0001395942-14-000244.txt : 20141118
0001395942-14-000244.hdr.sgml : 20141118
20141118114856
ACCESSION NUMBER: 0001395942-14-000244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141117
FILED AS OF DATE: 20141118
DATE AS OF CHANGE: 20141118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAR Auction Services, Inc.
CENTRAL INDEX KEY: 0001395942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 208744739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13085 HAMILTON CROSSING BOULEVARD
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: (800) 923-3725
MAIL ADDRESS:
STREET 1: 13085 HAMILTON CROSSING BOULEVARD
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: KAR Holdings, Inc.
DATE OF NAME CHANGE: 20070409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caruso Thomas J.
CENTRAL INDEX KEY: 0001477999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34568
FILM NUMBER: 141231003
MAIL ADDRESS:
STREET 1: 13085 HAMILTON CROSSING BOULEVARD
CITY: CARMEL
STATE: IN
ZIP: 46032
4
1
wf-form4_141632932560812.xml
FORM 4
X0306
4
2014-11-17
0
0001395942
KAR Auction Services, Inc.
KAR
0001477999
Caruso Thomas J.
C/O: KAR AUCTION SERVICES, INC.
13085 HAMILTON CROSSING BOULEVARD
CARMEL
IN
46032
0
1
0
0
Chief Client Officer
Common Stock
2014-11-17
4
M
0
3075
13.46
A
3075
D
Common Stock
2014-11-17
4
S
0
3075
34.25
D
0
D
Employee Stock Option (right to buy)
10.0
2017-08-20
Common Stock
32978.0
32978
D
Employee Stock Option (right to buy)
16.677
2018-08-19
Common Stock
10275.0
10275
D
Employee Stock Option (right to buy)
13.46
2014-11-17
4
A
0
3075
13.46
D
2020-03-01
Common Stock
3075.0
45848
D
Employee Stock Option (right to buy)
14.44
2021-02-25
Common Stock
25000.0
25000
D
32,978 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days.
An additional condition to vesting is that the reporting person must be a director, officer, employee, consultant or agent of the Company or any of its subsidiaries on the date on which the conditions set forth above are satisfied.
10,275 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days.
12,263 of these performance options are currently exercisable. 33,585 of these options vest if the closing price of the Company's common stock exceeds $35.00 for twenty (20) consecutive trading days.
25,000 of these options become exercisable on 2/25/2015.
Rebecca C. Polak as Attorney In Fact
2014-11-18