0001395236-11-000008.txt : 20110513 0001395236-11-000008.hdr.sgml : 20110513 20110513164417 ACCESSION NUMBER: 0001395236-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 11841668 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f051311.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 March 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA May 13, 2011 ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 10 --------------- Form 13F Information Table Value Total: $171,393 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ACI WORLDWIDE INC COM 004498101 1,620 49,400 SH Sole 49,400 ----------------------------------------------------------------------------------------------------------------------------------- AFC ENTERPRISES INC COM 00104Q107 1,583 104,636 SH Sole 104,636 ----------------------------------------------------------------------------------------------------------------------------------- BIGBAND NETWORKS INC COM 089750509 25,522 10,008,635 SH Sole 10,008,635 ----------------------------------------------------------------------------------------------------------------------------------- BREEZE EASTERN CORP COM 106764103 6,799 792,406 SH Sole 792,406 ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC COM 292756202 37,347 6,266,252 SH Sole 6,266,252 ----------------------------------------------------------------------------------------------------------------------------------- IMMUCOR INC COM 452526106 27,151 1,372,671 SH Sole 1,372,671 ----------------------------------------------------------------------------------------------------------------------------------- PAPA JOHNS INTL INC COM 698813102 7,918 250,000 SH Sole 250,000 ----------------------------------------------------------------------------------------------------------------------------------- S1 CORP COM 78463B101 26,683 3,998,921 SH Sole 3,998,921 ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRS INC COM 858495104 24,028 1,081,853 SH Sole 1,081,853 ----------------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INC COM 893641100 12,742 152,000 SH Sole 152,000 -----------------------------------------------------------------------------------------------------------------------------------