0001172661-12-000832.txt : 20120813 0001172661-12-000832.hdr.sgml : 20120813 20120813161940 ACCESSION NUMBER: 0001172661-12-000832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 EFFECTIVENESS DATE: 20120813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHICAGO FUNDAMENTAL INVESTMENT PARTNERS, LLC CENTRAL INDEX KEY: 0001397422 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13316 FILM NUMBER: 121027896 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: SUITE 3495 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-416-4300 MAIL ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: SUITE 3495 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 chicagofundamental2q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chicago Fundamental Investment Partners, LLC Address: 71 South Wacker Drive Suite 3495 Chicago, IL 60606 13F File Number: 028-13316 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John R. Gordon Title: Chief Financial Officer Phone: (312) 416-4300 Signature, Place, and Date of Signing: /s/ John R. Gordon Chicago, IL/USA August 13, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $324,537 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALCATEL-LUCENT SPONSORED ADR 013904305 1686 1034167 SH SOLE 1034167 0 0 CAPITALSOURCE INC COM 14055X102 13151 1956923 SH SOLE 1956923 0 0 CHESAPEAKE ENERGY CORP COM 165167107 8091 435000 SH PUT SOLE 435000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 1610 2000000 PRN SOLE 2000000 0 0 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 18741 17380000 PRN SOLE 17380000 0 0 DONNELLEY R R & SONS CO COM 257867101 1572 133600 SH CALL SOLE 133600 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 21353 29000000 PRN SOLE 29000000 0 0 EQUINIX INC COM NEW 29444U502 8783 50000 SH PUT SOLE 50000 0 0 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 44013 20000000 PRN SOLE 20000000 0 0 GENWORTH FINL INC COM CL A 37247D106 4505 796000 SH SOLE 796000 0 0 GRAY TELEVISION INC COM 389375106 2205 1500000 SH SOLE 1500000 0 0 JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AE1 8184 5900000 PRN SOLE 5900000 0 0 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 6754 5000000 PRN SOLE 5000000 0 0 KB HOME COM 48666K109 16037 1636400 SH CALL SOLE 1636400 0 0 LENNAR CORP CL A 526057104 3851 124600 SH CALL SOLE 124600 0 0 LENNAR CORP CL A 526057104 1215 39300 SH PUT SOLE 39300 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 55194 53275000 PRN SOLE 53275000 0 0 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 4049 6000000 PRN SOLE 6000000 0 0 MOODYS CORP COM 615369105 2372 64900 SH CALL SOLE 64900 0 0 PROLOGIS NOTE 3.250% 3/1 74340XAT8 25412 23000000 PRN SOLE 23000000 0 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 6029 10040000 PRN SOLE 10040000 0 0 RYLAND GROUP INC COM 783764103 8393 328100 SH PUT SOLE 328100 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 13700 12500000 PRN SOLE 12500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 47637 350000 SH PUT SOLE 350000 0 0