-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0i+VVO0rLJlSWc0NIsm3ZcJc3sYWuTmMKmIuGogiZSGspPJvscc5KdZ6CL+BP5V aofhM9tv5BddO3TBx4DKNA== 0001397424-10-000007.txt : 20100723 0001397424-10-000007.hdr.sgml : 20100723 20100723160011 ACCESSION NUMBER: 0001397424-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100723 DATE AS OF CHANGE: 20100723 EFFECTIVENESS DATE: 20100723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WBI INVESTMENTS CENTRAL INDEX KEY: 0001397424 IRS NUMBER: 222566011 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12525 FILM NUMBER: 10967503 BUSINESS ADDRESS: STREET 1: 34 SYCAMORE AVE SUITE 1-E CITY: LITTLE SILVER STATE: NJ ZIP: 07739 BUSINESS PHONE: 732-842-4920 MAIL ADDRESS: STREET 1: 34 SYCAMORE AVE SUITE 1-E CITY: LITTLE SILVER STATE: NJ ZIP: 07739 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Builders DATE OF NAME CHANGE: 20070424 13F-HR 1 wbi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WBI Investments Address: 34 Sycamore Avenue Little Silver, NJ 07739 13F File Number: 028-12525 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, scheduled, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary Stroik Title: Chief Compliance Officer Phone: 732-842-4920 Signature, Place [City, ST], and Date of Signing /s/ Gary Stroik Little Silver, NJ 7/23/2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table entry Total: 104 Form 13F Information Table Value Total: 370161 (thousands) List of Other Included Managers: None Form 13F Information Table ISS TOC CUSIP VAL AMT SH/PRN PUT/CALL INVST_DIS OTH_MAN VA_SOLE VA_SHRD VA_NONE PARTNERRE LTD COM G6852T105 3415 48682 SH SOLE 3415 ALCON INC COM SHS H01301102 1015 6846 SH SOLE 1015 ABM INDS INC COM 000957100 859 41001 SH SOLE 859 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1302 27417 SH SOLE 1302 ANALOG DEVICES INC COM 032654105 2102 75453 SH SOLE 2102 ANNALY CAP MGMT INC COM 035710409 2128 124104 SH SOLE 2128 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 631 32087 SH SOLE 631 ASTRAZENECA PLC SPONSORED ADR 046353108 1445 30662 SH SOLE 1445 ATMOS ENERGY CORP COM 049560105 1709 63214 SH SOLE 1709 AUTOLIV INC COM 052800109 5777 120722 SH SOLE 5777 AUTOMATIC DATA PROCESSING IN COM 053015103 11834 293927 SH SOLE 11834 AVISTA CORP COM 05379B107 1446 74050 SH SOLE 1446 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12 150 SH SOLE 12 BLACKROCK INC COM 09247X101 10142 70723 SH SOLE 10142 CMS ENERGY CORP COM 125896100 3494 238499 SH SOLE 3494 CARDINAL HEALTH INC COM 14149Y108 893 26568 SH SOLE 893 CENTERPOINT ENERGY INC COM 15189T107 11723 890840 SH SOLE 11723 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 9497 714026 SH SOLE 9497 COMCAST CORP NEW CL A 20030N101 2452 141151 SH SOLE 2452 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 9343 92495 SH SOLE 9343 CONSTELLATION ENERGY GROUP I COM 210371100 7014 217493 SH SOLE 7014 DPL INC COM 233293109 3523 147422 SH SOLE 3523 ENI S P A SPONSORED ADR 26874R108 9872 270086 SH SOLE 9872 ENBRIDGE INC COM 29250N105 4280 91854 SH SOLE 4280 GREIF INC CL A 397624107 2929 52745 SH SOLE 2929 HCC INS HLDGS INC COM 404132102 4089 165128 SH SOLE 4089 HENRY JACK & ASSOC INC COM 426281101 943 39493 SH SOLE 943 HORMEL FOODS CORP COM 440452100 2126 52520 SH SOLE 2126 HUDSON CITY BANCORP COM 443683107 4813 392859 SH SOLE 4813 INTERNATIONAL BANCSHARES COR COM 459044103 170 10193 SH SOLE 170 INTERSIL CORP CL A 46069S109 4767 393607 SH SOLE 4767 ISHARES COMEX GOLD TR ISHARES 464285105 839 68960 SH SOLE 839 ISHARES TR INDEX S&P 100 IDX FD 464287101 113 2409 SH SOLE 113 ISHARES TR INDEX DJ SEL DIV INX 464287168 0 1 SH SOLE 0 ISHARES TR INDEX TRANSP AVE IDX 464287192 1172 16201 SH SOLE 1172 ISHARES TR INDEX IBOXX INV CPBD 464287242 40209 370722 SH SOLE 40209 ISHARES TR INDEX RUSSELL1000GRW 464287614 933 20356 SH SOLE 933 ISHARES TR INDEX RUSL 3000 GROW 464287671 24 639 SH SOLE 24 ISHARES TR INDEX DJ US TELECOMM 464287713 4677 250662 SH SOLE 4677 ISHARES TR INDEX DJ US HEALTHCR 464287762 112 1924 SH SOLE 112 ISHARES TR INDEX CONS GOODS IDX 464287812 0 0 SH SOLE 0 ISHARES TR S&P SH NTL AMTFR 464288158 389 3689 SH SOLE 389 ISHARES TR S&P NTL AMTFREE 464288414 0 0 SH SOLE 0 ISHARES TR HIGH YLD CORP 464288513 5783 68121 SH SOLE 5783 ISHARES TR BARCLYS CR BD 464288620 5833 55901 SH SOLE 5833 ISHARES TR BARCLYS INTER CR 464288638 23439 222596 SH SOLE 23439 ISHARES TR DJ OIL&GAS EXP 464288851 565 11794 SH SOLE 565 ISHARES TR 2014 S&P AMTFR 464289362 374 7321 SH SOLE 374 ISHARES TR 2012 S&P AMTFR 464289412 386 7613 SH SOLE 386 ISHARES TR 10+ YR CR BD 464289511 7952 150547 SH SOLE 7952 ISHARES TR MSCI PERU CAP 464289842 29 883 SH SOLE 29 J & J SNACK FOODS CORP COM 466032109 46 1095 SH SOLE 46 JOHNSON & JOHNSON COM 478160104 196 3327 SH SOLE 196 KIMBERLY CLARK CORP COM 494368103 3564 58782 SH SOLE 3564 LILLY ELI & CO COM 532457108 3581 106889 SH SOLE 3581 LUBRIZOL CORP COM 549271104 1586 19749 SH SOLE 1586 MFA FINANCIAL INC COM 55272X102 1894 255894 SH SOLE 1894 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 1071 24546 SH SOLE 1071 NEENAH PAPER INC COM 640079109 1028 56173 SH SOLE 1028 NICOR INC COM 654086107 4252 104994 SH SOLE 4252 NOVARTIS A G SPONSORED ADR 66987V109 1321 27337 SH SOLE 1321 NV ENERGY INC COM 67073Y106 2239 189580 SH SOLE 2239 PPL CORP COM 69351T106 12488 500508 SH SOLE 12488 PINNACLE WEST CAP CORP COM 723484101 5483 150785 SH SOLE 5483 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 871 20402 SH SOLE 871 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 4205 279213 SH SOLE 4205 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 845 71103 SH SOLE 845 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1019 42807 SH SOLE 1019 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 649 33628 SH SOLE 649 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 388 15523 SH SOLE 388 POWERSHARES GLOBAL ETF TRUST HI YLD USD BD 73936T557 3779 217803 SH SOLE 3779 QUAKER CHEM CORP COM 747316107 765 28240 SH SOLE 765 REVENUESHARES ETF TR LARGECAP FD 761396100 222 11478 SH SOLE 222 REVENUESHARES ETF TR MID CAP FD 761396209 24 1032 SH SOLE 24 ROGERS COMMUNICATIONS INC CL B 775109200 2976 90844 SH SOLE 2976 ROLLINS INC COM 775711104 318 15366 SH SOLE 318 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 0 1 SH SOLE 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 652 9767 SH SOLE 652 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 606 14357 SH SOLE 606 SPDR SERIES TRUST BARCLY CAP ETF 78464A367 10474 283162 SH SOLE 10474 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 5043 133295 SH SOLE 5043 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 666 27625 SH SOLE 666 SANOFI AVENTIS SPONSORED ADR 80105N105 6120 203604 SH SOLE 6120 SARA LEE CORP COM 803111103 2360 167378 SH SOLE 2360 SASOL LTD SPONSORED ADR 803866300 2113 59919 SH SOLE 2113 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 625 22123 SH SOLE 625 SENSIENT TECHNOLOGIES CORP COM 81725T100 1157 44617 SH SOLE 1157 SMITH A O COM 831865209 1145 23750 SH SOLE 1145 SYNTEL INC COM 87162H103 486 14307 SH SOLE 486 3M CO COM 88579Y101 4934 62462 SH SOLE 4934 TRAVELERS COMPANIES INC COM 89417E109 6108 124019 SH SOLE 6108 TYSON FOODS INC CL A 902494103 706 43101 SH SOLE 706 UIL HLDG CORP COM 902748102 2000 79900 SH SOLE 2000 UNILEVER N V N Y SHS NEW 904784709 13284 486252 SH SOLE 13284 UNITEDHEALTH GROUP INC COM 91324P102 2123 74741 SH SOLE 2123 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 4655 72829 SH SOLE 4655 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 11767 150961 SH SOLE 11767 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 12018 153679 SH SOLE 12018 VANGUARD INDEX FDS STK MRK ETF 922908769 1042 19831 SH SOLE 1042 WADDELL & REED FINL INC CL A 930059100 57 2615 SH SOLE 57 WEIGHT WATCHERS INTL INC NEW COM 948626106 2088 81283 SH SOLE 2088 WILLIAMS COS INC DEL COM 969457100 3801 207944 SH SOLE 3801 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 118 3001 SH SOLE 118 XILINX INC COM 983919101 629 24918 SH SOLE 629
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