Chief Compliance Officer

0001397424-17-000006.txt : 20170810 0001397424-17-000006.hdr.sgml : 20170810 20170810170541 ACCESSION NUMBER: 0001397424-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WBI INVESTMENTS, INC. CENTRAL INDEX KEY: 0001397424 IRS NUMBER: 222566011 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12525 FILM NUMBER: 171022192 BUSINESS ADDRESS: STREET 1: 1 RIVER CENTRE STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-842-4920 MAIL ADDRESS: STREET 1: 1 RIVER CENTRE STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122 CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: WBI INVESTMENTS DATE OF NAME CHANGE: 20100211 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Builders DATE OF NAME CHANGE: 20070424 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001397424 XXXXXXXX 06-30-2017 06-30-2017 WBI INVESTMENTS, INC.

1 RIVER CENTRE 331 NEWMAN SPRINGS ROAD SUITE 122 RED BANK NJ 07701

13F HOLDINGS REPORT 028-12525 N Cynthia Bonna Chief Compliance Officer 732-842-4920 Cynthia Bonna Red Bank NJ 08-10-2017 1 383 2301146 false 1 0001449088 028-16338 MILLINGTON SECURITIES, INC. 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74251V102 2937 45847 SH DFND 1 0 45847 0 PROGRESSIVE CORP OHIO COM 743315103 3243 73557 SH SOLE 73557 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2265 52652 SH SOLE 52652 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1668 72785 SH DFND 1 0 72785 0 QUAD / GRAPHICS INC COM CL A 747301109 296 12912 SH SOLE 12912 0 0 QUAKER CHEM CORP COM 747316107 1145 7881 SH DFND 1 0 7881 0 QUALCOMM INC COM 747525103 1948 35275 SH DFND 1 0 35275 0 QUEST DIAGNOSTICS INC COM 74834L100 5292 47610 SH DFND 1 0 47610 0 QUEST DIAGNOSTICS INC COM 74834L100 178 1600 SH SOLE 1600 0 0 RAYTHEON CO COM NEW 755111507 518 3209 SH DFND 1 0 3209 0 REINSURANCE GROUP AMER INC COM NEW 759351604 2678 20859 SH DFND 1 0 20859 0 RENASANT CORP COM 75970E107 3294 75320 SH DFND 1 0 75320 0 RENASANT CORP COM 75970E107 1076 24601 SH SOLE 24601 0 0 REPUBLIC SVCS INC COM 760759100 3105 48728 SH DFND 1 0 48728 0 ROCKWELL AUTOMATION INC COM 773903109 780 4815 SH DFND 1 0 4815 0 ROCKWELL AUTOMATION INC COM 773903109 974 6012 SH SOLE 6012 0 0 RUTHS HOSPITALITY GROUP INC COM 783332109 332 15282 SH SOLE 15282 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355w304 324 5436 SH SOLE 5436 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 7302 114072 SH DFND 1 0 114072 0 S&P GLOBAL INC COM 78409v104 999 6840 SH DFND 1 0 6840 0 SPDR SERIES TRUST BLOMBRG BRC INTL 78464a151 895 26918 SH DFND 1 0 26918 0 SPDR SERIES TRUST BLOMBRG BRC INTR 78464a375 4073 118357 SH SOLE 118357 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 2022 52641 SH DFND 1 0 52641 0 SPDR SER TR BLOOMBERG SRT TR 78468r408 62747 2243379 SH DFND 1 0 2243379 0 SPDR SER TR BLOOMBERG SRT TR 78468r408 47214 1688013 SH SOLE 1688013 0 0 SANDY SPRING BANCORP INC COM 800363103 1113 27381 SH DFND 1 0 27381 0 SCHNITZER STL INDS CL A 806882106 237 9386 SH DFND 1 0 9386 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 467 5211 SH SOLE 5211 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 744 30169 SH SOLE 30169 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 203 2980 SH SOLE 2980 0 0 SELECTIVE INS GROUP INC COM 816300107 2096 41884 SH DFND 1 0 41884 0 SHERWIN WILLIAMS CO COM 824348106 1815 5172 SH DFND 1 0 5172 0 SKYWORKS SOLUTIONS INC COM 83088M102 1608 16763 SH DFND 1 0 16763 0 STANDARD MTR PRODS INC COM 853666105 1360 26046 SH DFND 1 0 26046 0 STANDARD MTR PRODS INC COM 853666105 707 13545 SH SOLE 13545 0 0 STANLEY BLACK & DECKER INC COM 854502101 5226 37134 SH DFND 1 0 37134 0 STANLEY BLACK & DECKER INC COM 854502101 543 3855 SH SOLE 3855 0 0 STEEL DYNAMICS INC COM 858119100 5645 157631 SH DFND 1 0 157631 0 STEEL DYNAMICS INC COM 858119100 2719 75934 SH SOLE 75934 0 0 STEELCASE INC CL A 858155203 150 10736 SH DFND 1 0 10736 0 STEWART INFORMATION SVCS COR COM 860372101 2041 44972 SH DFND 1 0 44972 0 SYNOVUS FINL CORP COM NEW 87161c501 1793 40532 SH DFND 1 0 40532 0 TAILORED BRANDS INC COM 87403a107 336 30152 SH DFND 1 0 30152 0 TARGET CORP COM 87612E106 527 10069 SH DFND 1 0 10069 0 TEXAS INSTRS INC COM 882508104 8498 110467 SH DFND 1 0 110467 0 TEXAS INSTRS INC COM 882508104 687 8932 SH SOLE 8932 0 0 3M CO COM 88579Y101 2559 12293 SH DFND 1 0 12293 0 3M CO COM 88579Y101 5663 27199 SH SOLE 27199 0 0 TIME WARNER INC COM NEW 887317303 1875 18676 SH DFND 1 0 18676 0 TIME WARNER INC COM NEW 887317303 1699 16919 SH SOLE 16919 0 0 TORO CO COM 891092108 2146 30970 SH DFND 1 0 30970 0 TRAVELERS COMPANIES INC COM 89417E109 1917 15154 SH DFND 1 0 15154 0 TRAVELERS COMPANIES INC COM 89417E109 2670 21103 SH SOLE 21103 0 0 TUPPERWARE BRANDS CORP COM 899896104 6230 88704 SH DFND 1 0 88704 0 UNION PAC CORP COM 907818108 4589 42140 SH DFND 1 0 42140 0 UNION PAC CORP COM 907818108 3376 30999 SH SOLE 30999 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 1041 37429 SH DFND 1 0 37429 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 618 22217 SH SOLE 22217 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2203 18045 SH DFND 1 0 18045 0 UNITED TECHNOLOGIES CORP COM 913017109 9470 77552 SH SOLE 77552 0 0 UNITEDHEALTH GROUP INC COM 91324p102 3240 17472 SH DFND 1 0 17472 0 UNITEDHEALTH GROUP INC COM 91324p102 1024 5521 SH SOLE 5521 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 1647 65348 SH DFND 1 0 65348 0 UNIVERSAL INS HLDGS INC COM 91359V107 362 14381 SH SOLE 14381 0 0 UNUM GROUP COM 91529y106 1696 36369 SH DFND 1 0 36369 0 UNUM GROUP COM 91529y106 290 6226 SH SOLE 6226 0 0 VAIL RESORTS INC COM 91879Q109 595 2932 SH SOLE 2932 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1993 29544 SH DFND 1 0 29544 0 VALMONT INDS INC COM 920253101 4496 30051 SH DFND 1 0 30051 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 11289 460569 SH SOLE 460569 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 311 2555 SH SOLE 2555 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204a405 1869 29876 SH DFND 1 0 29876 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206c706 1224 18931 SH SOLE 18931 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206c813 44375 475613 SH DFND 1 0 475613 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206c813 54241 581365 SH SOLE 581365 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206c847 6377 82732 SH SOLE 82732 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 32947 376408 SH DFND 1 0 376408 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 31753 362767 SH SOLE 362767 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1374 11037 SH DFND 1 0 11037 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1246 10013 SH SOLE 10013 0 0 VIAD CORP COM NEW 92552R406 268 5665 SH SOLE 5665 0 0 VIRTU FINL INC CL A 928254101 194 10990 SH DFND 1 0 10990 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 4112 128900 SH DFND 1 0 128900 0 WASTE MGMT INC DEL COM 94106L109 6941 94625 SH DFND 1 0 94625 0 WASTE MGMT INC DEL COM 94106L109 6779 92420 SH SOLE 92420 0 0 WINNEBAGO INDS INC COM 974637100 929 26537 SH DFND 1 0 26537 0 WISDOMTREE TR ASIA LC DBT FD 97717x842 1258 27985 SH DFND 1 0 27985 0 WOLVERINE WORLD WIDE INC COM 978097103 5365 191531 SH DFND 1 0 191531 0 WYNDHAM WORLDWIDE CORP COM 98310w108 5416 53942 SH DFND 1 0 53942 0 WYNDHAM WORLDWIDE CORP COM 98310w108 1574 15677 SH SOLE 15677 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6504 52589 SH DFND 1 0 52589 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 16155 130620 SH SOLE 130620 0 0 CREDICORP LTD COM g2519y108 1418 7905 SH DFND 1 0 7905 0 EVEREST RE GROUP LTD COM G3223R108 3259 12801 SH DFND 1 0 12801 0 INGERSOLL-RAND PLC SHS G47791101 3969 43427 SH DFND 1 0 43427 0 INGERSOLL-RAND PLC SHS G47791101 5691 62276 SH SOLE 62276 0 0 INVESCO LTD SHS G491BT108 568 16155 SH DFND 1 0 16155 0 MAIDEN HOLDINGS LTD SHS G5753U112 157 14118 SH DFND 1 0 14118 0 CHUBB LIMITED COM h1467j104 5182 35642 SH DFND 1 0 35642 0 CHUBB LIMITED COM h1467j104 26623 183128 SH SOLE 183128 0 0 GARMIN LTD SHS H2906T109 3874 75915 SH DFND 1 0 75915 0 GARMIN LTD SHS H2906T109 1791 35099 SH SOLE 35099 0 0 TE CONNECTIVITY LTD REG SHS h84989104 8053 102346 SH DFND 1 0 102346 0 TE CONNECTIVITY LTD REG SHS h84989104 13612 173009 SH SOLE 173009 0 0 TRINSEO S A SHS l9340p101 1342 19528 SH DFND 1 0 19528 0 LYONDELLBASELL INDUSTRIES N SHS - A - n53745100 1629 19305 SH DFND 1 0 19305 0