0001395067-11-000004.txt : 20110509 0001395067-11-000004.hdr.sgml : 20110509 20110509160014 ACCESSION NUMBER: 0001395067-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 EFFECTIVENESS DATE: 20110509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 11823452 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 mam3311113f.txt MARQUETTE ASSET MGMT 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marquette Asset Management, Inc. Address: 60 South Sixth Stret Suite 3700 Minneapolis, MN 55402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Gullikson Title: Chief Compliance Officer Phone: 612-661-3783 Signature, Place, and Date of Signing: Jean Gullikson Minneapolis, MN 05/9/2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total(x$1000): 535,139 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company Common Stock 88579Y101 3534 38220 SH Sole 38220 Ace Limited Common Stock H0023R105 3432 53487 SH Sole 53487 Adobe Systems Inc. Common Stock 00724F101 866 26288 SH Sole 26288 Aflac Inc. Common Stock 001055102 3203 60987 SH Sole 60987 Agilent Technologies Common Stock 00846U101 9067 201076 SH Sole 149863 51213 Altria Group Inc Common Stock 02209S103 3576 136945 SH Sole 136945 Amazon Com Inc Com Common Stock 023135106 611 3408 SH Sole 1704 1704 American Express Co. Common Stock 025816109 5563 121167 SH Sole 89028 32139 American Tower Corp. Common Stock 029912201 651 12588 SH Sole 6294 6294 Amgen Inc. Common Stock 031162100 1663 30845 SH Sole 30845 Analog Devices Inc. Common Stock 032654105 3412 86377 SH Sole 86377 Annaly Capital Mgmt Common Stock 035710409 3361 191949 SH Sole 191949 Apple Computer Inc. Common Stock 037833100 2069 5934 SH Sole 4872 1062 At&t Inc. Common Stock 00206R102 3704 120614 SH Sole 120614 Bank Of Hawaii Corp Common Stock 062540109 3496 73268 SH Sole 72973 295 Bank Of Montreal Common Stock 063671101 3545 54740 SH Sole 54740 Bed Bath & Beyond Inc Common Stock 075896100 1776 36590 SH Sole 36590 Bemis Company Inc. Common Stock 081437105 658 20121 SH Sole 20121 Berkshire Hathaway Cl B Common Stock 084670702 222 2600 SH Sole 2600 Best Buy Company Inc Common Stock 086516101 4938 169064 SH Sole 122606 46458 Boeing Company Common Stock 097023105 5010 67882 SH Sole 40817 27065 Bristol-Myers Squibb Common Stock 110122108 3567 134766 SH Sole 134766 Caterpillar Inc Common Stock 149123101 8903 79824 SH Sole 47249 32575 Celgene Corp. Common Stock 151020104 939 16542 SH Sole 8271 8271 CenturyLink, Inc Common Stock 156700106 3476 83294 SH Sole 83294 Chesapeake Energy Corp Common Stock 165167107 1496 43590 SH Sole 43590 Chevron Common Stock 166764100 3620 33518 SH Sole 33518 Chubb Common Stock 171232101 5283 86665 SH Sole 86665 Cisco Systems Inc. Common Stock 17275R102 1984 114497 SH Sole 114497 Cme Group, Inc. Common Stock 12572q105 750 2472 SH Sole 1236 1236 Cognizant Tech Solutions Common Stock 192446102 859 10524 SH Sole 5262 5262 Conocophillips Common Stock 20825C104 3560 44125 SH Sole 44125 Consol Energy Inc Common Stock 20854P109 2690 50459 SH Sole 50459 Constellation Brands Inc Common Stock 21036P108 1559 78781 SH Sole 78781 Cooper Industries, Plc Common Stock G24140108 2079 32124 SH Sole 32124 Crane Co Com Common Stock 224399105 3513 72214 SH Sole 72214 Cree Inc. Common Stock 225447101 1425 30504 SH Sole 30504 Csx Corporation Common Stock 126408103 3673 47349 SH Sole 47349 Danaher Corporation Common Stock 235851102 6463 124388 SH Sole 74063 50325 Devry Inc. Common Stock 251893103 1941 35429 SH Sole 35029 400 Dover Corporation Common Stock 260003108 3397 52231 SH Sole 52231 E I Du Pont De Nemours & Co Common Stock 263534109 3488 62992 SH Sole 62992 Emc Corporation Common Stock 268648102 2464 91488 SH Sole 91488 Energy Sector Spdr Common Stock 81369Y506 396 4954 SH Sole 4954 Expeditors Intl Wash Com Common Stock 302130109 511 10256 SH Sole 5128 5128 Fedex Corp Common Stock 31428X106 4419 47140 SH Sole 28812 18328 First Solar Inc Com Common Stock 336433107 576 3710 SH Sole 1855 1855 Fiserv Inc. Common Stock 337738108 1791 28629 SH Sole 28629 Ford Motor Company Common Stock 345370860 5139 345803 SH Sole 206746 139057 Fractional Kinder Morgan Mgmt Common Stock eke55u103 0 291850 SH Sole 291850 Gap Inc. Common Stock 364760108 2144 94681 SH Sole 94681 General Dynamics Common Stock 369550108 4868 64052 SH Sole 38426 25626 General Mills Inc. Common Stock 370334104 3418 93017 SH Sole 93017 Glaxo Smithkline Ads Common Stock 37733W105 3438 89335 SH Sole 89335 H.J. Heinz Company Common Stock 423074103 3441 70592 SH Sole 70592 Halliburton Company Common Stock 406216101 8629 174314 SH Sole 119718 54596 Hewlett-Packard Common Stock 428236103 3855 93333 SH Sole 56230 37103 Home Depot Inc. Common Stock 437076102 5525 147071 SH Sole 88223 58848 Honda Motor Co. Ltd. Common Stock 438128308 2563 67260 SH Sole 40315 26945 Hubbell Inc Cl B Common Stock 443510201 3582 50792 SH Sole 50792 Ibm Corp Common Stock 459200101 9449 57754 SH Sole 42843 14911 Illinois Tool Works Common Stock 452308109 5509 102882 SH Sole 61462 41420 Illumina, Inc Common Stock 452327109 444 6352 SH Sole 3176 3176 Intuitive Surgical Inc Common Stock 46120E602 660 1952 SH Sole 976 976 Ishares Msci Eafe Growth Index Common Stock 464288885 4302 68837 SH Sole 68837 Ishares Msci Eafe Value Index Common Stock 464288877 233 4377 SH Sole 4377 Ishares S&p Midcap 400 Common Stock 464287507 236 2400 SH Sole 2400 Ishares S&p U.S. Preferred Sto Common Stock 464288687 6126 154654 SH Sole 151654 3000 Ishr Msci Eafe Common Stock 464287465 13685 226679 SH Sole 226679 Ishr Msci Emerg Mkts Etf Common Stock 464287234 2918 60468 SH Sole 60468 Ishr Russell 1000 Grth Common Stock 464287614 9715 160633 SH Sole 160633 Ishr Russell 1000 Value Common Stock 464287598 3743 54386 SH Sole 54386 Ishr Russell 2000 Index Common Stock 464287655 2181 26001 SH Sole 26001 Ishr Russell Midcap Index Common Stock 464287499 2232 20499 SH Sole 20499 Jabil Circuit Inc. Common Stock 466313103 7969 376056 SH Sole 274563 101493 Johnson & Johnson Common Stock 478160104 3461 58287 SH Sole 58287 Johnson Controls, Inc. Common Stock 478366107 6274 150824 SH Sole 89767 61057 Kennametal Inc Common Stock 489170100 1798 46192 SH Sole 45317 875 Kimberly-Clark Corp. Common Stock 494368103 3445 52373 SH Sole 52373 Kraft Foods Common Stock 50075N104 3413 108425 SH Sole 108425 Kroger Company Common Stock 501044101 1979 81481 SH Sole 81481 Lockheed Martin Common Stock 539830109 4500 56420 SH Sole 34106 22314 Marathon Oil Common Stock 565849106 3708 70019 SH Sole 70019 Maxim Integrated Products Common Stock 57772K101 1385 54215 SH Sole 54215 Mcdonalds Corp. Common Stock 580135101 3423 45149 SH Sole 45149 Medco Health Solutions Inc Common Stock 58405U102 1329 24017 SH Sole 24017 Medtronic Inc. Common Stock 585055106 1791 45495 SH Sole 45495 Merck & Co. Common Stock 58933y105 3525 105863 SH Sole 105863 Micron Technology Inc Common Stock 595112103 1921 165893 SH Sole 165893 Microsoft Corporation Common Stock 594918104 1527 59633 SH Sole 59633 National Fuel Gas Common Stock 636180101 3500 47659 SH Sole 47659 National Oilwell Varco, Inc Common Stock 637071101 531 6642 SH Sole 3321 3321 National Retail Properties Common Stock 637417106 3529 136878 SH Sole 136878 National Semiconductor Common Stock 637640103 4822 331638 SH Sole 199381 132257 New York Community Bancorp Common Stock 649445103 3183 185481 SH Sole 185481 Nicor Inc. Common Stock 654086107 3441 64196 SH Sole 64196 Nike Inc Cl B Common Stock 654106103 4948 64475 SH Sole 38577 25898 Northrop Grumman Common Stock 666807102 3523 51367 SH Sole 50867 500 Oracle Corporation Common Stock 68389X105 3397 102770 SH Sole 91111 11659 Parker-Hannifin Corp. Common Stock 701094104 3133 33103 SH Sole 33103 Partnerre Ltd. Common Stock G6852T105 3395 44051 SH Sole 44051 Pfizer Inc. Common Stock 717081103 3623 178157 SH Sole 178157 Powershares FTSE Rafi Develope Common Stock 73936T789 17497 421907 SH Sole 421907 Powershares FTSE Rafi Emerging Common Stock 73936T763 1791 68371 SH Sole 68371 Powershares FTSE Rafi US 1500 Common Stock 73935X567 11497 166527 SH Sole 166527 Ppg Industries Inc Common Stock 693506107 3720 38779 SH Sole 38779 Ppl Corp Common Stock 69351T106 3424 136204 SH Sole 136204 Praxair Inc. Common Stock 74005P104 498 4928 SH Sole 2464 2464 Priceline.Com Common Stock 741503403 762 1512 SH Sole 756 756 Pride Intl Inc Common Stock 74153Q102 1775 41109 SH Sole 41109 Progress Energy Inc Common Stock 743263105 3476 74989 SH Sole 74989 Pulte Homes, Inc Common Stock 745867101 1619 217612 SH Sole 132292 85320 Qualcomm Inc. Common Stock 747525103 3129 57410 SH Sole 49675 7735 Quanta Services Inc Common Stock 74762E102 516 23020 SH Sole 11510 11510 Raytheon Company Common Stock 755111507 4333 85895 SH Sole 51809 34086 Research In Motion Common Stock 760975102 463 8112 SH Sole 4056 4056 Rockwell Automation Common Stock 773903109 8018 85272 SH Sole 50881 34391 Royal Bank Of Canada Common Stock 780087102 3607 58254 SH Sole 58254 Royal Dutch Shell Common Stock 780259206 3558 48875 SH Sole 48625 250 S&p Depositary Receipts Sp 500 Common Stock 78462F103 894 6731 SH Sole 6531 200 Seagate Technology Common Stock G7945M107 2292 155835 SH Sole 155835 Sherwin-Williams Co. Common Stock 824348106 6079 72204 SH Sole 43039 29165 Sonoco Products Company Common Stock 835495102 3456 96069 SH Sole 96069 Southwest Airlines Co Common Stock 844741108 4816 375965 SH Sole 225056 150909 Southwest Energy Co. Common Stock 845467109 2857 66074 SH Sole 59986 6088 Spdr Consumer Discretionary Common Stock 81369Y407 250 6389 SH Sole 6389 Spdr Financial Sel Sectr Common Stock 81369Y605 355 21577 SH Sole 21577 Spdr Indus Sel Sectr Common Stock 81369Y704 256 6817 SH Sole 6817 Stanley Black & Decker Common Stock 854502101 9818 127841 SH Sole 95042 32799 Stryker Corporation Common Stock 863667101 2241 36880 SH Sole 36880 Sysco Corporation Common Stock 871829107 5035 181690 SH Sole 181690 T Rowe Price Group Inc Common Stock 74144T108 814 12302 SH Sole 6151 6151 Target Corporation Common Stock 87612E106 2458 48915 SH Sole 48915 TE Connectivity Ltd Common Stock h84989104 5984 172702 SH Sole 103104 69598 Technology Spdr Common Stock 81369Y803 458 17547 SH Sole 17547 Texas Instruments Common Stock 882508104 6821 196351 SH Sole 116978 79373 Thomson Reuters Corp Common Stock 884903105 3453 87385 SH Sole 87385 Total Sa Adr Common Stock 89151E109 3618 59583 SH Sole 58958 625 Transcanada Corp Common Stock 89353D107 3518 87264 SH Sole 87264 Travelers Cos Inc Common Stock 89417E109 3365 56664 SH Sole 56664 Tyco International Ltd Common Stock H89128104 5805 129308 SH Sole 77197 52111 United Parcel Service Common Stock 911312106 8931 119879 SH Sole 90277 29602 United Technologies Common Stock 913017109 5826 69166 SH Sole 42665 26501 V F Corp Common Stock 918204108 3498 35273 SH Sole 35273 Vanguard Growth Etf Common Stock 922908736 1169 18167 SH Sole 18167 Vanguard Mid-Cap Etf Common Stock 922908629 4690 58284 SH Sole 58284 Vanguard MSCI Emerging Mkts Et Common Stock 922042858 2143 44120 SH Sole 44120 Vanguard Small-Cap Etf Common Stock 922908751 4889 62155 SH Sole 62155 Vanguard Value Etf Common Stock 922908744 564 9930 SH Sole 9930 Verizon Communication Common Stock 92343V104 3664 95271 SH Sole 95271 Visa Common Stock 92826C839 772 10398 SH Sole 5199 5199 Walgreen Company Common Stock 931422109 2340 58505 SH Sole 58505 Waste Management Inc. Common Stock 94106L109 3379 90892 SH Sole 90892 Wells Fargo & Co Common Stock 949746101 2534 79426 SH Sole 79426 Ww Grainger Inc. Common Stock 384802104 6117 44559 SH Sole 26555 18004 Yum! Brands Inc Common Stock 988498101 607 11740 SH Sole 5870 5870