0001193125-10-158817.txt : 20100714 0001193125-10-158817.hdr.sgml : 20100714 20100714161837 ACCESSION NUMBER: 0001193125-10-158817 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100714 DATE AS OF CHANGE: 20100714 GROUP MEMBERS: CHRIS KUCHANNY GROUP MEMBERS: OSMIUM CAPITAL MANAGEMENT LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FutureFuel Corp. CENTRAL INDEX KEY: 0001337298 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 203340900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83804 FILM NUMBER: 10952378 BUSINESS ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-854-8520 MAIL ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: Viceroy Acquisition CORP DATE OF NAME CHANGE: 20050829 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Osmium Special Situations Fund Ltd CENTRAL INDEX KEY: 0001395453 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PENTHOUSE SUITE STREET 2: 129 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 1 44 1 296 7131 MAIL ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 3 Schedule 13D Amendment No. 3

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

Futurefuel Corp.

(Name of issuer)

 

 

Common Stock, par value $0.0001 per share

(Title of class of securities)

36116M106

(CUSIP number)

Chris Kuchanny

Chairman

Osmium Special Situations Fund Ltd

Canon’s Court,

22 Victoria Street,

Hamilton, HM 11,

Bermuda

(441) 296 7130

(Name, address and telephone number of person authorized to receive notices and communications)

July 12, 2010

(Date of event which requires filing of this statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 249.13d-1(g), check the following box.  ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


 

CUSIP No. 36116M106

 

  1.   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Osmium Special Situations Fund Ltd

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)   ¨

 

  3.  

SEC use only

 

  4.  

Source of funds (see instructions)

 

    WC

  5.  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or place of organization

 

    Bermuda

Number of

shares

beneficially

owned by

each

reporting

person

with:

     7.    

Sole voting power

 

     8.   

Shared voting power

 

    6,247,500

     9.   

Sole dispositive power

 

   10.   

Shared dispositive power

 

    6,247,500

11.

 

Aggregate amount beneficially owned by each reporting person

 

    6,247,500

12.

 

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13.

 

Percent of class represented by amount in Row (11)

 

    17.44%

14.

 

Type of reporting person (see instructions)

 

    IV

 

2


 

CUSIP No. 36116M106

 

  1.   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Osmium Capital Management Ltd

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)   ¨

 

  3.  

SEC use only

 

  4.  

Source of funds (see instructions)

 

    OO

  5.  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or place of organization

 

    Bermuda

Number of

shares

beneficially

owned by

each

reporting

person

with:

     7.    

Sole voting power

 

     8.   

Shared voting power

 

    6,247,500

     9.   

Sole dispositive power

 

   10.   

Shared dispositive power

 

    6,247,500

11.

 

Aggregate amount beneficially owned by each reporting person

 

    6,247,500

12.

 

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13.

 

Percent of class represented by amount in Row (11)

 

    17.44%

14.

 

Type of reporting person (see instructions)

 

    IA

 

3


 

CUSIP No. 36116M106

 

  1.   

Names of reporting persons.

I.R.S. Identification Nos. of above persons (entities only)

 

Chris Kuchanny

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)   ¨

 

  3.  

SEC use only

 

  4.  

Source of funds (see instructions)

 

    OO

  5.  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)  ¨

 

  6.  

Citizenship or place of organization

 

    United Kingdom

Number of

shares

beneficially

owned by

each

reporting

person

with:

     7.    

Sole voting power

 

     8.   

Shared voting power

 

    6,247,500

     9.   

Sole dispositive power

 

   10.   

Shared dispositive power

 

    6,247,500

11.

 

Aggregate amount beneficially owned by each reporting person

 

    6,247,500

12.

 

Check if the aggregate amount in Row (11) excludes certain shares (see instructions)  ¨

 

13.

 

Percent of class represented by amount in Row (11)

 

    17.44%

14.

 

Type of reporting person (see instructions)

 

    IN

 

4


Item 1. Security and Issuer

This Amendment No. 3 (“Amendment No. 3”) to Schedule 13D amends and supplements the Statement on Schedule 13D originally filed on January 8, 2010, as amended on March 2, 2010 and on March 26, 2010, with respect to the Common Stock, par value $0.0001 per share (the “Common Stock”) of Futurefuel Corp., a Delaware corporation (the “Issuer”). The address of the executive offices of the Issuer is 8235 Forsyth Blvd., Suite 400, St. Louis, Missouri 63105.

This Amendment No. 3 is being filed by Osmium Special Situations Fund Ltd (the “Fund”), Osmium Capital Management Ltd (“Osmium”), and Chris Kuchanny (“Mr. Kuchanny” and together with Osmium and the Fund, the “Reporting Persons”). Certain terms used but not defined in this Amendment No. 3 have the meanings assigned thereto in the Schedule 13D, as amended. Except as specifically provided herein, this Amendment No. 3 does not modify any of the information previously reported on the Schedule 13D, as amended. The Schedule 13D is hereby amended and supplemented by this Amendment No. 3 as follows:

 

Item 3. Source and Amount of Funds or Other Consideration

The source of the $22,800 used by the Fund on July 6, 2010 to exercise certain warrants for the purchase of shares of Common Stock, and the source of the funds used to make all prior purchases of shares of Common Stock or warrants to purchase such shares, was the working capital of the Fund.

 

Item 5. Interest in Securities of the Issuer

(a and b) As of the date of this Amendment No. 3, the Fund beneficially owns an aggregate of 6,247,500 shares of Common Stock. The holdings of the Fund represent 17.44% of Issuer’s total outstanding Common Stock. By virtue of the relationship between the Reporting Persons, the Reporting Persons share voting and dispositive power over the Shares.

(c) During the past sixty days, Osmium, on behalf of the Fund, effected the following purchases of shares of Common Stock in the open market:

 

Date

   Price per Share    Number of Shares Purchased

5/27/2010

   $ 6.50    500

5/28/2010

   $ 6.49    14,700

6/30/2010

   $ 6.676    3,500

In addition to the purchases of shares of Common Stock described above, Osmium, on behalf of the Fund, also exercised warrants for the purchase of shares of Common Stock during the past sixty days as follows:

 

Date

   Exercise Price
per Share
   Number of Shares Received
Upon Exercise

6/3/2010

   $ 6.00    1,325,000

7/6/2010

   $ 6.00    3,800

On July 12, 2010, warrants held by the Fund for the purchase of 997,642 shares of Common Stock expired without being exercised, and the Fund received no additional value for such warrants. As of the date of this Amendment No. 3, the Fund no longer holds any warrants for the purchase of shares of Common Stock.

(d) Other than the Fund, which directly holds the Shares, and except as set forth in this Item 5, no person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares.

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

By virtue of the relationship among the Reporting Persons, the Reporting Persons may be deemed to be a “group” under the Federal securities laws. Except as otherwise set forth in this Amendment No. 3, Osmium and Mr. Kuchanny

 

5


expressly disclaim beneficial ownership of any of the shares of Common Stock beneficially owned by the Fund and the filing of this Statement shall not be construed as an admission, for the purposes of Sections 13(d) and 13(g) or under any provision of the Exchange Act or the rules promulgated thereunder or for any other purpose, that either of Osmium or Mr. Kuchanny is a beneficial owner of any such shares.

 

Item 7. Material to Be Filed as Exhibits

1. Joint Filing Agreement.

 

6


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: July 14, 2010       Osmium Capital Management Ltd
      /S/    CHRIS KUCHANNY        
    Name:   Chris Kuchanny
    Title:   Chairman and Chief Investment Officer
    Osmium Special Situations Fund Ltd
      /S/    CHRIS KUCHANNY        
    Name:   Chris Kuchanny
    Title:   Director
      /S/    CHRIS KUCHANNY        
    Name:   Chris Kuchanny
EX-1 2 dex1.htm JOINT FILING AGREEMENT Joint Filing Agreement

Exhibit 1

JOINT FILING AGREEMENT

Osmium Capital Management Ltd, Osmium Special Situations Fund Ltd and Chris Kuchanny, in compliance with Rule 13d-1(k) of the Securities and Exchange Commission, hereby agree that the statement on Schedule 13D to which this Agreement is attached as an exhibit is, and any amendments thereto filed by any of us will be, filed on behalf of each such person or entity, that each such person or entity is responsible for the timely filing of the Schedule 13D and any amendments thereto and for the completeness and accuracy of the information concerning such person or entity contained therein.

 

Date: July 14, 2010   Osmium Capital Management Ltd
 

/s/ Chris Kuchanny

  Name:   Chris Kuchanny
  Title:   Chairman and Chief Investment Officer
  Osmium Special Situations Fund Ltd
 

/s/ Chris Kuchanny

  Name:   Chris Kuchanny
  Title:   Director
 

/s/ Chris Kuchanny

  Name:   Chris Kuchanny