0001396835-17-000009.txt : 20171113 0001396835-17-000009.hdr.sgml : 20171113 20171113162808 ACCESSION NUMBER: 0001396835-17-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE ASSOCIATES MANAGEMENT INC. CENTRAL INDEX KEY: 0001396835 IRS NUMBER: 222548436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12478 FILM NUMBER: 171196271 BUSINESS ADDRESS: STREET 1: 574 SYLVAN AVENUE STREET 2: SUITE 100 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 201-871-0866 MAIL ADDRESS: STREET 1: 574 SYLVAN AVENUE STREET 2: SUITE 100 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: ECKERT CORP DATE OF NAME CHANGE: 20070418 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001396835 XXXXXXXX 09-30-2017 09-30-2017 ALPINE ASSOCIATES MANAGEMENT INC.

574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ 07632

13F HOLDINGS REPORT 028-12478 N Todd Mason 2018710866 Elaine Giordano Englewood Cliffs NJ 11-13-2017 0 49 2961519 false INFORMATION TABLE 2 Form13f_InfoTable.xml 13F INFORMATION TABLE AKORN INC COM 009728106 39469 1189216 SH SOLE 1189216 0 0 ALERE INC COM 01449J105 15460 303200 SH Put SOLE 303200 0 0 ALTABA INC COM 021346101 78764 1189075 SH SOLE 1189075 0 0 ASTORIA FINL CORP COM 046265104 4559 212128 SH SOLE 212128 0 0 AT&T INC COM 00206R102 53953 1377400 SH Call SOLE 1377400 0 0 ATWOOD OCEANICS INC COM 050095108 30069 3202260 SH SOLE 3202260 0 0 BARD C R INC COM 067383109 296226 924263 SH SOLE 924263 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 61701 5163193 SH SOLE 5163193 0 0 CALPINE CORP COM NEW 131347304 99840 6768799 SH SOLE 6768799 0 0 CAPITAL BK FINL CORP CL A COM 139794101 102496 2496889 SH SOLE 2496889 0 0 CENTURYLINK INC COM 156700106 19810 1048165 SH SOLE 1048165 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 46 3860140 SH SOLE 3860140 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 10115 475100 SH SOLE 475100 0 0 DISH NETWORK CORP CL A 25470M109 12744 235000 SH Put SOLE 235000 0 0 DISH NETWORK CORP CL A 25470M109 5325 98202 SH SOLE 98202 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 15046 13450000 PRN SOLE 13450000 0 0 HSN INC COM 404303109 20796 532519 SH SOLE 532519 0 0 HUNTSMAN CORP COM 447011107 101422 3698795 SH SOLE 3698795 0 0 HUNTSMAN CORP COM 447011107 13025 475000 SH Call SOLE 475000 0 0 IMPERVA INC COM 45321L100 14331 330200 SH SOLE 330200 0 0 IXYS CORP COM 46600W106 18705 789196 SH SOLE 789196 0 0 KITE PHARMA INC COM 49803L109 71404 397105 SH SOLE 397105 0 0 KITE PHARMA INC COM 49803L109 45420 252600 SH Put SOLE 252600 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 15719 3017010 SH SOLE 3017010 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 50 1000 SH SOLE 1000 0 0 MONSANTO CO NEW COM 61166W101 199342 1663686 SH SOLE 1663686 0 0 NXP SEMICONDUCTORS N V COM N6596X109 268525 2374443 SH SOLE 2374443 0 0 NXSTAGE MEDICAL INC COM 67072V103 110163 3991458 SH SOLE 3991458 0 0 ORBITAL ATK INC COM 68557N103 83861 629779 SH SOLE 629779 0 0 OTONOMY INC COM 68906L105 797 245241 SH SOLE 245241 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 5893 4500000 PRN SOLE 4500000 0 0 RICE ENERGY INC COM 762760106 119881 4142397 SH SOLE 4142397 0 0 ROCKWELL COLLINS INC COM 774341101 217436 1663500 SH SOLE 1663500 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 143032 1665300 SH SOLE 1665300 0 0 SIGNET JEWELERS LIMITED SHS G81276100 8319 125000 SH Call SOLE 125000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30148 120000 SH Put SOLE 120000 0 0 STARBUCKS CORP COM 855244109 6445 120000 SH Call SOLE 120000 0 0 STERLING BANCORP DEL COM 85917A100 3003 121811 SH SOLE 121811 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 47282 261700 SH SOLE 261700 0 0 T MOBILE US INC COM 872590104 2775 45000 SH Call SOLE 45000 0 0 TEGNA INC COM 87901J105 5185 388871 SH SOLE 388871 0 0 TERRAFORM GLOBAL INC CL A 88104M101 22499 4736620 SH SOLE 4736620 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 2112 120000 SH Call SOLE 120000 0 0 TIME WARNER INC COM NEW 887317303 331666 3237349 SH SOLE 3237349 0 0 TIME WARNER INC COM NEW 887317303 12058 117700 SH Call SOLE 117700 0 0 TIME WARNER INC COM NEW 887317303 21863 213400 SH Put SOLE 213400 0 0 TRIBUNE MEDIA CO CL A 896047503 99131 2426100 SH SOLE 2426100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 49044 422500 SH Put SOLE 422500 0 0 XCERRA CORP COM 98400J108 24564 2493716 SH SOLE 2493716 0 0