0001395942-14-000244.txt : 20141118 0001395942-14-000244.hdr.sgml : 20141118 20141118114856 ACCESSION NUMBER: 0001395942-14-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141117 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caruso Thomas J. CENTRAL INDEX KEY: 0001477999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 141231003 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 4 1 wf-form4_141632932560812.xml FORM 4 X0306 4 2014-11-17 0 0001395942 KAR Auction Services, Inc. KAR 0001477999 Caruso Thomas J. C/O: KAR AUCTION SERVICES, INC. 13085 HAMILTON CROSSING BOULEVARD CARMEL IN 46032 0 1 0 0 Chief Client Officer Common Stock 2014-11-17 4 M 0 3075 13.46 A 3075 D Common Stock 2014-11-17 4 S 0 3075 34.25 D 0 D Employee Stock Option (right to buy) 10.0 2017-08-20 Common Stock 32978.0 32978 D Employee Stock Option (right to buy) 16.677 2018-08-19 Common Stock 10275.0 10275 D Employee Stock Option (right to buy) 13.46 2014-11-17 4 A 0 3075 13.46 D 2020-03-01 Common Stock 3075.0 45848 D Employee Stock Option (right to buy) 14.44 2021-02-25 Common Stock 25000.0 25000 D 32,978 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days. An additional condition to vesting is that the reporting person must be a director, officer, employee, consultant or agent of the Company or any of its subsidiaries on the date on which the conditions set forth above are satisfied. 10,275 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days. 12,263 of these performance options are currently exercisable. 33,585 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days. 25,000 of these options become exercisable on 2/25/2015. Rebecca C. Polak as Attorney In Fact 2014-11-18