0001397424-11-000006.txt : 20110719
0001397424-11-000006.hdr.sgml : 20110719
20110719161722
ACCESSION NUMBER: 0001397424-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110719
DATE AS OF CHANGE: 20110719
EFFECTIVENESS DATE: 20110719
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 11975403
BUSINESS ADDRESS:
STREET 1: 34 SYCAMORE AVE SUITE 1-E
CITY: LITTLE SILVER
STATE: NJ
ZIP: 07739
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 34 SYCAMORE AVE SUITE 1-E
CITY: LITTLE SILVER
STATE: NJ
ZIP: 07739
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
wbi.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WBI Investments
Address: 34 Sycamore Avenue
Little Silver, NJ 07739
13F File Number: 028-12525
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required
items, statements, scheduled, lists, and tables are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Stroik
Title: Chief Compliance Officer
Phone: 732-842-4920
Signature, Place [City, ST], and Date of Signing
/s/ Gary Stroik Little Silver, NJ 7/19/2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table entry Total: 124
Form 13F Information Table Value Total: 650050 (thousands)
List of Other Included Managers: None
Form 13F Information Table
ISS TOC CUSIP VAL AMT SH/PRN PUT/CALL INVST_DIS OTH_MAN VA_SOLE VA_SHRD VA_NONE
TE CONNECTIVITY LTD REG SHS H84989104 29 779 SH SOLE 29
ASML HOLDING N V NY REG SHS N07059186 2828 76521 SH SOLE 2828
ABM INDS INC COM 000957100 6518 279243 SH SOLE 6518
ALCOA INC COM 013817101 5 300 SH SOLE 5
AMERICAN STS WTR CO COM 029899101 1964 56665 SH SOLE 1964
ANALOG DEVICES INC COM 032654105 4745 121241 SH SOLE 4745
ANNALY CAP MGMT INC COM 035710409 3315 183741 SH SOLE 3315
APPLIED MATLS INC COM 038222105 24387 1874503 SH SOLE 24387
ARCH COAL INC COM 039380100 801 30061 SH SOLE 801
AUTOLIV INC COM 052800109 14845 189234 SH SOLE 14845
AUTOMATIC DATA PROCESSING IN COM 053015103 4923 93451 SH SOLE 4923
AVERY DENNISON CORP COM 053611109 6217 160945 SH SOLE 6217
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 554 11722 SH SOLE 554
BLACKROCK INC COM 09247X101 5341 27845 SH SOLE 5341
BOB EVANS FARMS INC COM 096761101 29 820 SH SOLE 29
BRIGGS & STRATTON CORP COM 109043109 681 34275 SH SOLE 681
CMS ENERGY CORP COM 125896100 2694 136828 SH SOLE 2694
CVS CAREMARK CORPORATION COM 126650100 4 108 SH SOLE 4
CABOT CORP COM 127055101 92 2312 SH SOLE 92
CARNIVAL PLC ADR 14365C103 1234 31765 SH SOLE 1234
CENTERPOINT ENERGY INC COM 15189T107 30 1562 SH SOLE 30
CHEVRON CORP NEW COM 166764100 21 200 SH SOLE 21
CISCO SYS INC COM 17275R102 5 300 SH SOLE 5
CITY HLDG CO COM 177835105 18 547 SH SOLE 18
COCA COLA BOTTLING CO CONS COM 191098102 1198 17700 SH SOLE 1198
COGNEX CORP COM 192422103 893 25193 SH SOLE 893
COMCAST CORP NEW CL A 20030N101 10759 424591 SH SOLE 10759
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 8222 243772 SH SOLE 8222
CRACKER BARREL OLD CTRY STOR COM 22410J106 2311 46873 SH SOLE 2311
DPL INC COM 233293109 6932 229847 SH SOLE 6932
DAKTRONICS INC COM 234264109 34 3135 SH SOLE 34
EATON VANCE CORP COM NON VTG 278265103 14027 464022 SH SOLE 14027
EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 3936 68914 SH SOLE 3936
EQUITY LIFESTYLE PPTYS INC COM 29472R108 6157 98611 SH SOLE 6157
EXELON CORP COM 30161N101 18786 438509 SH SOLE 18786
FIRST TR ISE REVERE NAT GAS COM 33734J102 1261 58561 SH SOLE 1261
GAP INC DEL COM 364760108 3957 218637 SH SOLE 3957
GENTEX CORP COM 371901109 34 1124 SH SOLE 34
GREIF INC CL A 397624107 4097 63005 SH SOLE 4097
HARLEY DAVIDSON INC COM 412822108 8 200 SH SOLE 8
HEWLETT PACKARD CO COM 428236103 21 577 SH SOLE 21
HUNTSMAN CORP COM 447011107 11257 597163 SH SOLE 11257
IGATE CORP COM 45169U105 5363 328624 SH SOLE 5363
INTERNATIONAL BANCSHARES COR COM 459044103 19 1109 SH SOLE 19
ISHARES INC MSCI CDA INDEX 464286509 21 651 SH SOLE 21
ISHARES INC MSCI SINGAPORE 464286673 21 1516 SH SOLE 21
ISHARES INC MSCI SWITZERLD 464286749 23 863 SH SOLE 23
ISHARES INC MSCI SWEDEN 464286756 23 715 SH SOLE 23
ISHARES INC MSCI S KOREA 464286772 25 379 SH SOLE 25
ISHARES INC MSCI HONG KONG 464286871 21 1128 SH SOLE 21
ISHARES TR S&P 100 IDX FD 464287101 75 1277 SH SOLE 75
ISHARES TR IBOXX INV CPBD 464287242 69615 632116 SH SOLE 69615
ISHARES TR S&P LTN AM 40 464287390 21795 422222 SH SOLE 21795
ISHARES TR S&P NA TECH FD 464287549 1049 16896 SH SOLE 1049
ISHARES TR COHEN&ST RLTY 464287564 679 9365 SH SOLE 679
ISHARES TR RUSSELL1000GRW 464287614 842 13823 SH SOLE 842
ISHARES TR RUSL 3000 GROW 464287671 17 344 SH SOLE 17
ISHARES TR DJ US TELECOMM 464287713 9 375 SH SOLE 9
ISHARES TR S&P SH NTL AMTFR 464288158 43 402 SH SOLE 43
ISHARES TR HIGH YLD CORP 464288513 48008 525772 SH SOLE 48008
ISHARES TR BARCLYS 1-3YR CR 464288646 22 208 SH SOLE 22
ISHARES TR ZEALAND INVST 464289123 23 702 SH SOLE 23
ISHARES TR 2014 S&P AMTFR 464289362 41 790 SH SOLE 41
ISHARES TR 2012 S&P AMTFR 464289412 42 822 SH SOLE 42
ISHARES TR POLND INVT MKT 46429B606 23 612 SH SOLE 23
JPMORGAN CHASE & CO COM 46625H100 8 200 SH SOLE 8
JOHNSON & JOHNSON COM 478160104 128 1929 SH SOLE 128
KLA-TENCOR CORP COM 482480100 11598 286507 SH SOLE 11598
KINROSS GOLD CORP COM NO PAR 496902404 131 8270 SH SOLE 131
L-3 COMMUNICATIONS HLDGS INC COM 502424104 2367 27065 SH SOLE 2367
LINEAR TECHNOLOGY CORP COM 535678106 3308 100193 SH SOLE 3308
LOCKHEED MARTIN CORP COM 539830109 5671 70041 SH SOLE 5671
M & T BK CORP COM 55261F104 23735 269871 SH SOLE 23735
MAGNA INTL INC COM 559222401 13201 244287 SH SOLE 13201
MARKETAXESS HLDGS INC COM 57060D108 1465 58454 SH SOLE 1465
MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 30131 1097666 SH SOLE 30131
MATTEL INC COM 577081102 11 409 SH SOLE 11
MCCORMICK & CO INC COM NON VTG 579780206 5467 110289 SH SOLE 5467
MCDONALDS CORP COM 580135101 17 200 SH SOLE 17
MEDTRONIC INC COM 585055106 19353 502295 SH SOLE 19353
MICROSOFT CORP COM 594918104 1232 47366 SH SOLE 1232
MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 1 1000 PRN SOLE 1
MICROCHIP TECHNOLOGY INC COM 595017104 16160 426270 SH SOLE 16160
MOLEX INC COM 608554101 5952 230959 SH SOLE 5952
NEWMONT MINING CORP COM 651639106 11 200 SH SOLE 11
PPL CORP COM 69351T106 24689 887148 SH SOLE 24689
PARKER HANNIFIN CORP COM 701094104 6159 68635 SH SOLE 6159
PATTERSON COMPANIES INC COM 703395103 3753 114122 SH SOLE 3753
PINNACLE WEST CAP CORP COM 723484101 5047 113221 SH SOLE 5047
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 804 14100 SH SOLE 804
POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 741 49575 SH SOLE 741
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 20675 832679 SH SOLE 20675
POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 42 1681 SH SOLE 42
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 13077 706486 SH SOLE 13077
QUAKER CHEM CORP COM 747316107 1271 29557 SH SOLE 1271
RAYTHEON CO COM NEW 755111507 10 200 SH SOLE 10
REVENUESHARES ETF TR LARGECAP FD 761396100 151 6031 SH SOLE 151
REVENUESHARES ETF TR MID CAP FD 761396209 18 556 SH SOLE 18
ROGERS COMMUNICATIONS INC CL B 775109200 4359 110298 SH SOLE 4359
SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 22334 487849 SH SOLE 22334
SPDR SERIES TRUST LNG TRM CORP BD 78464A367 5228 146027 SH SOLE 5228
SPDR SERIES TRUST INTR TRM CORP BD 78464A375 156 4706 SH SOLE 156
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 72 2990 SH SOLE 72
SANDERSON FARMS INC COM 800013104 37 780 SH SOLE 37
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 1 1000 PRN SOLE 1
SCHLUMBERGER LTD COM 806857108 9 100 SH SOLE 9
SCHULMAN A INC COM 808194104 1845 73242 SH SOLE 1845
SCOTTS MIRACLE GRO CO CL A 810186106 7274 141773 SH SOLE 7274
SONOCO PRODS CO COM 835495102 5097 143422 SH SOLE 5097
STARBUCKS CORP COM 855244109 2156 54603 SH SOLE 2156
STRAYER ED INC COM 863236105 1943 15371 SH SOLE 1943
TARGET CORP COM 87612E106 5367 114411 SH SOLE 5367
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3780 78386 SH SOLE 3780
TYSON FOODS INC CL A 902494103 747 38458 SH SOLE 747
UIL HLDG CORP COM 902748102 10 311 SH SOLE 10
UNITED PARCEL SERVICE INC CL B 911312106 4 53 SH SOLE 4
VANGUARD WORLD FDS CONSUM STP ETF 92204A207 3551 44438 SH SOLE 3551
VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1052 15157 SH SOLE 1052
VANGUARD WORLD FDS MATERIALS ETF 92204A801 1059 12304 SH SOLE 1059
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 39272 502012 SH SOLE 39272
VANGUARD INDEX FDS STK MRK ETF 922908769 900 13156 SH SOLE 900
WALGREEN CO COM 931422109 4360 102685 SH SOLE 4360
WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 2 1000 PRN SOLE 2
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 82 1593 SH SOLE 82