0001397424-15-000005.txt : 20150427
0001397424-15-000005.hdr.sgml : 20150427
20150427162140
ACCESSION NUMBER: 0001397424-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150427
DATE AS OF CHANGE: 20150427
EFFECTIVENESS DATE: 20150427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 15795421
BUSINESS ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001397424
XXXXXXXX
03-31-2015
03-31-2015
WBI INVESTMENTS, INC.
1 RIVER CENTRE
331 NEWMAN SPRINGS ROAD SUITE 122
RED BANK
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Cynthia Rose Bonna
Chief Compliance Officer
732-842-4920
Cynthia Rose Bonna
Red Bank
NJ
04-27-2015
1
292
4225540
false
1
0001449088
028-16338
MILLINGTON SECURITIES, INC.
INFORMATION TABLE
2
13F_042715135924.xml
ABB LTD
SPONSORED ADR
000375204
20913
987850
SH
DFND
1
0
987850
0
ABB LTD
SPONSORED ADR
000375204
2
110
SH
SOLE
110
0
0
ABBVIE INC
COM
00287Y109
25947
443243
SH
DFND
1
0
443243
0
ABBVIE INC
COM
00287Y109
58577
1000628
SH
SOLE
1000628
0
0
ABSOLUTE SHS TR
WBI SMID TACGW
00400R106
111575
4472964
SH
SOLE
4472964
0
0
ABSOLUTE SHS TR
WBI SMID TACVA
00400R205
82307
3340368
SH
SOLE
3340368
0
0
ABSOLUTE SHS TR
WBI SMID TACYL
00400R304
104212
4442108
SH
SOLE
4442108
0
0
ABSOLUTE SHS TR
WBI SMID TACSL
00400R403
86938
3544167
SH
SOLE
3544167
0
0
ABSOLUTE SHS TR
WBI LG TAC GTH
00400R502
120057
4706287
SH
SOLE
4706287
0
0
ABSOLUTE SHS TR
WBI LG CP TCVL
00400R601
103727
4305807
SH
SOLE
4305807
0
0
ABSOLUTE SHS TR
WBI LGCP TC YL
00400R700
111269
4659494
SH
SOLE
4659494
0
0
ABSOLUTE SHS TR
WBI LGCP TC SL
00400R809
110774
4640724
SH
SOLE
4640724
0
0
ABSOLUTE SHS TR
WBI TCT INC SH
00400R874
148053
5887734
SH
SOLE
5887734
0
0
ABSOLUTE SHS TR
WBI TCT HG INC
00400R882
170370
6883641
SH
SOLE
6883641
0
0
AECOM
COM
00766T100
3962
128538
SH
DFND
1
0
128538
0
AFLAC INC
COM
001055102
11204
175037
SH
SOLE
175037
0
0
ALLOT COMMUNICATIONS LTD
SHS
M0854Q105
926
105337
SH
DFND
1
0
105337
0
AMBEV SA
SPONSORED ADR
02319v103
4565
792573
SH
DFND
1
0
792573
0
AMGEN INC
COM
031162100
331
2070
SH
SOLE
2070
0
0
AMIRA NATURE FOODS LTD
SHS
G0335L102
431
48140
SH
DFND
1
0
48140
0
APPLIED MATLS INC
COM
038222105
4334
192124
SH
DFND
1
0
192124
0
ARCBEST CORP
COM
03937c105
3261
86057
SH
DFND
1
0
86057
0
ARCBEST CORP
COM
03937c105
868
22903
SH
SOLE
22903
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
27075
571197
SH
DFND
1
0
571197
0
ARCHER DANIELS MIDLAND CO
COM
039483102
58418
1232442
SH
SOLE
1232442
0
0
ASPEN INSURANCE HOLDINGS L
SHS
G05384105
3954
83728
SH
DFND
1
0
83728
0
ASPEN INSURANCE HOLDINGS L
SHS
G05384105
4560
96542
SH
SOLE
96542
0
0
AVERY DENNISON CORP
COM
053611109
4438
83878
SH
DFND
1
0
83878
0
BAKER HUGHES INC
COM
057224107
4375
68804
SH
DFND
1
0
68804
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738c786
288
28655
SH
SOLE
28655
0
0
BARCLAYS BK PLC
IPTH PURE BRD
06740p114
336
11047
SH
SOLE
11047
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742e711
27848
1086533
SH
DFND
1
0
1086533
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742e711
55489
2165010
SH
SOLE
2165010
0
0
BBCN BANCORP INC
COM
073295107
2772
191595
SH
DFND
1
0
191595
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5066
35102
SH
DFND
1
0
35102
0
BHP BILLITON LTD
SPONSORED ADR
088606108
10269
220991
SH
DFND
1
0
220991
0
BLOCK H & R INC
COM
093671105
4320
134719
SH
DFND
1
0
134719
0
BLOCK H & R INC
COM
093671105
2633
82094
SH
SOLE
82094
0
0
BOB EVANS FARMS INC
COM
096761101
1763
38112
SH
DFND
1
0
38112
0
BORGWARNER INC
COM
099724106
3658
60477
SH
DFND
1
0
60477
0
BRINKER INTL INC
COM
109641100
3459
56195
SH
DFND
1
0
56195
0
BROWN FORMAN CORP
CL B
115637209
11801
130619
SH
DFND
1
0
130619
0
C&J ENERGY SVCS LTD
SHS
G3164Q101
4076
366218
SH
DFND
1
0
366218
0
CAMERON INTERNATIONAL CORP
COM
13342B105
9716
215328
SH
DFND
1
0
215328
0
CAMERON INTERNATIONAL CORP
COM
13342B105
337
7460
SH
SOLE
7460
0
0
CARNIVAL CORP
PAIRED CTF
143658300
23739
496207
SH
DFND
1
0
496207
0
CARNIVAL CORP
PAIRED CTF
143658300
50383
1053156
SH
SOLE
1053156
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
2449
258587
SH
SOLE
258587
0
0
CENTURY ALUM CO
COM
156431108
1174
85058
SH
DFND
1
0
85058
0
CHART INDS INC
COM PAR $0.01
16115Q308
5005
142682
SH
DFND
1
0
142682
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
4901
7534
SH
DFND
1
0
7534
0
CLAYMORE EXCHANGE TRD FD T
GUGG BULSH 2022
18383m258
10927
514499
SH
DFND
1
0
514499
0
CLAYMORE EXCHANGE TRD FD T
GUGG BULSH 2022
18383m258
58956
2775847
SH
SOLE
2775847
0
0
CLAYMORE EXCHANGE TRD FD T
GUG BUL 2020 HY
18383m365
7274
285206
SH
DFND
1
0
285206
0
CLAYMORE EXCHANGE TRD FD T
GUG BUL 2020 HY
18383m365
924
36227
SH
SOLE
36227
0
0
CLAYMORE EXCHANGE TRD FD T
GUG BUL 2019 HY
18383m373
7246
287068
SH
DFND
1
0
287068
0
CLAYMORE EXCHANGE TRD FD T
GUG BLT2017 HY
18383m399
7317
276903
SH
DFND
1
0
276903
0
CLAYMORE EXCHANGE TRD FD T
GUG BLT2016 HY
18383m415
9134
346660
SH
DFND
1
0
346660
0
CLAYMORE EXCHANGE TRD FD T
GUG BULL2020 E
18383m514
6091
283323
SH
DFND
1
0
283323
0
CLAYMORE EXCHANGE TRD FD T
GUGG CRP BD 2017
18383m548
6073
266001
SH
DFND
1
0
266001
0
CLAYMORE EXCHANGE TRD FD T
GUGG CRP BD 2016
18383m555
7555
339878
SH
DFND
1
0
339878
0
CLECO CORP NEW
COM
12561W105
4446
81555
SH
DFND
1
0
81555
0
COCA COLA FEMSA S A B DE C
SPON ADR REP L
191241108
1952
24443
SH
DFND
1
0
24443
0
COMERICA INC
COM
200340107
18523
410436
SH
DFND
1
0
410436
0
COMERICA INC
COM
200340107
26058
577396
SH
SOLE
577396
0
0
COMMUNITY HEALTH SYS INC N
COM
203668108
4976
95183
SH
DFND
1
0
95183
0
COMMUNITY HEALTH SYS INC N
COM
203668108
987
18874
SH
SOLE
18874
0
0
CREDICORP LTD
COM
g2519y108
4044
28758
SH
DFND
1
0
28758
0
CREDICORP LTD
COM
g2519y108
208
1476
SH
SOLE
1476
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
11265
418322
SH
DFND
1
0
418322
0
CSX CORP
COM
126408103
13768
415709
SH
DFND
1
0
415709
0
CSX CORP
COM
126408103
5772
174262
SH
SOLE
174262
0
0
CULLEN FROST BANKERS INC
COM
229899109
23506
340279
SH
DFND
1
0
340279
0
DELUXE CORP
COM
248019101
772
11145
SH
DFND
1
0
11145
0
DEVRY ED GROUP INC
COM
251893103
3933
117903
SH
DFND
1
0
117903
0
DEVRY ED GROUP INC
COM
251893103
3563
106808
SH
SOLE
106808
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
3972
129144
SH
DFND
1
0
129144
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
2258
73420
SH
SOLE
73420
0
0
DSW INC
CL A
23334L102
15760
427323
SH
SOLE
427323
0
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
522
11844
SH
SOLE
11844
0
0
DYNEGY INC NEW DEL
COM
26817R108
22043
701339
SH
DFND
1
0
701339
0
EAGLE MATERIALS INC
COM
26969P108
24020
287454
SH
DFND
1
0
287454
0
EASTMAN CHEM CO
COM
277432100
4786
69107
SH
DFND
1
0
69107
0
EASTMAN CHEM CO
COM
277432100
27297
394120
SH
SOLE
394120
0
0
ECOLAB INC
COM
278865100
7267
63530
SH
DFND
1
0
63530
0
ECOLAB INC
COM
278865100
2203
19259
SH
SOLE
19259
0
0
EMCOR GROUP INC
COM
29084Q100
3951
85016
SH
DFND
1
0
85016
0
ENTERGY CORP NEW
COM
29364G103
15663
202130
SH
DFND
1
0
202130
0
ENTERGY CORP NEW
COM
29364G103
44227
570748
SH
SOLE
570748
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
4811
93123
SH
SOLE
93123
0
0
FACEBOOK INC
CL A
30303M102
3384
41155
SH
DFND
1
0
41155
0
FASTENAL CO
COM
311900104
6192
149450
SH
DFND
1
0
149450
0
FASTENAL CO
COM
311900104
27065
653195
SH
SOLE
653195
0
0
FIFTH THIRD BANCORP
COM
316773100
12080
640873
SH
DFND
1
0
640873
0
FIFTH THIRD BANCORP
COM
316773100
54525
2892576
SH
SOLE
2892576
0
0
FIRST FINL BANKSHARES
COM
32020R109
1738
62884
SH
DFND
1
0
62884
0
FIRST FINL BANKSHARES
COM
32020R109
123
4448
SH
SOLE
4448
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1344
48316
SH
DFND
1
0
48316
0
FIRST TR EXCHANGE TRADED F
INDLS PROD DUR
33734x150
355
11387
SH
SOLE
11387
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
1933
152538
SH
DFND
1
0
152538
0
FORUM ENERGY TECHNOLOGIES
COM
34984V100
3683
187924
SH
DFND
1
0
187924
0
FULTON FINL CORP PA
COM
360271100
3671
297497
SH
DFND
1
0
297497
0
GAMESTOP CORP NEW
CL A
36467W109
4968
130875
SH
DFND
1
0
130875
0
GAMESTOP CORP NEW
CL A
36467W109
35632
938683
SH
SOLE
938683
0
0
GAP INC DEL
COM
364760108
11040
254797
SH
DFND
1
0
254797
0
GAP INC DEL
COM
364760108
57108
1317982
SH
SOLE
1317982
0
0
GENERAC HLDGS INC
COM
368736104
3913
80371
SH
DFND
1
0
80371
0
GENERAL DYNAMICS CORP
COM
369550108
8637
63637
SH
DFND
1
0
63637
0
GENERAL DYNAMICS CORP
COM
369550108
18284
134707
SH
SOLE
134707
0
0
GENERAL MTRS CO
COM
37045V100
83915
2237721
SH
SOLE
2237721
0
0
GILEAD SCIENCES INC
COM
375558103
4517
46035
SH
DFND
1
0
46035
0
GILEAD SCIENCES INC
COM
375558103
1355
13812
SH
SOLE
13812
0
0
GLACIER BANCORP INC NEW
COM
37637Q105
4419
175717
SH
DFND
1
0
175717
0
GLOBAL CASH ACCESS HLDGS IN
COM
378967103
1825
239504
SH
DFND
1
0
239504
0
GOOGLE INC
CL A
38259p508
10419
18784
SH
DFND
1
0
18784
0
GOOGLE INC
CL A
38259p508
3729
6722
SH
SOLE
6722
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
10303
119349
SH
DFND
1
0
119349
0
HALLIBURTON CO
COM
406216101
6810
155200
SH
DFND
1
0
155200
0
HALLIBURTON CO
COM
406216101
35183
801801
SH
SOLE
801801
0
0
HANGER INC
COM NEW
41043F208
1770
78005
SH
DFND
1
0
78005
0
HARLEY DAVIDSON INC
COM
412822108
24419
402030
SH
SOLE
402030
0
0
HCA HOLDINGS INC
COM
40412C101
4533
60250
SH
DFND
1
0
60250
0
HCA HOLDINGS INC
COM
40412C101
1
8
SH
SOLE
8
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
7618
232531
SH
DFND
1
0
232531
0
HOST HOTELS & RESORTS INC
COM
44107P104
8866
439368
SH
DFND
1
0
439368
0
HUBBELL INC
CL B
443510201
17316
157965
SH
SOLE
157965
0
0
HUNTINGTON INGALLS INDS IN
COM
446413106
723
5161
SH
SOLE
5161
0
0
HYSTER YALE MATLS HANDLING
CL A
449172105
1680
22918
SH
DFND
1
0
22918
0
IBERIABANK CORP
COM
450828108
4489
71220
SH
DFND
1
0
71220
0
IBERIABANK CORP
COM
450828108
1815
28799
SH
SOLE
28799
0
0
ICONIX BRAND GROUP INC
COM
451055107
3312
98358
SH
DFND
1
0
98358
0
INTEL CORP
COM
458140100
14658
468755
SH
DFND
1
0
468755
0
INTEL CORP
COM
458140100
47032
1504050
SH
SOLE
1504050
0
0
INTERNATIONAL BUSINESS MAC
COM
459200101
11175
69626
SH
SOLE
69626
0
0
INTERNATIONAL GAME TECHNOL
COM
459902102
8542
490620
SH
DFND
1
0
490620
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
4627
9162
SH
DFND
1
0
9162
0
IROBOT CORP
COM
462726100
3321
101765
SH
DFND
1
0
101765
0
ISHARES
MSCI GERMANY ETF
464286806
446
14934
SH
SOLE
14934
0
0
ISHARES
U.S. PFD STK ETF
464288687
15141
377491
SH
DFND
1
0
377491
0
ISHARES
U.S. PFD STK ETF
464288687
73944
1843522
SH
SOLE
1843522
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
418
3534
SH
SOLE
3534
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
11543
106496
SH
DFND
1
0
106496
0
ISHARES TR
7-10 Y TR BD ETF
464287440
112111
1034328
SH
SOLE
1034328
0
0
ISHARES TR
FLTG RATE BD ETF
46429b655
5072
100166
SH
SOLE
100166
0
0
ISHARES TR
CHINA ETF
46429b671
522
9575
SH
SOLE
9575
0
0
JOHNSON & JOHNSON
COM
478160104
12423
123489
SH
DFND
1
0
123489
0
JOHNSON CTLS INC
COM
478366107
4066
80604
SH
DFND
1
0
80604
0
JOHNSON CTLS INC
COM
478366107
11738
232716
SH
SOLE
232716
0
0
KIRBY CORP
COM
497266106
8707
116019
SH
DFND
1
0
116019
0
KLA-TENCOR CORP
COM
482480100
967
16586
SH
DFND
1
0
16586
0
KROGER CO
COM
501044101
4593
59914
SH
DFND
1
0
59914
0
KROGER CO
COM
501044101
1107
14445
SH
SOLE
14445
0
0
KT CORP
SPONSORED ADR
48268K101
1793
137095
SH
DFND
1
0
137095
0
L BRANDS INC
COM
501797104
4640
49211
SH
DFND
1
0
49211
0
L BRANDS INC
COM
501797104
151
1598
SH
SOLE
1598
0
0
L-3 COMMUNICATIONS HLDGS IN
COM
502424104
17813
141611
SH
SOLE
141611
0
0
LAS VEGAS SANDS CORP
COM
517834107
3112
56541
SH
DFND
1
0
56541
0
LAS VEGAS SANDS CORP
COM
517834107
12208
221802
SH
SOLE
221802
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
11424
155529
SH
DFND
1
0
155529
0
LIFEPOINT HOSPITALS INC
COM
53219L109
2237
30461
SH
SOLE
30461
0
0
LOCKHEED MARTIN CORP
COM
539830109
2892
14248
SH
SOLE
14248
0
0
MACYS INC
COM
55616P104
10581
163003
SH
SOLE
163003
0
0
MANPOWERGROUP INC
COM
56418H100
3367
39084
SH
DFND
1
0
39084
0
MANPOWERGROUP INC
COM
56418H100
6134
71202
SH
SOLE
71202
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060u506
573
33669
SH
SOLE
33669
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
6151
135657
SH
DFND
1
0
135657
0
MEREDITH CORP
COM
589433101
3765
67515
SH
DFND
1
0
67515
0
MICRON TECHNOLOGY INC
COM
595112103
1093
40296
SH
DFND
1
0
40296
0
MICROSOFT CORP
COM
594918104
4514
111035
SH
DFND
1
0
111035
0
MICROSOFT CORP
COM
594918104
432
10635
SH
SOLE
10635
0
0
MONDELEZ INTL INC
CL A
609207105
1741
48230
SH
DFND
1
0
48230
0
MONDELEZ INTL INC
CL A
609207105
38
1042
SH
SOLE
1042
0
0
MORNINGSTAR INC
COM
617700109
1336
17831
SH
DFND
1
0
17831
0
MOVADO GROUP INC
COM
624580106
1846
64723
SH
DFND
1
0
64723
0
MRC GLOBAL INC
COM
55345K103
816
68888
SH
SOLE
68888
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
14470
289449
SH
DFND
1
0
289449
0
NATIONAL OILWELL VARCO INC
COM
637071101
51098
1022168
SH
SOLE
1022168
0
0
NET 1 UEPS TECHNOLOGIES IN
COM NEW
64107n206
1552
113464
SH
DFND
1
0
113464
0
NEXSTAR BROADCASTING GROUP
CL A
65336K103
7301
127589
SH
DFND
1
0
127589
0
NIELSEN N V
COM
N63218106
4781
107270
SH
DFND
1
0
107270
0
NIELSEN N V
COM
N63218106
31191
699830
SH
SOLE
699830
0
0
NIKE INC
CL B
654106103
21222
211521
SH
DFND
1
0
211521
0
NIKE INC
CL B
654106103
2877
28671
SH
SOLE
28671
0
0
OCEANEERING INTL INC
COM
675232102
15663
290427
SH
DFND
1
0
290427
0
OCEANEERING INTL INC
COM
675232102
8294
153792
SH
SOLE
153792
0
0
OFG BANCORP
COM
67103X102
1269
77776
SH
DFND
1
0
77776
0
ORACLE CORP
COM
68389X105
4143
96014
SH
DFND
1
0
96014
0
ORACLE CORP
COM
68389X105
1111
25741
SH
SOLE
25741
0
0
OSI SYSTEMS INC
COM
671044105
4719
63548
SH
DFND
1
0
63548
0
OUTERWALL INC
COM
690070107
14929
225792
SH
DFND
1
0
225792
0
OUTERWALL INC
COM
690070107
3341
50528
SH
SOLE
50528
0
0
PACCAR INC
COM
693718108
2655
42049
SH
DFND
1
0
42049
0
PACCAR INC
COM
693718108
16274
257750
SH
SOLE
257750
0
0
PANERA BREAD CO
CL A
69840W108
640
4002
SH
DFND
1
0
4002
0
PAREXEL INTL CORP
COM
699462107
5561
80608
SH
DFND
1
0
80608
0
PIMCO ETF TR
0-5 HIGH YIELD
72201r783
20720
204116
SH
SOLE
204116
0
0
PITNEY BOWES INC
COM
724479100
13185
565381
SH
DFND
1
0
565381
0
PITNEY BOWES INC
COM
724479100
2542
109001
SH
SOLE
109001
0
0
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935x153
688
15833
SH
SOLE
15833
0
0
POWERSHARES ETF TRUST
CON STAPLE SEC
73935x393
476
8824
SH
SOLE
8824
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936q769
54435
2259666
SH
SOLE
2259666
0
0
POWERSHARES GLOBAL ETF TRU
AGG PFD PORT
73936t565
2238
150070
SH
SOLE
150070
0
0
PRECISION CASTPARTS CORP
COM
740189105
22891
109007
SH
DFND
1
0
109007
0
PRECISION CASTPARTS CORP
COM
740189105
3286
15648
SH
SOLE
15648
0
0
PRICELINE GRP INC
COM NEW
741503403
5675
4875
SH
DFND
1
0
4875
0
PROSPERITY BANCSHARES INC
COM
743606105
13806
263081
SH
DFND
1
0
263081
0
PRUDENTIAL FINL INC
COM
744320102
13715
170774
SH
DFND
1
0
170774
0
PRUDENTIAL FINL INC
COM
744320102
54543
679152
SH
SOLE
679152
0
0
PVH CORP
COM
693656100
910
8536
SH
DFND
1
0
8536
0
PVH CORP
COM
693656100
1
6
SH
SOLE
6
0
0
RALPH LAUREN CORP
CL A
751212101
8932
67925
SH
DFND
1
0
67925
0
RELIANCE STEEL & ALUMINUM
COM
759509102
4804
78650
SH
DFND
1
0
78650
0
ROGERS CORP
COM
775133101
372
4522
SH
SOLE
4522
0
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355w304
403
7458
SH
SOLE
7458
0
0
RYDEX ETF TRUST
GUG S&P SC600 PV
78355w700
408
6396
SH
SOLE
6396
0
0
RYDEX ETF TRUST
GUG S&P500EQWTUT
78355w791
349
4694
SH
SOLE
4694
0
0
RYDEX ETF TRUST
GUG S&P500EQWTFI
78355w858
375
8413
SH
SOLE
8413
0
0
SANDERSON FARMS INC
COM
800013104
8473
106375
SH
DFND
1
0
106375
0
SANMINA CORPORATION
COM
801056102
4105
169678
SH
DFND
1
0
169678
0
SANOFI
SPONSORED ADR
80105n105
7163
144885
SH
DFND
1
0
144885
0
SANOFI
SPONSORED ADR
80105n105
55521
1123002
SH
SOLE
1123002
0
0
SAP SE
SPON ADR
803054204
8993
124606
SH
DFND
1
0
124606
0
SAP SE
SPON ADR
803054204
5125
71012
SH
SOLE
71012
0
0
SCHEIN HENRY INC
COM
806407102
2576
18448
SH
DFND
1
0
18448
0
SCHLUMBERGER LTD
COM
806857108
7946
95225
SH
DFND
1
0
95225
0
SCHLUMBERGER LTD
COM
806857108
19888
238353
SH
SOLE
238353
0
0
SCRIPPS NETWORKS INTERACT
CL A COM
811065101
3485
50827
SH
DFND
1
0
50827
0
SCRIPPS NETWORKS INTERACT
CL A COM
811065101
10638
155166
SH
SOLE
155166
0
0
SELECT MED HLDGS CORP
COM
81619Q105
4270
287933
SH
DFND
1
0
287933
0
SELECTIVE INS GROUP INC
COM
816300107
1316
45315
SH
DFND
1
0
45315
0
SHIRE PLC
SPONSORED ADR
82481R106
16057
67103
SH
DFND
1
0
67103
0
SHIRE PLC
SPONSORED ADR
82481R106
2554
10675
SH
SOLE
10675
0
0
SIMPSON MANUFACTURING CO IN
COM
829073105
1465
39196
SH
DFND
1
0
39196
0
SINA CORP
ORD
G81477104
1582
49180
SH
DFND
1
0
49180
0
SK TELECOM LTD
SPONSORED ADR
78440P108
4554
167354
SH
DFND
1
0
167354
0
SK TELECOM LTD
SPONSORED ADR
78440P108
4
160
SH
SOLE
160
0
0
SOUTHWEST AIRLS CO
COM
844741108
8734
197148
SH
DFND
1
0
197148
0
SOUTHWEST AIRLS CO
COM
844741108
1500
33849
SH
SOLE
33849
0
0
SPDR SER TR
SHT TRM HGH YLD
78468r408
19830
679328
SH
SOLE
679328
0
0
STAGE STORES INC
COM NEW
85254C305
1915
83532
SH
DFND
1
0
83532
0
STAGE STORES INC
COM NEW
85254C305
1831
79872
SH
SOLE
79872
0
0
STRYKER CORP
COM
863667101
4998
54182
SH
DFND
1
0
54182
0
SUMITOMO MITSUI FINL GROUP
SPONSORED ADR
86562m209
8206
1060223
SH
DFND
1
0
1060223
0
SUNTRUST BKS INC
COM
867914103
11307
275174
SH
SOLE
275174
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
3225
144373
SH
DFND
1
0
144373
0
SUPERIOR ENERGY SVCS INC
COM
868157108
6362
284793
SH
SOLE
284793
0
0
SWIFT TRANSN CO
CL A
87074U101
4182
160705
SH
DFND
1
0
160705
0
SYNGENTA AG
SPONSORED ADR
87160A100
3230
47632
SH
DFND
1
0
47632
0
SYNGENTA AG
SPONSORED ADR
87160A100
8637
127372
SH
SOLE
127372
0
0
TENARIS S A
SPONSORED ADR
88031m109
27322
975779
SH
DFND
1
0
975779
0
TENARIS S A
SPONSORED ADR
88031m109
1285
45910
SH
SOLE
45910
0
0
THOR INDS INC
COM
885160101
5028
79537
SH
DFND
1
0
79537
0
THOR INDS INC
COM
885160101
606
9592
SH
SOLE
9592
0
0
TRINITY INDS INC
COM
896522109
8493
239185
SH
DFND
1
0
239185
0
TRINITY INDS INC
COM
896522109
14875
418893
SH
SOLE
418893
0
0
TRIPLE-S MGMT CORP
CL B
896749108
259
13022
SH
DFND
1
0
13022
0
TRIUMPH GROUP INC NEW
COM
896818101
6246
104586
SH
DFND
1
0
104586
0
TRIUMPH GROUP INC NEW
COM
896818101
6210
103979
SH
SOLE
103979
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130a200
1232
37470
SH
SOLE
37470
0
0
U S SILICA HLDGS INC
COM
90346E103
26029
730942
SH
SOLE
730942
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
18400
289216
SH
SOLE
289216
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
125122
1451365
SH
SOLE
1451365
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
415
4518
SH
SOLE
4518
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
434
4015
SH
SOLE
4015
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
434
3297
SH
SOLE
3297
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
499
4649
SH
SOLE
4649
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206c771
41348
773874
SH
SOLE
773874
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206c870
37883
431966
SH
SOLE
431966
0
0
VIACOM INC NEW
CL B
92553P201
5963
87309
SH
DFND
1
0
87309
0
VIACOM INC NEW
CL B
92553P201
4502
65921
SH
SOLE
65921
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
4339
313998
SH
DFND
1
0
313998
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
3355
242737
SH
SOLE
242737
0
0
VMWARE INC
CL A COM
928563402
9103
111004
SH
DFND
1
0
111004
0
WADDELL & REED FINL INC
CL A
930059100
4777
96426
SH
DFND
1
0
96426
0
WADDELL & REED FINL INC
CL A
930059100
8195
165430
SH
SOLE
165430
0
0
WALGREENS BOOTS ALLIANCE IN
COM
931427108
42544
502406
SH
SOLE
502406
0
0
WAL-MART STORES INC
COM
931142103
29606
359955
SH
DFND
1
0
359955
0
WAL-MART STORES INC
COM
931142103
52603
639545
SH
SOLE
639545
0
0
WASTE CONNECTIONS INC
COM
941053100
3906
81148
SH
DFND
1
0
81148
0
WEBMD HEALTH CORP
COM
94770V102
3776
86133
SH
DFND
1
0
86133
0
WEYERHAEUSER CO
COM
962166104
4459
134498
SH
DFND
1
0
134498
0
WISDOMTREE TR
INDIA ERNGS FD
97717w422
525
23048
SH
SOLE
23048
0
0
WORLD FUEL SVCS CORP
COM
981475106
4842
84234
SH
DFND
1
0
84234
0
WPX ENERGY INC
COM
98212B103
4097
374858
SH
DFND
1
0
374858
0
WPX ENERGY INC
COM
98212B103
2631
240738
SH
SOLE
240738
0
0
XILINX INC
COM
983919101
8091
191284
SH
DFND
1
0
191284
0
XILINX INC
COM
983919101
7
177
SH
SOLE
177
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
5474
304814
SH
DFND
1
0
304814
0
YUM BRANDS INC
COM
988498101
5386
68415
SH
DFND
1
0
68415
0
YUM BRANDS INC
COM
988498101
1
16
SH
SOLE
16
0
0
ZIONS BANCORPORATION
COM
989701107
18903
700107
SH
DFND
1
0
700107
0
ZIONS BANCORPORATION
COM
989701107
361
13381
SH
SOLE
13381
0
0