0001395236-11-000008.txt : 20110513
0001395236-11-000008.hdr.sgml : 20110513
20110513164417
ACCESSION NUMBER: 0001395236-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P.
CENTRAL INDEX KEY: 0001395267
IRS NUMBER: 450547951
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12774
FILM NUMBER: 11841668
BUSINESS ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: (415) 362-3700
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
13F-HR
1
smallcap13f051311.txt
SCHEDULE 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 31 March 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ValueAct SmallCap Management, L.P.
-----------------------------------------------------
435 Pacific Avenue, Fourth Floor
-----------------------------------------------------
San Francisco, CA 94133
-----------------------------------------------------
Form 13F File Number: 28-12774
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David Lockwood
Title: Managing Member
Phone: 415-362-3700
Signature, Place, and Date of Signing:
/s/ David Lockwood San Francisco, CA May 13, 2011
------------------ ----------------- ----------------
[Signature] [City, State] [Date]
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------
Form 13F Information Table Entry Total: 10
---------------
Form 13F Information Table Value Total: $171,393
--------------
(thousands)
List of Other Included Managers:
NONE
FORM 13F INFORMATION TABLE Voting Authority
----------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
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ACI WORLDWIDE INC COM 004498101 1,620 49,400 SH Sole 49,400
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AFC ENTERPRISES INC COM 00104Q107 1,583 104,636 SH Sole 104,636
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BIGBAND NETWORKS INC COM 089750509 25,522 10,008,635 SH Sole 10,008,635
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BREEZE EASTERN CORP COM 106764103 6,799 792,406 SH Sole 792,406
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ENERGY SOLUTIONS INC COM 292756202 37,347 6,266,252 SH Sole 6,266,252
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IMMUCOR INC COM 452526106 27,151 1,372,671 SH Sole 1,372,671
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PAPA JOHNS INTL INC COM 698813102 7,918 250,000 SH Sole 250,000
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S1 CORP COM 78463B101 26,683 3,998,921 SH Sole 3,998,921
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STEINWAY MUSICAL INSTRS INC COM 858495104 24,028 1,081,853 SH Sole 1,081,853
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TRANSDIGM GROUP INC COM 893641100 12,742 152,000 SH Sole 152,000
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