRUST
MSCI UTILS INDEX
316092865
670
16158
SH
SOLE
NONE
16158
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2115
52014
SH
DFND
1
0
52014
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1236
30387
SH
SOLE
NONE
30387
0
0
FIFTH THIRD BANCORP
COM
316773100
278
7431
SH
SOLE
NONE
7431
0
0
FIRST AMERN FINL CORP
COM
31847R102
2666
47068
SH
DFND
1
0
47068
0
FIRST BANCORP INC ME
COM
31866P102
546
18718
SH
DFND
1
0
18718
0
FIRST HORIZON CORPORATION
COM
320517105
613
36229
SH
DFND
1
0
36229
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
2010
20982
SH
DFND
1
0
20982
0
FRANKLIN FINL SVCS CORP
COM
353525108
572
18354
SH
DFND
1
0
18354
0
FRANKLIN TEMPLETON ETF TR
LIBERTYQ US EQT
35473P801
995
24842
SH
SOLE
NONE
24842
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
701
5619
SH
SOLE
NONE
5619
0
0
GILEAD SCIENCES INC
COM
375558103
2661
41173
SH
DFND
1
0
41173
0
GILEAD SCIENCES INC
COM
375558103
2151
33277
SH
SOLE
NONE
33277
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2029
6205
SH
DFND
1
0
6205
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1557
4760
SH
SOLE
NONE
4760
0
0
GRAINGER W W INC
COM
384802104
3419
8527
SH
DFND
1
0
8527
0
GRAINGER W W INC
COM
384802104
714
1782
SH
SOLE
NONE
1782
0
0
HANESBRANDS INC
COM
410345102
812
41266
SH
DFND
1
0
41266
0
HCA HEALTHCARE INC
COM
40412C101
1849
9817
SH
DFND
1
0
9817
0
HOPE BANCORP INC
COM
43940T109
584
38761
SH
DFND
1
0
38761
0
HP INC
COM
40434L105
614
19325
SH
DFND
1
0
19325
0
ILLINOIS TOOL WKS INC
COM
452308109
564
2544
SH
SOLE
NONE
2544
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4626
34716
SH
DFND
1
0
34716
0
INTERNATIONAL PAPER CO
COM
460146103
1167
21580
SH
DFND
1
0
21580
0
INTERPUBLIC GROUP COS INC
COM
460690100
2238
76638
SH
DFND
1
0
76638
0
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
1210
23113
SH
SOLE
NONE
23113
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
738
16087
SH
SOLE
NONE
16087
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
544
2029
SH
SOLE
NONE
2029
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
1564
9909
SH
SOLE
NONE
9909
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
660
44953
SH
DFND
1
0
44953
0
IRON MTN INC NEW
COM
46284V101
2565
69310
SH
DFND
1
0
69310
0
IRON MTN INC NEW
COM
46284V101
1886
50949
SH
SOLE
NONE
50949
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
679
8537
SH
SOLE
NONE
8537
0
0
ISHARES TR
AGENCY BOND ETF
464288166
828
7035
SH
SOLE
NONE
7035
0
0
ISHARES TR
MBS ETF
464288588
571
5263
SH
SOLE
NONE
5263
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
372
6805
SH
SOLE
NONE
6805
0
0
ISHARES TR
US AER DEF ETF
464288760
374
3596
SH
SOLE
NONE
3596
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
342
1359
SH
SOLE
NONE
1359
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
2813
61396
SH
DFND
1
0
61396
0
ISHARES TR
0-5YR HI YL CP
46434V407
285
6216
SH
SOLE
NONE
6216
0
0
ISHARES TR
CORE TOTAL USD
46434V613
412
7806
SH
SOLE
NONE
7806
0
0
ISHARES TR
U.S. FIXED INCME
46435U796
264
2643
SH
SOLE
NONE
2643
0
0
ISHARES TR
BROAD USD HIGH
46435U853
30966
751796
SH
DFND
1
0
751796
0
ISHARES TR
BROAD USD HIGH
46435U853
34727
843087
SH
SOLE
NONE
843087
0
0
J P MORGAN EXCHANGE-TRADED F
DIVERSFED RTRN
46641Q886
352
4251
SH
SOLE
NONE
4251
0
0
JPMORGAN CHASE & CO
COM
46625H100
318
2086
SH
DFND
1
0
2086
0
JPMORGAN CHASE & CO
COM
46625H100
1585
10409
SH
SOLE
NONE
10409
0
0
KEMPER CORP
COM
488401100
212
2654
SH
SOLE
NONE
2654
0
0
KEYCORP
COM
493267108
265
13284
SH
SOLE
NONE
13284
0
0
KIMBERLY-CLARK CORP
COM
494368103
4552
32738
SH
DFND
1
0
32738
0
KRAFT HEINZ CO
COM
500754106
2089
52227
SH
DFND
1
0
52227
0
KRAFT HEINZ CO
COM
500754106
292
7307
SH
SOLE
NONE
7307
0
0
KROGER CO
COM
501044101
1734
48192
SH
DFND
1
0
48192
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
626
3091
SH
SOLE
NONE
3091
0
0
LEGGETT & PLATT INC
COM
524660107
429
9390
SH
SOLE
NONE
9390
0
0
LOCKHEED MARTIN CORP
COM
539830109
2309
6250
SH
DFND
1
0
6250
0
LOWES COS INC
COM
548661107
975
5128
SH
SOLE
NONE
5128
0
0
LUMEN TECHNOLOGIES INC
COM
550241103
2907
217765
SH
DFND
1
0
217765
0
LUMEN TECHNOLOGIES INC
COM
550241103
322
24095
SH
SOLE
NONE
24095
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2908
27950
SH
DFND
1
0
27950
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
866
8322
SH
SOLE
NONE
8322
0
0
MAXIMUS INC
COM
577933104
857
9622
SH
SOLE
NONE
9622
0
0
MERCURY GENL CORP NEW
COM
589400100
599
9849
SH
DFND
1
0
9849
0
METLIFE INC
COM
59156R108
1786
29379
SH
DFND
1
0
29379
0
METLIFE INC
COM
59156R108
1709
28113
SH
SOLE
NONE
28113
0
0
MICROSOFT CORP
COM
594918104
4527
19203
SH
DFND
1
0
19203
0
MICROSOFT CORP
COM
594918104
4033
17105
SH
SOLE
NONE
17105
0
0
NAVIENT CORPORATION
COM
63938C108
605
42300
SH
DFND
1
0
42300
0
NEW YORK CMNTY BANCORP INC
COM
649445103
581
46025
SH
DFND
1
0
46025
0
NEWMONT CORP
COM
651639106
896
14864
SH
DFND
1
0
14864
0
NEWMONT CORP
COM
651639106
1247
20682
SH
SOLE
NONE
20682
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
676
4815
SH
SOLE
NONE
4815
0
0
OGE ENERGY CORP
COM
670837103
2126
65706
SH
DFND
1
0
65706
0
OLD REP INTL CORP
COM
680223104
597
27327
SH
DFND
1
0
27327
0
OLD REP INTL CORP
COM
680223104
281
12866
SH
SOLE
NONE
12866
0
0
OMNICOM GROUP INC
COM
681919106
1826
24620
SH
DFND
1
0
24620
0
PACER FDS TR
TRENDP US LAR CP
69374H105
1885
54268
SH
SOLE
NONE
54268
0
0
PACER FDS TR
TRENDP US MID CP
69374H204
713
20500
SH
SOLE
NONE
20500
0
0
PARKER-HANNIFIN CORP
COM
701094104
2149
6813
SH
DFND
1
0
6813
0
PARKER-HANNIFIN CORP
COM
701094104
892
2828
SH
SOLE
NONE
2828
0
0
PAYCHEX INC
COM
704326107
263
2683
SH
DFND
1
0
2683
0
PAYCHEX INC
COM
704326107
540
5512
SH
SOLE
NONE
5512
0
0
PENNS WOODS BANCORP INC
COM
708430103
523
21707
SH
DFND
1
0
21707
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
851
47554
SH
DFND
1
0
47554
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
323
18031
SH
SOLE
NONE
18031
0
0
PFIZER INC
COM
717081103
230
6347
SH
SOLE
NONE
6347
0
0
PHILIP MORRIS INTL INC
COM
718172109
4894
55155
SH
DFND
1
0
55155
0
PHILIP MORRIS INTL INC
COM
718172109
273
3080
SH
SOLE
NONE
3080
0
0
PPG INDS INC
COM
693506107
1457
9699
SH
DFND
1
0
9699
0
PPG INDS INC
COM
693506107
757
5037
SH
SOLE
NONE
5037
0
0
PREMIER FINL BANCORP INC
COM
74050M105
646
34753
SH
DFND
1
0
34753
0
PRICE T ROWE GROUP INC
COM
74144T108
600
3495
SH
DFND
1
0
3495
0
PRICE T ROWE GROUP INC
COM
74144T108
1506
8778
SH
SOLE
NONE
8778
0
0
PRIMERICA INC
COM
74164M108
1838
12431
SH
DFND
1
0
12431
0
PRIMERICA INC
COM
74164M108
1442
9756
SH
SOLE
NONE
9756
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
3015
50280
SH
DFND
1
0
50280
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
902
15044
SH
SOLE
NONE
15044
0
0
PROCTER AND GAMBLE CO
COM
742718109
695
5134
SH
DFND
1
0
5134
0
PROCTER AND GAMBLE CO
COM
742718109
1569
11584
SH
SOLE
NONE
11584
0
0
PROGRESSIVE CORP
COM
743315103
370
3867
SH
DFND
1
0
3867
0
PROGRESSIVE CORP
COM
743315103
4054
42401
SH
SOLE
NONE
42401
0
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
1549
23684
SH
SOLE
NONE
23684
0
0
PRUDENTIAL FINL INC
COM
744320102
523
5739
SH
DFND
1
0
5739
0
PRUDENTIAL FINL INC
COM
744320102
1283
14084
SH
SOLE
NONE
14084
0
0
PULTE GROUP INC
COM
745867101
392
7477
SH
DFND
1
0
7477
0
QUEST DIAGNOSTICS INC
COM
74834L100
1613
12566
SH
DFND
1
0
12566
0
RAYMOND JAMES FINL INC
COM
754730109
5984
48826
SH
DFND
1
0
48826
0
RAYMOND JAMES FINL INC
COM
754730109
1859
15170
SH
SOLE
NONE
15170
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
208
1365
SH
DFND
1
0
1365
0
RESOURCES CONNECTION INC
COM
76122Q105
1110
82002
SH
DFND
1
0
82002
0
SAFETY INS GROUP INC
COM
78648T100
545
6472
SH
DFND
1
0
6472
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
537
10458
SH
SOLE
NONE
10458
0
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
1142
23311
SH
DFND
1
0
23311
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
3034
39527
SH
DFND
1
0
39527
0
SEI INVTS CO
COM
784117103
488
8012
SH
SOLE
NONE
8012
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
818
11981
SH
SOLE
NONE
11981
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
335
5231
SH
SOLE
NONE
5231
0
0
SERVICE CORP INTL
COM
817565104
1620
31738
SH
DFND
1
0
31738
0
SERVICE CORP INTL
COM
817565104
255
4991
SH
SOLE
NONE
4991
0
0
SHOPIFY INC
CL A
82509L107
3069
2774
SH
DFND
1
0
2774
0
SMITH A O CORP
COM
831865209
2353
34807
SH
DFND
1
0
34807
0
SMITH A O CORP
COM
831865209
3099
45841
SH
SOLE
NONE
45841
0
0
SMUCKER J M CO
COM NEW
832696405
1677
13255
SH
DFND
1
0
13255
0
SPARK ENERGY INC
CL A COM
846511103
971
90953
SH
DFND
1
0
90953
0
SPARTANNASH CO
COM
847215100
1079
54963
SH
DFND
1
0
54963
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
258
3141
SH
SOLE
NONE
3141
0
0
SPDR SER TR
HLTH CARE SVCS
78464A573
362
3408
SH
SOLE
NONE
3408
0
0
SPDR SER TR
AEROSPACE DEF
78464A631
1782
14188
SH
SOLE
NONE
14188
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
2919
106804
SH
DFND
1
0
106804
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
427
15642
SH
SOLE
NONE
15642
0
0
STAR GROUP L P
UNIT LTD PARTNR
85512C105
1112
104979
SH
DFND
1
0
104979
0
STATE STR CORP
COM
857477103
1826
21734
SH
DFND
1
0
21734
0
STATE STR CORP
COM
857477103
1258
14978
SH
SOLE
NONE
14978
0
0
STEEL DYNAMICS INC
COM
858119100
993
19555
SH
DFND
1
0
19555
0
STEEL DYNAMICS INC
COM
858119100
2668
52562
SH
SOLE
NONE
52562
0
0
SUNCOKE ENERGY INC
COM
86722A103
1683
240072
SH
DFND
1
0
240072
0
SYNOVUS FINL CORP
COM NEW
87161C501
604
13206
SH
DFND
1
0
13206
0
TARGET CORP
COM
87612E106
5863
29599
SH
DFND
1
0
29599
0
TARGET CORP
COM
87612E106
2370
11964
SH
SOLE
NONE
11964
0
0
TEXAS INSTRS INC
COM
882508104
325
1718
SH
DFND
1
0
1718
0
TEXAS INSTRS INC
COM
882508104
1410
7461
SH
SOLE
NONE
7461
0
0
TOLL BROTHERS INC
COM
889478103
1959
34536
SH
DFND
1
0
34536
0
TORO CO
COM
891092108
1501
14549
SH
SOLE
NONE
14549
0
0
TRACTOR SUPPLY CO
COM
892356106
1005
5673
SH
DFND
1
0
5673
0
TYSON FOODS INC
CL A
902494103
2213
29788
SH
DFND
1
0
29788
0
TYSON FOODS INC
CL A
902494103
618
8320
SH
SOLE
NONE
8320
0
0
UNION BANKSHARES INC
COM
905400107
608
20271
SH
DFND
1
0
20271
0
UNITED PARCEL SERVICE INC
CL B
911312106
4514
26552
SH
DFND
1
0
26552
0
UNITED PARCEL SERVICE INC
CL B
911312106
3740
22000
SH
SOLE
NONE
22000
0
0
UNITED SEC BANCSHARES CALIF
COM
911460103
592
72251
SH
DFND
1
0
72251
0
UNIVERSAL CORP VA
COM
913456109
1122
19013
SH
DFND
1
0
19013
0
UNUM GROUP
COM
91529Y106
625
22442
SH
DFND
1
0
22442
0
VALMONT INDS INC
COM
920253101
477
2009
SH
DFND
1
0
2009
0
VALMONT INDS INC
COM
920253101
504
2121
SH
SOLE
NONE
2121
0
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
22730
711870
SH
DFND
1
0
711870
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
1097
34361
SH
SOLE
NONE
34361
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
343
5576
SH
SOLE
NONE
5576
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
754
9139
SH
SOLE
NONE
9139
0
0
VECTOR GROUP LTD
COM
92240M108
1136
81467
SH
DFND
1
0
81467
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2767
47591
SH
DFND
1
0
47591
0
VERIZON COMMUNICATIONS INC
COM
92343V104
238
4098
SH
SOLE
NONE
4098
0
0
VILLAGE SUPER MKT INC
CL A NEW
927107409
1035
43917
SH
DFND
1
0
43917
0
VIRTU FINL INC
CL A
928254101
1323
42593
SH
DFND
1
0
42593
0
WADDELL & REED FINL INC
CL A
930059100
512
20453
SH
DFND
1
0
20453
0
WHIRLPOOL CORP
COM
963320106
881
3999
SH
SOLE
NONE
3999
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
1079
44466
SH
DFND
1
0
44466
0
YUM BRANDS INC
COM
988498101
323
2987
SH
DFND
1
0
2987
0