-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpFN56ob0yNZvX3L1+MhmjqZ1iEjz561veRm5rkIi6oFzFCs7qfUCE/Ag8ZKj17w 6k3qiLIkWLFKQ26K77tkDw== 0001395067-08-000006.txt : 20081104 0001395067-08-000006.hdr.sgml : 20081104 20081104113042 ACCESSION NUMBER: 0001395067-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 EFFECTIVENESS DATE: 20081104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management Inc. CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 081159710 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET #3700 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 mam13f0908.txt MARQUETTE ASSET MANAGEMENT 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30th 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marquette Asset Management, Inc. Address: 60 South Sixth Stret Suite 3700 Minneapolis, MN 55402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Gullikson Title: Chief Compliance Officer Phone: 612-661-3783 Signature, Place, and Date of Signing: Jean Gullikson Minneapolis, MN 11/04/2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company Common Stock 88579Y101 1395 20416 SH Sole 20416 Affiliated Computer Services Common Stock 008190100 1446 28566 SH Sole 11369 17197 Agco Corp Common Stock 001084102 313 7350 SH Sole 7350 Allegheny Energy Inc Common Stock 017361106 277 7546 SH Sole 7546 Altria Group Inc Common Stock 02209S103 1317 66388 SH Sole 66388 American Tower Corp. Common Stock 029912201 139 3875 SH Sole 3875 Amgen Inc. Common Stock 031162100 321 5410 SH Sole 5410 Apache Corporation Common Stock 037411105 830 7959 SH Sole 7959 Apple Computer Inc. Common Stock 037833100 119 1044 SH Sole 1044 At&t Inc. Common Stock 00206R102 1127 40381 SH Sole 40381 Autozone Inc. Common Stock 053332102 307 2493 SH Sole 2493 Avery Dennison Common Stock 053611109 1219 27396 SH Sole 27396 Bce Inc. Common Stock 05534b760 1349 38874 SH Sole 38874 Berkshire Hathaway Cl B Common Stock 084670207 352 80 SH Sole 80 Best Buy Company Inc Common Stock 086516101 380 10122 SH Sole 10122 Borgwarner, Inc Common Stock 099724106 270 8244 SH Sole 8244 Bp Plc Adr Common Stock 055622104 1264 25192 SH Sole 25192 Bristol-Myers Squibb Common Stock 110122108 1322 63412 SH Sole 63412 Caterpillar Inc Common Stock 149123101 2436 40874 SH Sole 16199 24675 Celgene Corp. Common Stock 151020104 159 2520 SH Sole 2520 Charles Schwab Corp Common Stock 808513105 180 6907 SH Sole 6907 Chevron Common Stock 166764100 1312 15902 SH Sole 15902 Chubb Common Stock 171232101 1468 26746 SH Sole 26746 Cisco Systems Inc. Common Stock 17275R102 413 18306 SH Sole 18306 Cme Group, Inc. Common Stock 12572q105 144 388 SH Sole 388 Cognizant Tech Solutions Common Stock 192446102 130 5702 SH Sole 5702 Conocophillips Common Stock 20825C104 1294 17659 SH Sole 17659 Constellation Brands Inc Common Stock 21036P108 433 20174 SH Sole 20174 Corning Incorporated Common Stock 219350105 143 9116 SH Sole 9116 Covance Inc. Common Stock 222816100 90 1014 SH Sole 1014 Cvs Corp Common Stock 126650100 49 1469 SH Sole 1469 Daimler Ag Common Stock D1668R123 2357 46674 SH Sole 18552 28122 Daktronics Inc. Common Stock 234264109 213 12800 SH Sole 12800 Danaher Corporation Common Stock 235851102 2824 40691 SH Sole 16138 24553 Diageo Plc Adr Common Stock 25243Q205 1176 17084 SH Sole 17084 Dow Chemical Company Common Stock 260543103 1137 35763 SH Sole 35763 Dupont De Nemour Common Stock 263534109 1219 30249 SH Sole 30249 Eastman Chemical Co. Common Stock 277432100 1141 20719 SH Sole 20719 Emc Corporation Common Stock 268648102 288 24085 SH Sole 24085 Ensco International Common Stock 26874Q100 351 6089 SH Sole 6089 Exxon Mobil Corp Common Stock 30231G102 371 4778 SH Sole 4778 Fedex Corp Common Stock 31428X106 2632 33297 SH Sole 14465 18832 Firstenergy Corporation Common Stock 337932107 1295 19327 SH Sole 19327 Fractional Kinder Morgan Mgmt Common Stock EKE55U103 0 128303 SH Sole 128303 Gap Inc. Common Stock 364760108 307 17294 SH Sole 17294 General Dynamics Common Stock 369550108 2857 38814 SH Sole 15527 23287 General Electric Common Stock 369604103 1405 55087 SH Sole 55087 General Mills Inc. Common Stock 370334104 1745 25393 SH Sole 25393 Genzyme Corp. Common Stock 372917104 629 7770 SH Sole 7770 Gilead Sciences Inc. Common Stock 375558103 139 3042 SH Sole 3042 Goodyear Tire & Rubber Common Stock 382550101 1135 74157 SH Sole 29072 45085 Google Inc Common Stock 38259P508 100 247 SH Sole 247 Great Plains Energy Inc Common Stock 391164100 1175 52870 SH Sole 52870 H.J. Heinz Company Common Stock 423074103 1461 29236 SH Sole 29236 Halliburton Company Common Stock 406216101 81 2496 SH Sole 2496 Harley-Davidson, Inc. Common Stock 412822108 2707 72576 SH Sole 28966 43610 Harris Corporation Common Stock 413875105 294 6370 SH Sole 6370 Hewlett-Packard Common Stock 428236103 3644 78813 SH Sole 36812 42001 Honda Motor Co. Ltd. Common Stock 438128308 1396 46350 SH Sole 18610 27740 Hubbell Inc Cl B Common Stock 443510201 1072 30581 SH Sole 30581 Ibm Corp Common Stock 459200101 646 5526 SH Sole 5526 Illinois Tool Works Common Stock 452308109 2953 66423 SH Sole 26279 40144 Ing Groep N.V. Adr Common Stock 456837103 847 39600 SH Sole 39600 Ishr Msci Eafe Common Stock 464287465 14872 264165 SH Sole 258531 5634 Ishr Msci Emerg Mkts Etf Common Stock 464287234 1176 34411 SH Sole 32872 1539 Ishr Russell 1000 Grth Common Stock 464287614 18980 390946 SH Sole 390946 Ishr Russell 2000 Index Common Stock 464287655 652 9581 SH Sole 9581 Ishr Russell 3000 Index Common Stock 464287689 220 3199 SH Sole 3199 Ishr Russell Midcap Index Common Stock 464287499 4125 50210 SH Sole 50210 Johnson & Johnson Common Stock 478160104 1701 24551 SH Sole 24551 Johnson Controls, Inc. Common Stock 478366107 3026 99776 SH Sole 39426 60350 Kimberly-Clark Corp. Common Stock 494368103 1438 22170 SH Sole 22170 Kraft Foods Common Stock 50075N104 1474 45006 SH Sole 45006 L-3 Communications Common Stock 502424104 3434 34928 SH Sole 14283 20645 Lincoln National Common Stock 534187109 1125 26282 SH Sole 26282 Lockheed Martin Common Stock 539830109 3583 32667 SH Sole 13067 19600 Lowes Companies Inc. Common Stock 548661107 3286 138689 SH Sole 54299 84390 Magna Intl Cl A Common Stock 559222401 1181 23076 SH Sole 9216 13860 Marathon Oil Common Stock 565849106 1109 27805 SH Sole 27805 Masco Corporation Common Stock 574599106 2770 154428 SH Sole 61728 92700 Medco Health Solutions Inc Common Stock 58405U102 320 7109 SH Sole 7109 Medtronic Inc. Common Stock 585055106 471 9410 SH Sole 9410 Merck & Co. Common Stock 589331107 1029 32596 SH Sole 32596 Microsoft Corporation Common Stock 594918104 479 17929 SH Sole 17929 Monsanto Co Common Stock 61166w101 494 4987 SH Sole 4987 National Fuel Gas Common Stock 636180101 1197 28384 SH Sole 28384 National Semiconductor Common Stock 637640103 2442 141912 SH Sole 55978 85934 Nicor Inc. Common Stock 654086107 1373 30950 SH Sole 30950 Nike Inc Cl B Common Stock 654106103 442 6601 SH Sole 6601 Noble Corp Common Stock G65422100 381 8678 SH Sole 8678 Nokia Corporation Common Stock 654902204 2049 109851 SH Sole 45226 64625 Northrop Grumman Common Stock 666807102 2798 46215 SH Sole 18290 27925 Oracle Corporation Common Stock 68389X105 369 18185 SH Sole 18185 Parker-Hannifin Corp. Common Stock 701094104 280 5282 SH Sole 5282 Pepco Holdings Inc Common Stock 713291102 1238 54049 SH Sole 54049 Pfizer Inc. Common Stock 717081103 1224 66397 SH Sole 66397 Philip Morris International Common Stock 718172109 1298 26987 SH Sole 26987 Pitney Bowes Inc. Common Stock 724479100 1282 38539 SH Sole 38539 Polaris Industries Inc Common Stock 731068102 1510 33203 SH Sole 33203 Ppg Industries Inc. Common Stock 693506107 1276 21885 SH Sole 21885 Ppl Corp Common Stock 69351T106 1073 28988 SH Sole 28988 Progress Energy Inc Common Stock 743263105 1393 32309 SH Sole 32309 Pulte Homes, Inc Common Stock 745867101 1622 116139 SH Sole 50309 65830 Qualcomm Inc. Common Stock 747525103 419 9753 SH Sole 9753 Quanta Services Inc Common Stock 74762E102 142 5262 SH Sole 5262 R.R. Donnelley & Sons Common Stock 257867101 1094 44598 SH Sole 44598 Raytheon Company Common Stock 755111507 3000 56073 SH Sole 22160 33913 Research In Motion Common Stock 760975102 303 4429 SH Sole 4429 Royal Bank Of Canada Common Stock 780087102 1364 28404 SH Sole 28404 Rpm International Common Stock 749685103 1220 63096 SH Sole 63096 Ryland Group Inc. Common Stock 783764103 1701 64128 SH Sole 25443 38685 S&p Depositary Receipts Sp 500 Common Stock 78462F103 452 3896 SH Sole 3696 200 Southwest Airlines Co Common Stock 844741108 3332 229618 SH Sole 90884 138734 Stanley Works Common Stock 854616109 1173 28111 SH Sole 28111 Staples Inc. Common Stock 855030102 372 16534 SH Sole 16534 State Street Corp Common Stock 857477103 216 3801 SH Sole 3801 Stryker Corporation Common Stock 863667101 394 6322 SH Sole 6322 Sunpower Corp - Class A Common Stock 867652109 68 958 SH Sole 958 Surmodics Inc Common Stock 868873100 378 12000 SH Sole 12000 Sysco Corporation Common Stock 871829107 425 13771 SH Sole 13771 Target Corporation Common Stock 87612E106 415 8462 SH Sole 8462 Tcf Financial Corp Common Stock 872275102 125 6920 SH Sole 6920 Telefonos De Mexico Adr Common Stock 879403780 1077 41818 SH Sole 41818 Texas Instruments Common Stock 882508104 2375 110477 SH Sole 44087 66390 Textron Common Stock 883203101 1840 62826 SH Sole 24786 38040 Thermo Electron Corp. Common Stock 883556102 91 1655 SH Sole 1655 Tjx Companies Inc. Common Stock 872540109 2926 95885 SH Sole 45375 50510 Total Sa Adr Common Stock 89151E109 1115 18371 SH Sole 18371 Transcanada Corp Common Stock 89353D107 1253 34660 SH Sole 34660 Tyco Electronics Common Stock G9144P105 2363 85433 SH Sole 34109 51324 Tyco International Ltd Common Stock G9143X208 1312 37474 SH Sole 14724 22750 U.S. Bancorp Common Stock 902973304 1643 45617 SH Sole 45617 Unilever Plc Adr Common Stock 904767704 1210 44468 SH Sole 44468 United Technologies Common Stock 913017109 3110 51779 SH Sole 22759 29020 V.F. Corporation Common Stock 918204108 1380 17846 SH Sole 17846 Vanguard Emer Mkts Etf Common Stock 922042858 2515 72554 SH Sole 72554 Vanguard European Etf Common Stock 922042874 5717 107122 SH Sole 107122 Vanguard Growth Etf Common Stock 922908736 3241 62074 SH Sole 62074 Vanguard Large-Cap Etf Common Stock 922908637 1438 27319 SH Sole 27319 Vanguard Mid-Cap Etf Common Stock 922908629 4097 69020 SH Sole 66719 2301 Vanguard Pacific Etf Common Stock 922042866 3235 62533 SH Sole 62533 Vanguard Reit Etf Common Stock 922908553 380 6252 SH Sole 6252 Vanguard Small-Cap Etf Common Stock 922908751 4242 71123 SH Sole 68574 2549 Vanguard Value Etf Common Stock 922908744 685 13077 SH Sole 13077 Verizon Communication Common Stock 92343V104 1320 41140 SH Sole 41140 Vestas Wind - Adr Common Stock 925458101 115 4059 SH Sole 4059 Wells Fargo & Co Common Stock 949746101 203 5400 SH Sole 5400 Ww Grainger Inc. Common Stock 384802104 2886 33185 SH Sole 13085 20100
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