-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IBCN4HkwprkONIzGxADVchN16AKxMbCo/RWKPg8II8rNNBbgCJ2+vNeEoexfwGPP /tXjlrb5dDflKAuC1Nhmqg== 0001395236-10-000052.txt : 20100813 0001395236-10-000052.hdr.sgml : 20100813 20100813132334 ACCESSION NUMBER: 0001395236-10-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 101014297 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f081310.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 June 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA August 13, 2010 - ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 13 --------------- Form 13F Information Table Value Total: $178,616 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ACTIVIDENTITY CORP COM 00506P103 4,085 2,138,509 SH Sole 2,138,509 - ----------------------------------------------------------------------------------------------------------------------------------- AFC ENTERPRISES INC COM 00104Q107 2,697 296,397 SH Sole 296,397 - ----------------------------------------------------------------------------------------------------------------------------------- BIGBAND NETWORKS INC COM 089750509 30,219 10,006,260 SH Sole 10,006,260 - ----------------------------------------------------------------------------------------------------------------------------------- BREEZE EASTERN CORP COM 106764103 6 1,098 SH Sole 1,098 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC COM 292756202 31,895 6,266,252 SH Sole 6,266,252 - ----------------------------------------------------------------------------------------------------------------------------------- EURONET WORLDWIDE INC COM 298736109 1,279 100,000 SH Sole 100,000 - ----------------------------------------------------------------------------------------------------------------------------------- IMMUCOR INC COM 452526106 26,149 1,372,671 SH Sole 1,372,671 - ----------------------------------------------------------------------------------------------------------------------------------- MASIMO CORP COM 574795100 11,688 490,893 SH Sole 490,893 - ----------------------------------------------------------------------------------------------------------------------------------- NEUTRAL TANDEM INC COM 64128B108 23,079 2,051,508 SH Sole 2,051,508 - ----------------------------------------------------------------------------------------------------------------------------------- REALNETWORKS INC COM 75605L104 1,566 474,502 SH Sole 474,502 - ----------------------------------------------------------------------------------------------------------------------------------- S 1 CORP COM 78463B101 14,868 2,473,921 SH Sole 2,473,921 - ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRUMENTS COM 858495104 19,246 1,081,853 SH Sole 1,081,853 - ----------------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INC COM 893641100 11,839 232,000 SH Sole 232,000 - -----------------------------------------------------------------------------------------------------------------------------------
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