0001209191-15-071924.txt : 20150922 0001209191-15-071924.hdr.sgml : 20150922 20150922193056 ACCESSION NUMBER: 0001209191-15-071924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150918 FILED AS OF DATE: 20150922 DATE AS OF CHANGE: 20150922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001394319 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER DRIVE STREET 2: SUITE 700 CITY: San Diego STATE: CA ZIP: 92122 BUSINESS PHONE: 858-550-0780 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER DRIVE STREET 2: SUITE 700 CITY: San Diego STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc DATE OF NAME CHANGE: 20070324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOGAN H CASEY CENTRAL INDEX KEY: 0001631347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36818 FILM NUMBER: 151120167 MAIL ADDRESS: STREET 1: C/O TRACON PHARMACEUTICALS, INC. STREET 2: 8910 UNIVERSITY CENTER LANE, STE 700 CITY: SAN DIEGO STATE: CA ZIP: 92122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-18 0 0001394319 Tracon Pharmaceuticals, Inc. TCON 0001631347 LOGAN H CASEY 8910 UNIVERSITY CENTER LANE SUITE 700 SAN DIEGO CA 92122 0 1 0 0 Chief Business Officer Common Stock 2015-09-18 4 M 0 5000 1.34 A 5000 D Common Stock 2015-09-18 4 S 0 5000 17.34 D 0 D Employee Stock Option (Right to Buy) 1.34 2015-09-18 4 M 0 5000 0.00 D 2023-03-13 Common Stock 5000 80270 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015 1/4 of the shares subject to the option vested on February 19, 2014, and the remaining shares vest in 36 equal monthly installments thereafter. /s/ Patricia L. Bitar, Attorney-in-Fact 2015-09-21