0001395067-11-000007.txt : 20110805 0001395067-11-000007.hdr.sgml : 20110805 20110805133816 ACCESSION NUMBER: 0001395067-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 EFFECTIVENESS DATE: 20110805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 111013520 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 mam63011.txt MARQUETTE ASSET MANAGEMENT, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marquette Asset Management, Inc. Address: 60 South Sixth Stret Suite 3700 Minneapolis, MN 55402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Gullikson Title: Chief Compliance Officer Phone: 612-661-3783 Signature, Place, and Date of Signing: Jean Gullikson Minneapolis, MN 08/5/2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 153 Form 13F Information Table Value Total(x$1000): 522,186 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company Common Stock 88579Y101 3641 38382 SH Sole 38382 Abercrombie & Fitch Co Common Stock 002896207 2094 31289 SH Sole 31289 Ace Limited Common Stock H0023R105 3490 53016 SH Sole 53016 Aflac Inc. Common Stock 001055102 2976 63754 SH Sole 63754 Agilent Technologies Common Stock 00846U101 10329 202095 SH Sole 150882 51213 Altria Group Inc Common Stock 02209S103 3549 134399 SH Sole 134399 Amazon Com Inc Com Common Stock 023135106 670 3278 SH Sole 1639 1639 American Express Co. Common Stock 025816109 6291 121684 SH Sole 89545 32139 American Tower Corp. Common Stock 029912201 635 12138 SH Sole 6069 6069 Amgen Inc. Common Stock 031162100 1840 31542 SH Sole 31542 Analog Devices Inc. Common Stock 032654105 3454 88248 SH Sole 88248 Annaly Capital Mgmt Common Stock 035710409 3511 194602 SH Sole 194602 Apple Computer Inc. Common Stock 037833100 1991 5932 SH Sole 4911 1021 At&t Inc. Common Stock 00206R102 3716 118309 SH Sole 118309 Bank Of Hawaii Corp Common Stock 062540109 3400 73079 SH Sole 73079 Bank Of Montreal Common Stock 063671101 3498 55038 SH Sole 55038 BE Aerospace Inc Common Stock 073302101 2011 49275 SH Sole 49275 Bed Bath & Beyond Inc Common Stock 075896100 2190 37521 SH Sole 37521 Bemis Company Inc. Common Stock 081437105 680 20121 SH Sole 20121 Berkshire Hathaway Cl B Common Stock 084670702 201 2600 SH Sole 2600 Best Buy Company Inc Common Stock 086516101 5327 169605 SH Sole 123147 46458 Boeing Company Common Stock 097023105 4991 67515 SH Sole 40450 27065 Bristol-Myers Squibb Common Stock 110122108 3825 132063 SH Sole 132063 Caterpillar Inc Common Stock 149123101 8455 79424 SH Sole 46849 32575 Celgene Corp. Common Stock 151020104 961 15930 SH Sole 7965 7965 CenturyLink, Inc Common Stock 156700106 3432 84899 SH Sole 84899 Chesapeake Energy Corp Common Stock 165167107 1324 44591 SH Sole 44591 Chevron Common Stock 166764100 3478 33818 SH Sole 33818 Chubb Common Stock 171232101 5444 86957 SH Sole 86957 Cme Group, Inc. Common Stock 12572q105 697 2392 SH Sole 1196 1196 Cognizant Tech Solutions Common Stock 192446102 743 10128 SH Sole 5064 5064 Conocophillips Common Stock 20825C104 3403 45261 SH Sole 45261 Consol Energy Inc Common Stock 20854P109 2502 51616 SH Sole 51616 Constellation Brands Inc Common Stock 21036P108 1678 80573 SH Sole 80573 Cooper Industries, Plc Common Stock G24140108 1961 32860 SH Sole 32860 Covidien Ltd Common Stock G2554F113 1804 33895 SH Sole 33895 Crane Co Com Common Stock 224399105 3606 72986 SH Sole 72986 Csx Corporation Common Stock 126408103 3809 145268 SH Sole 145268 Danaher Corporation Common Stock 235851102 6557 123740 SH Sole 73415 50325 Dover Corporation Common Stock 260003108 3607 53198 SH Sole 53198 E I Du Pont De Nemours & Co Common Stock 263534109 3472 64229 SH Sole 64229 Emc Corporation Common Stock 268648102 2577 93557 SH Sole 93557 Energy Sector Spdr Common Stock 81369Y506 305 4051 SH Sole 4051 Expeditors Intl Wash Com Common Stock 302130109 504 9850 SH Sole 4925 4925 Fedex Corp Common Stock 31428X106 4443 46841 SH Sole 28513 18328 First Solar Inc Com Common Stock 336433107 475 3592 SH Sole 1796 1796 Fiserv Inc. Common Stock 337738108 1833 29274 SH Sole 29274 Ford Motor Company Common Stock 345370860 4745 344057 SH Sole 205000 139057 Fractional Kinder Morgan Mgmt Common Stock eke55u103 0 296841 SH Sole 296841 General Dynamics Common Stock 369550108 4747 63696 SH Sole 38070 25626 General Mills Inc. Common Stock 370334104 3461 92995 SH Sole 92995 Glaxo Smithkline Ads Common Stock 37733W105 3760 87638 SH Sole 87638 H.J. Heinz Company Common Stock 423074103 3720 69826 SH Sole 69826 Halliburton Company Common Stock 406216101 9625 188725 SH Sole 134129 54596 Hewlett-Packard Common Stock 428236103 3378 92801 SH Sole 55698 37103 Home Depot Inc. Common Stock 437076102 5298 146275 SH Sole 87427 58848 Honda Motor Co. Ltd. Common Stock 438128308 2533 65593 SH Sole 39298 26295 Honeywell Intl Inc Common Stock 438516106 1828 30675 SH Sole 30675 Hubbell Inc Cl B Common Stock 443510201 3364 51789 SH Sole 51789 Ibm Corp Common Stock 459200101 9947 57983 SH Sole 43072 14911 Illinois Tool Works Common Stock 452308109 5779 102310 SH Sole 60890 41420 Illumina, Inc Common Stock 452327109 460 6126 SH Sole 3063 3063 Intuitive Surgical Inc Common Stock 46120E602 715 1922 SH Sole 961 961 Ishares Msci Eafe Value Index Common Stock 464288877 229 4377 SH Sole 4377 Ishares S&p U.S. Preferred Sto Common Stock 464288687 6582 165954 SH Sole 162954 3000 Ishr Msci Eafe Common Stock 464287465 13933 231679 SH Sole 231679 Ishr Msci Emerg Mkts Etf Common Stock 464287234 2625 55156 SH Sole 55156 Ishr Russell 1000 Grth Common Stock 464287614 3949 64861 SH Sole 64861 Ishr Russell 1000 Value Common Stock 464287598 2066 30261 SH Sole 30261 Ishr Russell 2000 Index Common Stock 464287655 2293 27690 SH Sole 27690 Ishr Russell Midcap Index Common Stock 464287499 2349 21488 SH Sole 21488 Jabil Circuit Inc. Common Stock 466313103 7627 377591 SH Sole 276098 101493 Johnson & Johnson Common Stock 478160104 3850 57881 SH Sole 57881 Johnson Controls, Inc. Common Stock 478366107 6251 150037 SH Sole 88980 61057 Kennametal Inc Common Stock 489170100 1942 46002 SH Sole 45752 250 Kimberly-Clark Corp. Common Stock 494368103 3498 52560 SH Sole 52560 Kraft Foods Common Stock 50075N104 3775 107143 SH Sole 107143 Kroger Company Common Stock 501044101 2067 83343 SH Sole 83343 Lockheed Martin Common Stock 539830109 4543 56107 SH Sole 33793 22314 Marathon Oil Common Stock 565849106 3681 69879 SH Sole 69879 Maxim Integrated Products Common Stock 57772K101 1418 55473 SH Sole 55473 Mcdonalds Corp. Common Stock 580135101 3772 44732 SH Sole 44732 Medco Health Solutions Inc Common Stock 58405U102 1389 24584 SH Sole 24584 Medtronic Inc. Common Stock 585055106 1793 46543 SH Sole 46543 Merck & Co. Common Stock 58933y105 3658 103649 SH Sole 103649 Micron Technology Inc Common Stock 595112103 1269 169679 SH Sole 169679 Microsoft Corporation Common Stock 594918104 1588 61062 SH Sole 61062 National Fuel Gas Common Stock 636180101 3524 48403 SH Sole 48403 National Oilwell Varco, Inc Common Stock 637071101 501 6404 SH Sole 3202 3202 National Retail Properties Common Stock 637417106 3380 137898 SH Sole 137898 New York Community Bancorp Common Stock 649445103 2937 195916 SH Sole 195916 Nicor Inc. Common Stock 654086107 3552 64881 SH Sole 64881 Nike Inc Cl B Common Stock 654106103 5771 64133 SH Sole 38235 25898 Northrop Grumman Common Stock 666807102 3697 53312 SH Sole 52812 500 Oracle Corporation Common Stock 68389X105 3421 103958 SH Sole 92616 11342 Parker-Hannifin Corp. Common Stock 701094104 3038 33854 SH Sole 33854 Partnerre Ltd. Common Stock G6852T105 3072 44620 SH Sole 44620 Petsmart Inc Common Stock 716768106 1971 43453 SH Sole 43453 Pfizer Inc. Common Stock 717081103 3634 176423 SH Sole 176423 Powershares FTSE Rafi Develope Common Stock 73936T789 17747 429400 SH Sole 429400 Powershares FTSE Rafi Emerging Common Stock 73936T763 1800 70029 SH Sole 70029 PowerShares FTSE RAFI US 1000 Common Stock 73935X583 244 4166 SH Sole 4166 Powershares FTSE Rafi US 1500 Common Stock 73935X567 11309 166879 SH Sole 166879 Ppg Industries Inc Common Stock 693506107 3528 38861 SH Sole 38861 Ppl Corp Common Stock 69351T106 3721 133688 SH Sole 133688 Praxair Inc. Common Stock 74005P104 514 4742 SH Sole 2371 2371 Priceline.Com Common Stock 741503403 668 1304 SH Sole 652 652 Progress Energy Inc Common Stock 743263105 3601 74998 SH Sole 74998 Pulte Homes, Inc Common Stock 745867101 1657 216324 SH Sole 131004 85320 Qualcomm Inc. Common Stock 747525103 3288 57889 SH Sole 50401 7488 Quanta Services Inc Common Stock 74762E102 445 22018 SH Sole 11009 11009 Raytheon Company Common Stock 755111507 4258 85412 SH Sole 51326 34086 Rockwell Automation Common Stock 773903109 7360 84828 SH Sole 50437 34391 Ross Stores Inc Com Common Stock 778296103 1535 19155 SH Sole 19155 Royal Bank Of Canada Common Stock 780087102 3351 58755 SH Sole 58755 Royal Dutch Shell Common Stock 780259206 3459 48625 SH Sole 48625 S&p Depositary Receipts Sp 500 Common Stock 78462F103 869 6584 SH Sole 6384 200 Seagate Technology Common Stock G7945M107 2576 159398 SH Sole 159398 Sherwin-Williams Co. Common Stock 824348106 6024 71825 SH Sole 42660 29165 Sonoco Products Company Common Stock 835495102 3487 98124 SH Sole 98124 Southwest Airlines Co Common Stock 844741108 4271 373968 SH Sole 223059 150909 Southwest Energy Co. Common Stock 845467109 2857 66639 SH Sole 60886 5753 Spdr Consumer Discretionary Common Stock 81369Y407 259 6438 SH Sole 6438 Spdr Financial Sel Sectr Common Stock 81369Y605 326 21235 SH Sole 21235 Spdr Health Care Sector Common Stock 81369Y209 264 7438 SH Sole 7438 Spdr Indus Sel Sectr Common Stock 81369Y704 269 7224 SH Sole 7224 Stanley Black & Decker Common Stock 854502101 9239 128231 SH Sole 95432 32799 Stryker Corporation Common Stock 863667101 2213 37711 SH Sole 37711 Sysco Corporation Common Stock 871829107 5677 182058 SH Sole 182058 T Rowe Price Group Inc Common Stock 74144T108 797 13202 SH Sole 6601 6601 TE Connectivity Ltd Common Stock h84989104 6315 171803 SH Sole 102205 69598 Technology Spdr Common Stock 81369Y803 489 19037 SH Sole 19037 Texas Instruments Common Stock 882508104 6413 195345 SH Sole 115972 79373 Thomson Reuters Corp Common Stock 884903105 3325 88533 SH Sole 88533 Total Sa Adr Common Stock 89151E109 3411 58966 SH Sole 58966 Transcanada Corp Common Stock 89353D107 3768 85944 SH Sole 85944 Travelers Cos Inc Common Stock 89417E109 3349 57366 SH Sole 57366 Tupperware Brands Corp Common Stock 899896104 1795 26610 SH Sole 26610 Tyco International Ltd Common Stock H89128104 6358 128630 SH Sole 76519 52111 United Parcel Service Common Stock 911312106 8779 120370 SH Sole 90768 29602 United Technologies Common Stock 913017109 8121 91755 SH Sole 65254 26501 V F Corp Common Stock 918204108 3816 35150 SH Sole 35150 Vanguard Growth Etf Common Stock 922908736 1157 17882 SH Sole 17882 Vanguard Mid-Cap Etf Common Stock 922908629 4578 56924 SH Sole 56924 Vanguard MSCI Emerging Mkts Et Common Stock 922042858 460 9471 SH Sole 9471 Vanguard Small-Cap Etf Common Stock 922908751 4743 60773 SH Sole 60773 Vanguard Value Etf Common Stock 922908744 537 9580 SH Sole 9580 Verizon Communication Common Stock 92343V104 3538 95026 SH Sole 95026 Visa Common Stock 92826C839 846 10042 SH Sole 5021 5021 Walgreen Company Common Stock 931422109 2540 59827 SH Sole 59827 Waste Management Inc. Common Stock 94106L109 3414 91598 SH Sole 91598 Ww Grainger Inc. Common Stock 384802104 6811 44327 SH Sole 26323 18004 Yum! Brands Inc Common Stock 988498101 624 11302 SH Sole 5651 5651