-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UB0LsV/kNCC+BNNFqzURHt/vqbAn1BxgcY7m+1OeraoVgMj4NrkiCxhBIrduB9Xl gAYdBCue1lj3JXuAYp/s+Q== 0001181431-11-006408.txt : 20110201 0001181431-11-006408.hdr.sgml : 20110201 20110201175049 ACCESSION NUMBER: 0001181431-11-006408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110201 DATE AS OF CHANGE: 20110201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wiertel Edward A CENTRAL INDEX KEY: 0001396687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 11564270 MAIL ADDRESS: STREET 1: 407 S. HILUSI CITY: MT. PROSPECT STATE: IL ZIP: 60056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474844400 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd299227.xml RSU VESTING X0303 4 2011-01-31 0 0000789073 FORTUNE BRANDS INC FO 0001396687 Wiertel Edward A 520 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 VP & Corporate Controller Common Stock, Par Value $3.125 2011-01-31 4 M 0 600 0 A 1493 D Common Stock, Par Value $3.125 2011-01-31 4 F 0 214 61.68 D 1279 D Restricted Stock Units (RSUs) 2011-01-31 4 M 0 600 0 D Common 600 0 D Reflects the vesting and payment of a restricted stock unit award made under the Company's 2007 Long-Term Incentive Plan. Reflects the withholding by the issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e). Each RSU converts to one share of the issuer's common stock. This RSU award became vested and payable on January 31, 2011. The remaining restricted stock units (RSUs) awarded to Mr. Wiertel on February 25, 2008 vested and became payable on January 31, 2011. Mr. Wiertel was paid 600 shares of the issuer's common stock (one share for each RSU which vested). The Company withheld 214 shares in payment of taxes. As a result, Mr. Wiertel increased his direct ownership to 1,279 shares of the issuer's common stock. Mr. Wiertel also owns options to purchase 70,000 shares of the issuer's common stock and the right to acquire 6,800 RSUs if certain conditions are met. Angela M. Pla, Attorney-in-Fact for Edward A. Wiertel 2011-02-01 -----END PRIVACY-ENHANCED MESSAGE-----