-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDU8N3I9ea3xC6ucuu6ivJMfsNRWUEbUTV6bPg+i7FjRX/PnALgz6bW3GYLGzFjS u+3RrNt/hMgriMOx0Lmgdw== 0001395236-09-000031.txt : 20090814 0001395236-09-000031.hdr.sgml : 20090814 20090814155730 ACCESSION NUMBER: 0001395236-09-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 091015614 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f081409.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 JUNE 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA August 14, 2009 - ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 12 --------------- Form 13F Information Table Value Total: $197,039 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ACTIVIDENTITY CORP COM 00506P103 7,911 3,127,032 SH Sole 3,127,032 - ----------------------------------------------------------------------------------------------------------------------------------- BWAY HOLDINGS CO COM 12429T104 56,705 3,234,757 SH Sole 3,234,757 - ----------------------------------------------------------------------------------------------------------------------------------- CYMER INC COM 232572107 6,745 226,875 SH Sole 226,875 - ----------------------------------------------------------------------------------------------------------------------------------- DOUBLE-TAKE SOFTWARE INC COM 258598101 4,390 507,552 SH Sole 507,552 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC COM 292756202 32,522 3,535,037 SH Sole 3,535,037 - ----------------------------------------------------------------------------------------------------------------------------------- GLOBAL CASH ACCESS HLDGS INC COM 378967103 37,569 4,719,727 SH Sole 4,719,727 - ----------------------------------------------------------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTL INC COM 422819102 5,014 274,719 SH Sole 274,719 - ----------------------------------------------------------------------------------------------------------------------------------- IMMERSION CORP COM 452521107 6,983 1,413,503 SH Sole 1,413,503 - ----------------------------------------------------------------------------------------------------------------------------------- IMMUCOR INC COM 452526106 527 38,300 SH Sole 38,300 - ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRUMENTS COM 858495104 11,576 1,081,853 SH Sole 1,081,853 - ----------------------------------------------------------------------------------------------------------------------------------- TRANSDIGM GROUP INC COM 893641100 3,620 100,000 SH Sole 100,000 - ----------------------------------------------------------------------------------------------------------------------------------- VALUECLICK INC COM 92046N102 23,477 2,231,618 SH Sole 2,231,618 - -----------------------------------------------------------------------------------------------------------------------------------
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