0001209191-15-071924.txt : 20150922
0001209191-15-071924.hdr.sgml : 20150922
20150922193056
ACCESSION NUMBER: 0001209191-15-071924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150918
FILED AS OF DATE: 20150922
DATE AS OF CHANGE: 20150922
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001394319
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER DRIVE
STREET 2: SUITE 700
CITY: San Diego
STATE: CA
ZIP: 92122
BUSINESS PHONE: 858-550-0780
MAIL ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER DRIVE
STREET 2: SUITE 700
CITY: San Diego
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOGAN H CASEY
CENTRAL INDEX KEY: 0001631347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36818
FILM NUMBER: 151120167
MAIL ADDRESS:
STREET 1: C/O TRACON PHARMACEUTICALS, INC.
STREET 2: 8910 UNIVERSITY CENTER LANE, STE 700
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-18
0
0001394319
Tracon Pharmaceuticals, Inc.
TCON
0001631347
LOGAN H CASEY
8910 UNIVERSITY CENTER LANE
SUITE 700
SAN DIEGO
CA
92122
0
1
0
0
Chief Business Officer
Common Stock
2015-09-18
4
M
0
5000
1.34
A
5000
D
Common Stock
2015-09-18
4
S
0
5000
17.34
D
0
D
Employee Stock Option (Right to Buy)
1.34
2015-09-18
4
M
0
5000
0.00
D
2023-03-13
Common Stock
5000
80270
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015
1/4 of the shares subject to the option vested on February 19, 2014, and the remaining shares vest in 36 equal monthly installments thereafter.
/s/ Patricia L. Bitar, Attorney-in-Fact
2015-09-21