0001395067-14-000010.txt : 20141030 0001395067-14-000010.hdr.sgml : 20141030 20141030162949 ACCESSION NUMBER: 0001395067-14-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 EFFECTIVENESS DATE: 20141030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 141183585 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001395067 XXXXXXXX 09-30-2014 09-30-2014 Marquette Asset Management Inc.

60 SOUTH SIXTH STREET #3900 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-12461 N Christopher Vernier 6126613787 Chris Vernier Minneapolis MN 10-30-2014 0 87 235502 false INFORMATION TABLE 2 0930201413F.xml MAM13F Dreyfus Strategic Municipals, ETF 261932107 470 56135 SH SOLE 56135 0 0 Guggenheim BulletShares 2016 C ETF 18383M555 331 14814 SH SOLE 14814 0 0 Guggenheim BulletShares 2017 C ETF 18383M548 334 14696 SH SOLE 14696 0 0 Guggenheim BulletShares 2018 C ETF 18383M530 339 16027 SH SOLE 16027 0 0 Guggenheim BulletShares 2019 C ETF 18383M522 352 16749 SH SOLE 16749 0 0 Guggenheim S&P 500 Pure Growth ETF 78355W403 29240 378754 SH SOLE 378754 0 0 iShares Core S&P Mid-Cap ETF ETF 464287507 694 5076 SH SOLE 5076 0 0 iShares Core S&P Small-Cap ETF ETF 464287804 251 2409 SH SOLE 2409 0 0 iShares Core Total US Bond Mar ETF 464287226 5609 51410 SH SOLE 51410 0 0 iShares Dow Jones Select Divid ETF 464287168 4656 63037 SH SOLE 63037 0 0 iShares FTSE NAREIT Residentia ETF 464288562 222 4347 SH SOLE 4112 0 235 iShares iBoxx High Yield Corp ETF 464288513 714 7768 SH SOLE 7679 0 89 iShares iBoxx Investment Grade ETF 464287242 480 4062 SH SOLE 4062 0 0 iShares JPMorgan USD Emerging ETF 464288281 760 6734 SH SOLE 6564 0 170 iShares MSCI EAFE ETF 464287465 776 12097 SH SOLE 12085 0 12 iShares Russell 1000 Growth ETF 464287614 25826 281852 SH SOLE 281852 0 0 iShares Russell 1000 Value ETF 464287598 15910 158953 SH SOLE 158953 0 0 iShares Russell 2000 Index ETF 464287655 5384 49240 SH SOLE 49240 0 0 iShares Russell 2000 Value ETF 464287630 684 7311 SH SOLE 7311 0 0 iShares Russell Midcap ETF 464287499 4627 29222 SH SOLE 29222 0 0 iShares S&P 500 Barra Value ETF 464287408 1413 15691 SH SOLE 15691 0 0 iShares S&P Mid Cap Growth ETF 464287606 221 1456 SH SOLE 1456 0 0 iShares S&P Midcap 400 Value E ETF 464287705 854 7096 SH SOLE 7096 0 0 iShares S&P US Preferred Stock ETF 464288687 2236 56581 SH SOLE 56581 0 0 JPMorgan Alerian MLP Index ETF 46625H365 2387 44968 SH SOLE 44518 0 450 Nuveen Dividend Advantage Muni ETF 67066V101 154 11153 SH SOLE 11153 0 0 PowerShares Buyback Achievers ETF 73935X286 498 11135 SH SOLE 11135 0 0 Powershares Emerging Market So ETF 73936T573 841 29550 SH SOLE 29550 0 0 PowerShares FTSE RAFI Develope ETF 73936T789 631 14948 SH SOLE 14948 0 0 PowerShares FTSE RAFI Emerging ETF 73936T763 239 11792 SH SOLE 11792 0 0 PowerShares FTSE RAFI US 1000 ETF 73935X583 347 3944 SH SOLE 3944 0 0 PowerShares FTSE RAFI US 1500 ETF 73935X567 8035 85451 SH SOLE 85451 0 0 PowerShares Fundamental High Y ETF 73936T557 475 24943 SH SOLE 24943 0 0 Putnam Managed Municipal Incom ETF 746823103 148 20860 SH SOLE 20860 0 0 S&P Depositary Receipts S&P 50 ETF 78462F103 6429 32630 SH SOLE 32630 0 0 Schwab US Aggregate Bond ETF 808524839 1078 20832 SH SOLE 20347 0 485 Schwab US Large-Cap Growth ETF 808524300 37998 772637 SH SOLE 771755 0 882 Schwab US Mid-Cap ETF 808524508 4071 105186 SH SOLE 104522 0 664 Schwab US REIT ETF 808524847 1089 31985 SH SOLE 31985 0 0 Schwab US Small-Cap ETF 808524607 3696 71914 SH SOLE 71544 0 370 SPDR Barclays International Co ETF 78464A151 474 13386 SH SOLE 12516 0 870 SPDR Barclays Short Term Corp ETF 78464A474 1137 37051 SH SOLE 34915 0 2136 SPDR Barclays Short Term High ETF 78468R408 679 22683 SH SOLE 22408 0 275 SPDR Consumer Discretionary ETF 81369Y407 365 5475 SH SOLE 568 0 4907 SPDR Financial Sector ETF 81369Y605 2264 97707 SH SOLE 10194 0 87513 SPDR Health Care Sector ETF 81369Y209 2400 37552 SH SOLE 3929 0 33623 SPDR Industrials Sector ETF 81369Y704 825 15524 SH SOLE 1606 0 13918 SPDR Technology Sector ETF 81369Y803 1552 38905 SH SOLE 4077 0 34828 UBS E-TRACS Alerian MLP Index ETF 90267B682 1147 34314 SH SOLE 34314 0 0 Vanguard Bond Index Fund ETF 921937819 871 10335 SH SOLE 10335 0 0 Vanguard Growth ETF 922908736 4904 49204 SH SOLE 49169 0 35 Vanguard Large-Cap ETF 922908637 315 3477 SH SOLE 3477 0 0 Vanguard Mid-Cap ETF 922908629 3297 28101 SH SOLE 28095 0 6 Vanguard Small-Cap ETF 922908751 3321 30017 SH SOLE 30011 0 6 Vanguard Value ETF 922908744 208 2561 SH SOLE 2522 0 39 WisdomTree Japan Total Dividen ETF 97717W851 1100 21026 SH SOLE 21026 0 0 Buckeye Partners LP MLPS 118230101 2513 31556 SH SOLE 31556 0 0 DCP Midstream Partners LP MLPS 23311P100 1582 29048 SH SOLE 29048 0 0 Energy Transfer Partners LP MLPS 29273R109 1339 20919 SH SOLE 20919 0 0 Enterprise Products Part LP MLPS 293792107 4434 110020 SH SOLE 110020 0 0 Genesis Energy LP MLPS 371927104 2465 46823 SH SOLE 46823 0 0 Magellan Midstream Partners LP MLPS 559080106 3489 41450 SH SOLE 41450 0 0 Markwest Energy Partners LP MLPS 570759100 3028 39416 SH SOLE 39416 0 0 NGL Energy Partners LP MLPS 62913M107 1118 28403 SH SOLE 28403 0 0 Oneok Partners LP MLPS 68268N103 2442 43636 SH SOLE 43636 0 0 Plains All American Pipline LP MLPS 726503105 2525 42891 SH SOLE 42891 0 0 Targa Resources Partners LP MLPS 87611X105 5399 74621 SH SOLE 74621 0 0 Western Gas Partners LP MLPS 958254104 2772 36956 SH SOLE 36956 0 0 Williams Partners LP MLPS 96950F104 2606 49125 SH SOLE 49125 0 0 3M Company Common Stock 88579Y101 218 1540 SH SOLE 1540 0 0 American Express Co. Common Stock 025816109 264 3018 SH SOLE 314 0 2704 Bemis Company Inc. Common Stock 081437105 247 6490 SH SOLE 6490 0 0 Berkshire Hathaway Cl B Common Stock 084670702 359 2600 SH SOLE 2600 0 0 Charles Schwab Corp Common Stock 808513105 261 8869 SH SOLE 8869 0 0 Exxon Mobil Corp Common Stock 30231G102 212 2252 SH SOLE 2252 0 0 General Electric Common Stock 369604103 231 9000 SH SOLE 9000 0 0 Home Depot Inc. Common Stock 437076102 245 2676 SH SOLE 279 0 2397 IBM Corp Common Stock 459200101 238 1254 SH SOLE 839 0 415 Lockheed Martin Common Stock 539830109 371 2028 SH SOLE 212 0 1816 Nike Inc Cl B Common Stock 654106103 289 3244 SH SOLE 341 0 2903 Pulte Homes, Inc Common Stock 745867101 191 10790 SH SOLE 1073 0 9717 Sherwin-Williams Co. Common Stock 824348106 251 1148 SH SOLE 121 0 1027 TJX Companies Inc. Common Stock 872540109 241 4069 SH SOLE 425 0 3644 Tyco International Ltd Common Stock H89128104 275 6172 SH SOLE 640 0 5532 United Technologies Common Stock 913017109 334 3165 SH SOLE 3165 0 0 Wells Fargo & Co Common Stock 949746101 205 3960 SH SOLE 3960 0 0 Valley National Bancorp Strike Warrants 919794123 1 12671 SH SOLE 12671 0 0