-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXdnKCnk3CquMeJv5pbFjRRZc7+T5DTSi03iorBbH1l/HgQfeBhc1qNiKYWONcft jzOko3KsbzDWaaQHKgCTdw== 0001395236-09-000018.txt : 20090515 0001395236-09-000018.hdr.sgml : 20090515 20090514194057 ACCESSION NUMBER: 0001395236-09-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P. CENTRAL INDEX KEY: 0001395267 IRS NUMBER: 450547951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12774 FILM NUMBER: 09828466 BUSINESS ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (415) 362-3700 MAIL ADDRESS: STREET 1: 435 PACIFIC AVENUE STREET 2: 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94133 13F-HR 1 smallcap13f051409.txt SCHEDULE 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 MARCH 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ValueAct SmallCap Management, L.P. ----------------------------------------------------- 435 Pacific Avenue, Fourth Floor ----------------------------------------------------- San Francisco, CA 94133 ----------------------------------------------------- Form 13F File Number: 28-12774 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Lockwood Title: Managing Member Phone: 415-362-3700 Signature, Place, and Date of Signing: /s/ David Lockwood San Francisco, CA May 14, 2009 - ------------------ ----------------- ---------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 11 --------------- Form 13F Information Table Value Total: $122,680 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ACTIVCARD CORP COM 00506P103 6,404 3,123,732 SH Sole 3,123,732 - ----------------------------------------------------------------------------------------------------------------------------------- BOLT TECHNOLOGY CORP COM 097698104 72 10,164 SH Sole 10,164 - ----------------------------------------------------------------------------------------------------------------------------------- BWAY HOLDINGS CO COM 12429T104 27,466 3,481,122 SH Sole 3,481,122 - ----------------------------------------------------------------------------------------------------------------------------------- CYMER INC COM 232572107 1,608 72,215 SH Sole 72,215 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY SOLUTIONS INC DEP SH 292756202 17,037 1,969,635 SH Sole 1,969,635 - ----------------------------------------------------------------------------------------------------------------------------------- GLOBAL CASH ACCESS HLDGS INC COM 378967103 28,914 7,569,174 SH Sole 7,569,174 - ----------------------------------------------------------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTL INC COM 422819102 4,874 274,719 SH Sole 274,719 - ----------------------------------------------------------------------------------------------------------------------------------- IMMERSION CORP COM 452521107 3,958 1,350,903 SH Sole 1,350,903 - ----------------------------------------------------------------------------------------------------------------------------------- MSCI INC CL A 55354G100 406 24,000 SH Sole 24,000 - ----------------------------------------------------------------------------------------------------------------------------------- STEINWAY MUSICAL INSTRUMENTS COM 858495104 12,950 1,081,853 SH Sole 1,081,853 - ----------------------------------------------------------------------------------------------------------------------------------- VALUECLICK INC COM 92046N102 18,991 2,231,618 SH Sole 2,231,618 - -----------------------------------------------------------------------------------------------------------------------------------
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