0001395067-17-000005.txt : 20171010 0001395067-17-000005.hdr.sgml : 20171009 20171010155202 ACCESSION NUMBER: 0001395067-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 EFFECTIVENESS DATE: 20171010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management, LLC CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 171130455 BUSINESS ADDRESS: STREET 1: 33 SOUTH SIXTH STREET, SUITE 4540 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 33 SOUTH SIXTH STREET, SUITE 4540 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: Marquette Asset Management Inc. DATE OF NAME CHANGE: 20070402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001395067 XXXXXXXX 09-30-2017 09-30-2017 Marquette Asset Management, LLC

33 SOUTH SIXTH STREET, SUITE 4540 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-12461 N Mary E. Olson 6126613722 Mary E Olson Minneapolis MN 10-10-2017 0 83 260565 false INFORMATION TABLE 2 inftable.xml Q3201713FMAM Dreyfus Strategic Municipals, ETF 261932107 335 38140 SH SOLE 38140 0 0 Guggenheim BulletShares 2019 C ETF 18383m522 226 10627 SH SOLE 10627 0 0 Guggenheim S&P 500 Pure Growth ETF 78355w403 42095 420867 SH SOLE 420867 0 0 iShares Core S&P Mid-Cap ETF ETF 464287507 577 3227 SH SOLE 3227 0 0 iShares Core Total US Bond Mar ETF 464287226 2904 26498 SH SOLE 26498 0 0 iShares Dow Jones Select Divid ETF 464287168 3942 42093 SH SOLE 42093 0 0 iShares FTSE NAREIT Residentia ETF 464288562 211 3321 SH SOLE 3086 0 235 iShares High Dividend Fund ETF 46429b663 353 4112 SH SOLE 4112 0 0 iShares iBoxx High Yield Corp ETF 464288513 523 5888 SH SOLE 5799 0 89 iShares iBoxx Investment Grade ETF 464287242 415 3422 SH SOLE 3422 0 0 iShares JPMorgan USD Emerging ETF 464288281 498 4276 SH SOLE 4146 0 130 iShares MSCI EAFE ETF 464287465 3074 44886 SH SOLE 44886 0 0 iShares MSCI Emerging Markets ETF 464287234 2760 61601 SH SOLE 61601 0 0 iShares Russell 1000 Growth ETF 464287614 30333 242544 SH SOLE 242544 0 0 iShares Russell 1000 Value ETF 464287598 17922 151230 SH SOLE 151230 0 0 iShares Russell 2000 Index ETF 464287655 6167 41615 SH SOLE 41615 0 0 iShares Russell 2000 Value ETF 464287630 907 7311 SH SOLE 7311 0 0 iShares Russell Midcap ETF 464287499 4457 22605 SH SOLE 22605 0 0 iShares S&P 500 Barra Value ETF 464287408 1693 15691 SH SOLE 15691 0 0 iShares S&P Mid Cap Growth ETF 464287606 295 1456 SH SOLE 1456 0 0 iShares S&P Midcap 400 Value E ETF 464287705 1084 7096 SH SOLE 7096 0 0 iShares S&P US Preferred Stock ETF 464288687 2114 54464 SH SOLE 54464 0 0 Powershares Emerging Market So ETF 73936t573 880 29550 SH SOLE 29550 0 0 PowerShares FTSE RAFI US 1500 ETF 73935x567 6262 49956 SH SOLE 49956 0 0 PowerShares Fundamental High Y ETF 73936t557 346 18137 SH SOLE 18137 0 0 Real Estate Select Sector SPDR ETF 81369Y860 263 8158 SH SOLE 0 0 8158 S&P Depositary Receipts S&P 50 ETF 78462f103 7290 29017 SH SOLE 29017 0 0 Schwab Emerging Markets Equity ETF 808524706 2456 91277 SH SOLE 91250 0 27 Schwab International Equity ETF 808524805 393 11745 SH SOLE 11682 0 63 Schwab US Aggregate Bond ETF 808524839 1506 28766 SH SOLE 25672 0 3094 Schwab US Large-Cap Growth ETF 808524300 56196 850555 SH SOLE 849143 0 1412 Schwab US Large-Cap Value ETF 808524409 1137 21940 SH SOLE 21076 0 864 Schwab US Mid-Cap ETF 808524508 8125 162144 SH SOLE 161449 0 695 Schwab US REIT ETF 808524847 1706 41488 SH SOLE 41476 0 12 Schwab US Small-Cap ETF 808524607 14051 208566 SH SOLE 207564 0 1002 SPDR Barclays Short Term Corp ETF 78464a474 662 21570 SH SOLE 20570 0 1000 SPDR Barclays Short Term High ETF 78468r408 394 14069 SH SOLE 13794 0 275 SPDR Consumer Discretionary ETF 81369y407 1477 16400 SH SOLE 0 0 16400 SPDR Consumer Staples Sector ETF 81369y308 1285 23800 SH SOLE 0 0 23800 SPDR Financial Sector ETF 81369y605 1739 67233 SH SOLE 0 0 67233 SPDR Health Care Sector ETF 81369y209 1357 16600 SH SOLE 0 0 16600 SPDR Industrials Sector ETF 81369y704 1322 18618 SH SOLE 0 0 18618 SPDR Technology Sector ETF 81369y803 3045 51528 SH SOLE 0 0 51528 Vanguard Bond Index Fund ETF 921937819 874 10326 SH SOLE 10326 0 0 Vanguard Growth ETF 922908736 1738 13096 SH SOLE 13096 0 0 Vanguard Large-Cap ETF 922908637 248 2149 SH SOLE 2149 0 0 Vanguard Mid-Cap ETF 922908629 2539 17274 SH SOLE 17274 0 0 Vanguard Small-Cap ETF 922908751 2618 18527 SH SOLE 18527 0 0 WisdomTree Europe Hedged Equit ETF 97717x701 1922 29713 SH SOLE 29713 0 0 Buckeye Partners LP MLPS 118230101 876 15371 SH SOLE 15371 0 0 Energy Transfer Equity LP MLPS 29273V100 774 44541 SH SOLE 44541 0 0 Enterprise Products Partners L MLPS 293792107 1416 54312 SH SOLE 54312 0 0 Genesis Energy LP MLPS 371927104 608 23060 SH SOLE 23060 0 0 Magellan Midstream Partners LP MLPS 559080106 2812 39579 SH SOLE 39579 0 0 MPLX Lp MLPS 55336V100 753 21494 SH SOLE 21494 0 0 NGL Energy Partners LP MLPS 62913m107 160 13848 SH SOLE 13848 0 0 Plains All American Pipline LP MLPS 726503105 516 24373 SH SOLE 24373 0 0 Western Gas Partners LP MLPS 958254104 935 18226 SH SOLE 18226 0 0 Williams Partners LP MLPS 96949l105 807 20751 SH SOLE 20751 0 0 Adverum Biotechnologies, Inc Common Stock 00773U108 95 25998 SH SOLE 25998 0 0 Apple Computer Inc. Common Stock 037833100 278 1802 SH SOLE 1802 0 0 Bemis Company Inc. Common Stock 081437105 280 6150 SH SOLE 6150 0 0 Berkshire Hathaway Cl B Common Stock 084670702 275 1500 SH SOLE 1500 0 0 Boulevard Acquisition Corp. II Common Stock 10157q102 110 10969 SH SOLE 10969 0 0 Charles Schwab Corp Common Stock 808513105 212 4839 SH SOLE 4839 0 0 Endocyte Inc Common Stock 29269A102 80 56736 SH SOLE 56736 0 0 Fifth Street Finance Corp. Common Stock 31678a103 117 21327 SH SOLE 21327 0 0 Five Star Quality Care, Inc Common Stock 33832D106 33 21405 SH SOLE 21405 0 0 GDL Fund Common Stock 361570104 366 35912 SH SOLE 35912 0 0 GSV Capital Corp Common Stock 36191J101 120 22230 SH SOLE 22230 0 0 Hibbett Sports, Inc Common Stock 428567101 175 12250 SH SOLE 12250 0 0 Home Depot Inc. Common Stock 437076102 307 1877 SH SOLE 0 0 1877 Independence Contract Drilling Common Stock 453415309 100 26339 SH SOLE 26339 0 0 Lockheed Martin Common Stock 539830109 563 1816 SH SOLE 0 0 1816 Oneok Inc. Common Stock 682680103 1150 20749 SH SOLE 20749 0 0 Owens Realty Mortgage, Inc. Common Stock 690828108 292 16043 SH SOLE 16043 0 0 PHI, Inc Common Stock 69336T205 132 11233 SH SOLE 11233 0 0 Raytheon Company Common Stock 755111507 281 1506 SH SOLE 0 0 1506 Richardson Electronics, Ltd. Common Stock 763165107 301 50378 SH SOLE 50378 0 0 Rocky Brands, Inc Common Stock 774515100 222 16555 SH SOLE 16555 0 0 Ruby Tuesday, Inc Common Stock 781182100 116 54365 SH SOLE 54365 0 0 Sherwin-Williams Co. Common Stock 824348106 368 1027 SH SOLE 0 0 1027 VOXX International Corp Common Stock 91829f104 219 25666 SH SOLE 25666 0 0