0001209191-11-043037.txt : 20110809 0001209191-11-043037.hdr.sgml : 20110809 20110809131223 ACCESSION NUMBER: 0001209191-11-043037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110808 FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein Adam K CENTRAL INDEX KEY: 0001396832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00891 FILM NUMBER: 111019865 MAIL ADDRESS: STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION STREET 2: 445 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd. CENTRAL INDEX KEY: 0001504619 IRS NUMBER: 273794690 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc. DATE OF NAME CHANGE: 20101029 4 1 c21115_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-08-08 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001396832 Bernstein Adam K PENNANTPARK FLOATING RATE CAPITAL LTD. 590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2011-08-08 4 P 0 3500 11.19 A 3500 D /s/ Adam K. Bernstein 2011-08-08