0001397424-17-000009.txt : 20171113 0001397424-17-000009.hdr.sgml : 20171113 20171113104131 ACCESSION NUMBER: 0001397424-17-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WBI INVESTMENTS, INC. CENTRAL INDEX KEY: 0001397424 IRS NUMBER: 222566011 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12525 FILM NUMBER: 171194030 BUSINESS ADDRESS: STREET 1: 1 RIVER CENTRE STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-842-4920 MAIL ADDRESS: STREET 1: 1 RIVER CENTRE STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122 CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: WBI INVESTMENTS DATE OF NAME CHANGE: 20100211 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Builders DATE OF NAME CHANGE: 20070424 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001397424 XXXXXXXX 09-30-2017 09-30-2017 WBI INVESTMENTS, INC.

1 RIVER CENTRE 331 NEWMAN SPRINGS ROAD SUITE 122 RED BANK NJ 07701

13F HOLDINGS REPORT 028-12525 N Lisa Rolon Calandrillo 7328424920 Lisa Rolon Calandrillo Red Bank NJ 11-13-2017 1 363 2269210 false 1 0001449088 028-16338 MILLINGTON SECURITIES, INC. 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17839 SH DFND 1 0 17839 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 12 220 SH SOLE 220 0 0 STANLEY BLACK & DECKER INC COM 854502101 691 4574 SH DFND 1 0 4574 0 STATE BK FINL CORP COM 856190103 955 33322 SH DFND 1 0 33322 0 STATE BK FINL CORP COM 856190103 750 26188 SH SOLE 26188 0 0 STEELCASE INC CL A 858155203 604 39235 SH DFND 1 0 39235 0 SUNTRUST BKS INC COM 867914103 15253 255196 SH DFND 1 0 255196 0 SUNTRUST BKS INC COM 867914103 8458 141513 SH SOLE 141513 0 0 SYNOVUS FINL CORP COM NEW 87161c501 1814 39374 SH DFND 1 0 39374 0 SYNCHRONY FINL COM 87165b103 1260 40580 SH DFND 1 0 40580 0 TAILORED BRANDS INC COM 87403a107 765 52964 SH DFND 1 0 52964 0 TARGET CORP COM 87612E106 505 8552 SH DFND 1 0 8552 0 TEXAS INSTRS INC COM 882508104 10305 114957 SH DFND 1 0 114957 0 TEXAS INSTRS INC COM 882508104 422 4706 SH SOLE 4706 0 0 TEXAS ROADHOUSE INC COM 882681109 627 12760 SH DFND 1 0 12760 0 TEXAS ROADHOUSE INC COM 882681109 2863 58260 SH SOLE 58260 0 0 3M CO COM 88579Y101 412 1964 SH SOLE 1964 0 0 TIME WARNER INC COM NEW 887317303 2222 21692 SH DFND 1 0 21692 0 TIME WARNER INC COM NEW 887317303 1677 16368 SH SOLE 16368 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 1897 56639 SH DFND 1 0 56639 0 TRACTOR SUPPLY CO COM 892356106 2326 36749 SH DFND 1 0 36749 0 TRICO BANCSHARES COM 896095106 853 20929 SH DFND 1 0 20929 0 UMH PPTYS INC COM 903002103 442 28408 SH SOLE 28408 0 0 UNILEVER PLC SPON ADR NEW 904767704 9713 167576 SH SOLE 167576 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3544 29508 SH DFND 1 0 29508 0 UNITED PARCEL SERVICE INC CL B 911312106 7113 59229 SH SOLE 59229 0 0 UNITEDHEALTH GROUP INC COM 91324p102 2283 11656 SH DFND 1 0 11656 0 UNITEDHEALTH GROUP INC COM 91324p102 1050 5361 SH SOLE 5361 0 0 VAIL RESORTS INC COM 91879Q109 6805 29830 SH DFND 1 0 29830 0 VAIL RESORTS INC COM 91879Q109 624 2736 SH SOLE 2736 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2473 32143 SH DFND 1 0 32143 0 VALLEY NATL BANCORP COM 919794107 6137 509295 SH DFND 1 0 509295 0 VALLEY NATL BANCORP COM 919794107 2566 212956 SH SOLE 212956 0 0 VALMONT INDS INC COM 920253101 1593 10075 SH DFND 1 0 10075 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 12501 503671 SH DFND 1 0 503671 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 7597 306092 SH SOLE 306092 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 13622 528823 SH DFND 1 0 528823 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 252 4269 SH SOLE 4269 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 699 16036 SH DFND 1 0 16036 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 267 6123 SH SOLE 6123 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204a108 973 6790 SH DFND 1 0 6790 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206c706 1110 17159 SH DFND 1 0 17159 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206c771 1042 19750 SH SOLE 19750 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206c813 44966 477498 SH DFND 1 0 477498 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206c813 46544 494251 SH SOLE 494251 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206c847 2186 28424 SH DFND 1 0 28424 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206c847 5665 73683 SH SOLE 73683 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 39318 446741 SH DFND 1 0 446741 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 27616 313788 SH SOLE 313788 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1393 16764 SH DFND 1 0 16764 0 VANGUARD INDEX FDS REIT ETF 922908553 213 2569 SH SOLE 2569 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 335 2623 SH SOLE 2623 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1079 8331 SH DFND 1 0 8331 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1213 9367 SH SOLE 9367 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 1677 33886 SH DFND 1 0 33886 0 VIAD CORP COM NEW 92552R406 342 5615 SH SOLE 5615 0 0 VIRTU FINL INC CL A 928254101 493 30427 SH DFND 1 0 30427 0 VIRTUS INVT PARTNERS INC COM 92828Q109 1228 10584 SH DFND 1 0 10584 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2345 124714 SH DFND 1 0 124714 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 4242 129485 SH DFND 1 0 129485 0 WASTE MGMT INC DEL COM 94106L109 7652 97760 SH DFND 1 0 97760 0 WASTE MGMT INC DEL COM 94106L109 6607 84419 SH SOLE 84419 0 0 WILEY JOHN & SONS INC CL A 968223206 1181 22072 SH DFND 1 0 22072 0 WISDOMTREE TR ASIA LC DBT FD 97717x842 2185 48109 SH DFND 1 0 48109 0 WISDOMTREE TR ASIA LC DBT FD 97717x842 311 6842 SH SOLE 6842 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 11464 108760 SH DFND 1 0 108760 0 WYNDHAM WORLDWIDE CORP COM 98310w108 14737 139804 SH SOLE 139804 0 0 XILINX INC COM 983919101 5198 73382 SH DFND 1 0 73382 0 XILINX INC COM 983919101 12223 172572 SH SOLE 172572 0 0 ALLEGION PUB LTD CO ORD SHS g0176j109 1344 15542 SH DFND 1 0 15542 0 AON PLC SHS CL A G0408V102 670 4585 SH DFND 1 0 4585 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11803 87388 SH DFND 1 0 87388 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15648 115853 SH SOLE 115853 0 0 GENPACT LIMITED SHS G3922B107 1585 55145 SH DFND 1 0 55145 0 INGERSOLL-RAND PLC SHS G47791101 7021 78737 SH DFND 1 0 78737 0 INGERSOLL-RAND PLC SHS G47791101 2817 31587 SH SOLE 31587 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD g4863a108 1039 42311 SH DFND 1 0 42311 0 INVESCO LTD SHS G491BT108 452 12906 SH DFND 1 0 12906 0 MAIDEN HOLDINGS LTD SHS G5753U112 338 42487 SH DFND 1 0 42487 0 SEAGATE TECHNOLOGY PLC SHS g7945m107 1711 51591 SH DFND 1 0 51591 0 WILLIS TOWERS WATSON PUB LTD SHS g96629103 2011 13037 SH DFND 1 0 13037 0 GARMIN LTD SHS H2906T109 4005 74211 SH DFND 1 0 74211 0 GARMIN LTD SHS H2906T109 1740 32231 SH SOLE 32231 0 0 TE CONNECTIVITY LTD REG SHS h84989104 4857 58470 SH DFND 1 0 58470 0 TE CONNECTIVITY LTD REG SHS h84989104 894 10766 SH SOLE 10766 0 0 CNH INDL N V SHS n20944109 1958 163000 SH DFND 1 0 163000 0 LYONDELLBASELL INDUSTRIES N SHS - A - n53745100 6151 62101 SH DFND 1 0 62101 0 LYONDELLBASELL INDUSTRIES N SHS - A - n53745100 13010 131346 SH SOLE 131346 0 0