-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3FlOVP+HY/f7+EcQSl/fynzQs9OOYQ8/9wD9O49Z50wu4A2S8LkgxFydT08VpZh xJxCuhqTlc2E3bxsVDbWFg== 0001395236-09-000046.txt : 20091113 0001395236-09-000046.hdr.sgml : 20091113 20091113162705 ACCESSION NUMBER: 0001395236-09-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 091181959 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f111309.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 SEPTEMBER 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA November 13, 2009 - ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 15 --------------- Form 13F Information Table Value Total: $156,032 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ACTIVIDENTITY CORP COM 00506P103 8,662 3,127,032 SH Sole 3,127,032 - ----------------------------------------------------------------------------------------------------------------------------------- ASCENT MEDIA CORPORATION COM 043632108 2,007 78,402 SH Sole 78,402 - ----------------------------------------------------------------------------------------------------------------------------------- BWAY HOLDINGS CO COM 12429T104 45,883 2,478,835 SH Sole 2,478,835 - ----------------------------------------------------------------------------------------------------------------------------------- CYMER INC COM 232572107 5,879 151,275 SH Sole 151,275 - ----------------------------------------------------------------------------------------------------------------------------------- DG FAST CHANNEL INC COM 23326R109 562 26,831 SH Sole 26,831 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC COM 292756202 32,593 3,535,037 SH Sole 3,535,037 - ----------------------------------------------------------------------------------------------------------------------------------- EPICOR SOFTWARE CORP COM 29426L108 3,135 492,137 SH Sole 492,137 - ----------------------------------------------------------------------------------------------------------------------------------- GLOBAL CASH ACCESS HLDGS INC COM 378967103 20,861 2,853,721 SH Sole 2,853,721 - ----------------------------------------------------------------------------------------------------------------------------------- IMMERSION CORP COM 452521107 6,050 1,413,503 SH Sole 1,413,503 - ----------------------------------------------------------------------------------------------------------------------------------- IMMUCOR INC COM 452526106 2,372 134,066 SH Sole 134,066 - ----------------------------------------------------------------------------------------------------------------------------------- RISKMETRICS GROUP INC COM 767735103 731 50,000 SH Sole 50,000 - ----------------------------------------------------------------------------------------------------------------------------------- S 1 CORP COM 78463B101 1,854 300,000 SH Sole 300,000 - ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRUMENTS COM 858495104 12,842 1,081,853 SH Sole 1,081,853 - ----------------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INC COM 893641100 4,981 100,000 SH Sole 100,000 - ----------------------------------------------------------------------------------------------------------------------------------- VALUECLICK INC COM 92046N102 7,620 577,724 SH Sole 577,724 - -----------------------------------------------------------------------------------------------------------------------------------
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