-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFCI8+JnOMukoazQLSH0QSm0MGRSOXyRAR5ZPM7OTrbhKKPbpH73/BEC10kvwbt1 D8T+WPyVjw+Gt4jNMcuFCw== 0001395067-10-000002.txt : 20100211 0001395067-10-000002.hdr.sgml : 20100211 20100211162859 ACCESSION NUMBER: 0001395067-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 10592188 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 mam13f123109.txt MARQUETTE ASSET MANAGEMENT, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31st 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marquette Asset Management, Inc. Address: 60 South Sixth Stret Suite 3700 Minneapolis, MN 55402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Gullikson Title: Chief Compliance Officer Phone: 612-661-3783 Signature, Place, and Date of Signing: Jean Gullikson Minneapolis, MN 02/11/2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company Common Stock 88579Y101 3139 37967 SH Sole 37967 Affiliated Computer Services Common Stock 008190100 2898 48544 SH Sole 17691 30853 Agco Corp Common Stock 001084102 1660 51322 SH Sole 51322 Agilent Technologies Common Stock 00846U101 1686 54251 SH Sole 54251 Allergan Inc. Common Stock 018490102 726 11529 SH Sole 11529 Altria Group Inc Common Stock 02209S103 2378 121142 SH Sole 121142 American Tower Corp. Common Stock 029912201 833 19272 SH Sole 19272 Amgen Inc. Common Stock 031162100 1291 22815 SH Sole 22815 Analog Devices Inc. Common Stock 032654105 2707 85727 SH Sole 85727 Annaly Capital Mgmt Common Stock 035710409 2401 138397 SH Sole 138397 Apache Corporation Common Stock 037411105 286 2768 SH Sole 2768 Apple Computer Inc. Common Stock 037833100 1964 9322 SH Sole 9322 At&t Inc. Common Stock 00206R102 2274 81120 SH Sole 81120 Atmel Corp Com Common Stock 049513104 48 10450 SH Sole 10450 Autozone Inc. Common Stock 053332102 1101 6963 SH Sole 6963 Banco Santander Centr Common Stock 05964H105 2319 141029 SH Sole 141029 Bank Of Montreal Common Stock 063671101 2473 46589 SH Sole 46589 Bemis Company Inc. Common Stock 081437105 874 29466 SH Sole 29466 Berkshire Hathaway Cl B Common Stock 084670702 260 79 SH Sole 79 Best Buy Company Inc Common Stock 086516101 3456 87586 SH Sole 50002 37584 Bp Plc Adr Common Stock 055622104 2828 48791 SH Sole 48791 Bristol-Myers Squibb Common Stock 110122108 2488 98528 SH Sole 98528 Caterpillar Inc Common Stock 149123101 3136 55035 SH Sole 19880 35155 Celgene Corp. Common Stock 151020104 534 9584 SH Sole 9584 Centurytel Inc. Common Stock 156700106 2434 67225 SH Sole 67225 Charles Schwab Corp Common Stock 808513105 431 22893 SH Sole 22893 Chevron Common Stock 166764100 2237 29052 SH Sole 29052 Chubb Common Stock 171232101 2375 48301 SH Sole 48301 Cisco Systems Inc. Common Stock 17275R102 1678 70081 SH Sole 70081 Cme Group, Inc. Common Stock 12572q105 814 2424 SH Sole 2424 Cognizant Tech Solutions Common Stock 192446102 793 17498 SH Sole 17498 Conocophillips Common Stock 20825C104 2414 47259 SH Sole 47259 Consol Energy Inc Common Stock 20854P109 847 17004 SH Sole 17004 Constellation Brands Inc Common Stock 21036P108 1396 87624 SH Sole 87624 Cooper Companies Common Stock 216648402 194 5100 SH Sole 5100 Covance Inc. Common Stock 222816100 437 7999 SH Sole 7999 Crane Co Com Common Stock 224399105 2273 74218 SH Sole 74218 Csx Corporation Common Stock 126408103 1696 34978 SH Sole 34978 Daimler Ag Common Stock D1668R123 3095 58067 SH Sole 21015 37052 Danaher Corporation Common Stock 235851102 2759 36689 SH Sole 13240 23449 Diageo Plc Adr Common Stock 25243Q205 2573 37076 SH Sole 37076 Dover Corporation Common Stock 260003108 2575 61894 SH Sole 61894 E I Du Pont De Nemours & Co Common Stock 263534109 2484 73776 SH Sole 73776 Eastman Chemical Co Common Stock 277432100 2949 48946 SH Sole 48946 Emc Corporation Common Stock 268648102 1866 106809 SH Sole 106809 Exxon Mobil Corp Common Stock 30231G102 339 4966 SH Sole 4966 Fedex Corp Common Stock 31428X106 2334 27963 SH Sole 11013 16950 First Solar Inc Com Common Stock 336433107 564 4163 SH Sole 4163 Fiserv Inc. Common Stock 337738108 1603 33066 SH Sole 33066 Flir Systems Inc. Common Stock 302445101 1544 47164 SH Sole 47164 Fractional Kinder Morgan Mgmt Common Stock EKE55U103 0 187449 SH Sole 187449 Gap Inc. Common Stock 364760108 1554 74167 SH Sole 74167 General Dynamics Common Stock 369550108 2429 35630 SH Sole 12880 22750 General Mills Inc. Common Stock 370334104 2544 35924 SH Sole 35924 Gentex Corporation Common Stock 371901109 56 3160 SH Sole 3160 Genzyme Corp. Common Stock 372917104 1172 23912 SH Sole 23912 Gilead Sciences Inc. Common Stock 375558103 606 14008 SH Sole 14008 Glaxo Smithkline Ads Common Stock 37733W105 2405 56930 SH Sole 56930 H.J. Heinz Company Common Stock 423074103 2407 56302 SH Sole 56302 Harris Corporation Common Stock 413875105 2922 61459 SH Sole 22459 39000 Hewlett-Packard Common Stock 428236103 4726 91750 SH Sole 57421 34329 Home Depot Inc. Common Stock 437076102 2522 87174 SH Sole 31980 55194 Honda Motor Co. Ltd. Common Stock 438128308 2633 77664 SH Sole 28339 49325 Hubbell Inc Cl B Common Stock 443510201 2991 63243 SH Sole 63243 Ibm Corp Common Stock 459200101 4591 35074 SH Sole 23140 11934 Illinois Tool Works Common Stock 452308109 2616 54514 SH Sole 19651 34863 Innerworkings Inc Common Stock 45773Y105 13 2230 SH Sole 2230 Intel Corporation Common Stock 458140100 2732 133908 SH Sole 133908 Interpublic Group Common Stock 460690100 85 11500 SH Sole 11500 Ishares Msci Eafe Growth Index Common Stock 464288885 4329 78546 SH Sole 78546 Ishares Msci Eafe Value Index Common Stock 464288877 1336 26536 SH Sole 26536 Ishares S&p U.S. Preferred Sto Common Stock 464288687 7664 208837 SH Sole 205837 3000 Ishr Msci Eafe Common Stock 464287465 26985 488146 SH Sole 482190 5956 Ishr Msci Emerg Mkts Etf Common Stock 464287234 4539 109376 SH Sole 107837 1539 Ishr Russell 1000 Grth Common Stock 464287614 5504 110408 SH Sole 110408 Ishr Russell 1000 Value Common Stock 464287598 6195 107925 SH Sole 107925 Ishr Russell 2000 Index Common Stock 464287655 3601 57677 SH Sole 57677 Ishr Russell 3000 Index Common Stock 464287689 183 2803 SH Sole 2803 Ishr Russell Midcap Index Common Stock 464287499 6536 79209 SH Sole 79209 J.C. Penney Company Common Stock 708160106 2040 76662 SH Sole 76662 Johnson & Johnson Common Stock 478160104 2599 40346 SH Sole 40346 Johnson Controls, Inc. Common Stock 478366107 3582 131499 SH Sole 47371 84128 Kimberly-Clark Corp. Common Stock 494368103 2470 38777 SH Sole 38777 Kraft Foods Common Stock 50075N104 2181 80232 SH Sole 80232 Kroger Company Common Stock 501044101 1164 56706 SH Sole 56706 L-3 Communications Common Stock 502424104 2638 30335 SH Sole 10931 19404 Lockheed Martin Common Stock 539830109 2234 29644 SH Sole 10694 18950 Lsi Logic Corporation Common Stock 502161102 71 11784 SH Sole 11784 Marathon Oil Common Stock 565849106 2234 71544 SH Sole 71544 Mcdonalds Corp. Common Stock 580135101 2189 35061 SH Sole 35061 Medco Health Solutions Inc Common Stock 58405U102 1998 31255 SH Sole 31255 Medtronic Inc. Common Stock 585055106 1489 33845 SH Sole 33845 Merck & Co. Common Stock 58933y105 2718 74376 SH Sole 74376 Microsoft Corporation Common Stock 594918104 1974 64762 SH Sole 64762 Monsanto Co Common Stock 61166w101 1866 22821 SH Sole 22821 National Fuel Gas Common Stock 636180101 2733 54663 SH Sole 54663 National Oilwell Varco, Inc Common Stock 637071101 633 14346 SH Sole 14346 National Semiconductor Common Stock 637640103 2405 156600 SH Sole 56790 99810 Nicor Inc. Common Stock 654086107 2520 59852 SH Sole 59852 Nike Inc Cl B Common Stock 654106103 3666 55481 SH Sole 28183 27298 Noble Corp Common Stock H5833n103 1516 37243 SH Sole 37243 Nokia Corporation Common Stock 654902204 1746 135902 SH Sole 50090 85812 Northrop Grumman Common Stock 666807102 2737 49010 SH Sole 48510 500 Oracle Corporation Common Stock 68389X105 1897 77328 SH Sole 77328 Parker-Hannifin Corp. Common Stock 701094104 1693 31413 SH Sole 31413 Pfizer Inc. Common Stock 717081103 2516 138303 SH Sole 138303 Plains Expl & Prodtn Com Common Stock 726505100 774 27976 SH Sole 27976 Ppg Industries Inc Common Stock 693506107 2919 49871 SH Sole 49871 Ppl Corp Common Stock 69351T106 2101 65014 SH Sole 65014 Praxair Inc. Common Stock 74005P104 516 6421 SH Sole 6421 Priceline.Com Common Stock 741503403 403 1843 SH Sole 1843 Progress Energy Inc Common Stock 743263105 2188 53365 SH Sole 53365 Pulte Homes, Inc Common Stock 745867101 1435 143489 SH Sole 52199 91290 Qualcomm Inc. Common Stock 747525103 2270 49067 SH Sole 49067 Quanta Services Inc Common Stock 74762E102 576 27658 SH Sole 27658 Raytheon Company Common Stock 755111507 2510 48715 SH Sole 17553 31162 Research In Motion Common Stock 760975102 1036 15343 SH Sole 15343 Rockwell Automation Inc Common Stock 773903109 2703 57542 SH Sole 21032 36510 Royal Bank Of Canada Common Stock 780087102 2565 47897 SH Sole 47897 Rpm Intl Inc (de) Common Stock 749685103 2951 145132 SH Sole 145132 S&p Depositary Receipts Sp 500 Common Stock 78462F103 2406 21590 SH Sole 21390 200 Sherwin-Williams Co. Common Stock 824348106 2452 39780 SH Sole 14924 24856 Sonoco Products Company Common Stock 835495102 2542 86908 SH Sole 86908 Southwest Airlines Co Common Stock 844741108 3126 273491 SH Sole 98973 174518 Southwest Energy Co. Common Stock 845467109 2167 44961 SH Sole 44961 Spdr Financial Sel Sectr Common Stock 81369Y605 120 8326 SH Sole 8326 Stanley Works Common Stock 854616109 5996 116399 SH Sole 80924 35475 State Street Corp Common Stock 857477103 477 10958 SH Sole 10958 Stryker Corporation Common Stock 863667101 1374 27284 SH Sole 27284 Sysco Corporation Common Stock 871829107 4041 144637 SH Sole 144637 Target Corporation Common Stock 87612E106 1749 36150 SH Sole 36150 Technology Spdr Common Stock 81369Y803 300 13085 SH Sole 13085 Texas Instruments Common Stock 882508104 2547 97717 SH Sole 35306 62411 Thomson Reuters Corp Common Stock 884903105 2291 71047 SH Sole 71047 Tjx Companies Inc. Common Stock 872540109 3958 108298 SH Sole 68307 39991 Total Sa Adr Common Stock 89151E109 2410 37638 SH Sole 37638 Transcanada Corp Common Stock 89353D107 2516 73210 SH Sole 73210 Tyco Electronics Common Stock H8912P106 3673 149600 SH Sole 54433 95167 Tyco International Ltd Common Stock H89128104 2906 81433 SH Sole 29643 51790 United Natural Foods Common Stock 911163103 68 2550 SH Sole 2550 United Parcel Service Inc. Common Stock 911312106 4829 84175 SH Sole 58063 26112 United Technologies Common Stock 913017109 3111 44818 SH Sole 18196 26622 V F Corp Common Stock 918204108 2483 33904 SH Sole 33904 Vanguard Emer Mkts Etf Common Stock 922042858 2581 62953 SH Sole 62953 Vanguard European Etf Common Stock 922042874 2253 46464 SH Sole 46464 Vanguard Growth Etf Common Stock 922908736 9171 172843 SH Sole 172459 384 Vanguard Mid-Cap Etf Common Stock 922908629 8067 134555 SH Sole 132174 2381 Vanguard Pacific Etf Common Stock 922042866 1314 25605 SH Sole 25605 Vanguard Reit Etf Common Stock 922908553 280 6252 SH Sole 6252 Vanguard Small-Cap Etf Common Stock 922908751 8118 141558 SH Sole 138927 2631 Vanguard Value Etf Common Stock 922908744 848 17761 SH Sole 17455 306 Verizon Communication Common Stock 92343V104 2256 68084 SH Sole 68084 Vestas Wind - Adr Common Stock 925458101 593 29231 SH Sole 29231 Visa Common Stock 92826C839 366 4188 SH Sole 4188 Waste Management Inc. Common Stock 94106L109 2516 74412 SH Sole 74412 Wells Fargo & Co Common Stock 949746101 1632 60476 SH Sole 60476 Willbros Group Common Stock 969203108 1771 105000 SH Sole 105000 Ww Grainger Inc. Common Stock 384802104 3571 36877 SH Sole 20755 16122
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