0001393944-20-000002.txt : 20200116 0001393944-20-000002.hdr.sgml : 20200116 20200116114513 ACCESSION NUMBER: 0001393944-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 EFFECTIVENESS DATE: 20200116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 20529972 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 12-31-2019 12-31-2019 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette 802-658-2668 Jordan Lafayette Burllington VT 01-16-2020 0 450 348657 false INFORMATION TABLE 2 13F.xml 3d Systems Corp COMMON 88554D205 1 100 SH SOLE 100 0 0 3M Company COMMON 88579Y101 38 217 SH SOLE 217 0 0 A F L A C Inc. COMMON 001055102 124 2344 SH SOLE 2344 0 0 Abbott Laboratories COMMON 002824100 976 11235 SH SOLE 11235 0 0 AbbVie Inc. COMMON 00287Y109 712 8036 SH SOLE 8036 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 170 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 6 400 SH SOLE 400 0 0 Accenture Ltd Cl A F COMMON G1151C101 55 261 SH SOLE 261 0 0 Acco Brands Corp COMMON 00081T108 42 4525 SH SOLE 4525 0 0 ACNB Corporation COMMON 000868109 88 2321 SH SOLE 2321 0 0 Activision Inc. COMMON 00507V109 367 6172 SH SOLE 6172 0 0 Agco Corp. COMMON 001084102 960 12423 SH SOLE 11318 0 1105 Air Products & Chemicals Inc. COMMON 009158106 185 789 SH SOLE 789 0 0 Alaska Air Group Inc. COMMON 011659109 7 100 SH SOLE 100 0 0 Allegion Public Ltd Co COMMON G0176J109 25 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 894 16342 SH SOLE 16342 0 0 Allstate COMMON 020002101 160 1426 SH SOLE 1426 0 0 Alphabet, Inc Cl C COMMON 02079K107 2205 1649 SH SOLE 1604 0 45 Alphabet, Inc. Cl A COMMON 02079K305 508 379 SH SOLE 371 0 8 Altria Group Inc. COMMON 02209S103 23 464 SH SOLE 464 0 0 Amarin Corp Plc New ADR ADR 023111206 22 1025 SH SOLE 1025 0 0 Amazon.Com COMMON 023135106 139 75 SH SOLE 75 0 0 AMC Entertainment COMMON 00165C104 54 7527 SH SOLE 7527 0 0 Amc Networks Inc Cl A COMMON 00164V103 134 3399 SH SOLE 3399 0 0 America Movil L ADR ADR 02364W105 60 3766 SH SOLE 3766 0 0 American Express Company COMMON 025816109 257 2063 SH SOLE 2063 0 0 American Tower REIT REIT 03027X100 18 77 SH SOLE 77 0 0 Amerisource Bergen Corp. COMMON 03073E105 21 248 SH SOLE 248 0 0 Amgen Incorporated COMMON 031162100 225 932 SH SOLE 932 0 0 Amkor Technology Inc COMMON 031652100 823 63279 SH SOLE 63279 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 33 3520 SH SOLE 3520 0 0 Anthem Inc COMMON 036752103 50 165 SH SOLE 165 0 0 Apache Corporation COMMON 037411105 2 75 SH SOLE 75 0 0 Apple Inc. COMMON 037833100 2995 10199 SH SOLE 9876 0 323 Aqua America, Inc. COMMON 03836W103 133 2830 SH SOLE 2830 0 0 Archer-Daniels-Midland Inc. COMMON 039483102 186 4023 SH SOLE 3160 0 863 Arrowhead Pharma Inc COMMON 04280A100 30 470 SH SOLE 470 0 0 Astec Industries COMMON 046224101 362 8624 SH SOLE 8624 0 0 AstraZeneca plc ADR ADR 046353108 1450 29083 SH SOLE 28775 0 308 AT&T Inc. COMMON 00206R102 3709 94900 SH SOLE 94140 0 760 Atlas Air Worldwide Hldg COMMON 049164205 136 4943 SH SOLE 4733 0 210 Auto Data Processing COMMON 053015103 259 1518 SH SOLE 1518 0 0 Autoliv Inc COMMON 052800109 5 62 SH SOLE 62 0 0 B & G Foods Inc COMMON 05508R106 334 18608 SH SOLE 18608 0 0 Baidu Inc ADR ADR 056752108 688 5442 SH SOLE 5442 0 0 Ball Corp COMMON 058498106 27 421 SH SOLE 421 0 0 Bank of America Corp COMMON 060505104 118 3338 SH SOLE 3338 0 0 Bank of New York Mellon COMMON 064058100 81 1602 SH SOLE 1602 0 0 Bar Harbor Bankshare COMMON 066849100 15 573 SH SOLE 573 0 0 Baxter International COMMON 071813109 1047 12523 SH SOLE 12523 0 0 BCE Inc. COMMON 05534B760 404 8720 SH SOLE 7784 0 936 Becton Dickinson & Co COMMON 075887109 178 654 SH SOLE 654 0 0 Berkshire Hathaway Cl B COMMON 084670702 1332 5879 SH SOLE 5579 0 300 BHP Billiton Ltd. ADR ADR 088606108 18 333 SH SOLE 333 0 0 Biogen Idec Inc COMMON 09062X103 156 525 SH SOLE 525 0 0 Biomarin Pharmaceutical Inc COMMON 09061G101 17 200 SH SOLE 200 0 0 Black Rock Resources Tr COMMON 09257A108 9 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 33 65 SH SOLE 65 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 20 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 3951 12127 SH SOLE 11880 0 247 Borg Warner Inc COMMON 099724106 1198 27617 SH SOLE 27617 0 0 BP plc ADR ADR 055622104 68 1792 SH SOLE 1792 0 0 Bristol Myers COMMON 110122108 2588 40325 SH SOLE 39666 0 659 Bristol Myers Squibb COMMON 110122157 1 329 SH SOLE 329 0 0 Broadridge Finl Solution COMMON 11133T103 86 700 SH SOLE 700 0 0 Canadian Natl Ry Co COMMON 136375102 25 275 SH SOLE 275 0 0 Canon Inc ADR ADR 138006309 21 780 SH SOLE 780 0 0 Capital One Financial COMMON 14040H105 21 200 SH SOLE 200 0 0 CarMax Inc COMMON 143130102 51 584 SH SOLE 584 0 0 Caterpillar COMMON 149123101 1978 13393 SH SOLE 13393 0 0 CBRE Group Inc COMMON 12504L109 216 3525 SH SOLE 3525 0 0 CDK Global Inc COMMON 12508E101 22 400 SH SOLE 400 0 0 Centerpoint Energy Inc COMMON 15189T107 161 5896 SH SOLE 4896 0 1000 CenturyLink Inc COMMON 156700106 216 16360 SH SOLE 16360 0 0 Cerner Corp COMMON 156782104 18 240 SH SOLE 240 0 0 Charter Communications Inc COMMON 16119P108 313 645 SH SOLE 645 0 0 Chemed Corp. COMMON 16359R103 2337 5321 SH SOLE 5321 0 0 Chemours Co LLC COMMON 163851108 14 797 SH SOLE 797 0 0 Chevron Corp. COMMON 166764100 814 6755 SH SOLE 6755 0 0 China Automotive Systems Inc COMMON 16936R105 137 43647 SH SOLE 43647 0 0 Chubb Limited COMMON H1467J104 150 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 167 817 SH SOLE 817 0 0 Cincinnati Financial Corp COMMON 172062101 41 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3641 75908 SH SOLE 73666 0 2242 Citigroup COMMON 172967424 675 8445 SH SOLE 8275 0 170 CME Group Inc. COMMON 12572Q105 692 3446 SH SOLE 3446 0 0 Coca-Cola Co COMMON 191216100 2884 52104 SH SOLE 50398 0 1706 Colgate-Palmolive COMMON 194162103 136 1980 SH SOLE 1980 0 0 Comcast Corp. COMMON 20030N101 56 1254 SH SOLE 1254 0 0 Comerica Incorporated COMMON 200340107 144 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 988 13931 SH SOLE 13031 0 900 Companhia de Saneamento ADR ADR 20441A102 31 2092 SH SOLE 2092 0 0 Conoco Phillips COMMON 20825C104 863 13264 SH SOLE 13264 0 0 Consolidated Edison Inc. COMMON 209115104 221 2439 SH SOLE 2339 0 100 Constellation Brand Cl Aclass A COMMON 21036P108 19 100 SH SOLE 100 0 0 Constellation Software Inc COMMON 21037X100 30 31 SH SOLE 31 0 0 Corning COMMON 219350105 4361 149815 SH SOLE 149146 0 669 Corp Office Pptys REIT REIT 22002T108 22 743 SH SOLE 743 0 0 Corteva Inc com COMMON 22052L104 27 912 SH SOLE 912 0 0 Costco COMMON 22160K105 3285 11175 SH SOLE 10898 0 277 Credit Acceptance Corp COMMON 225310101 24 54 SH SOLE 54 0 0 Cronos Group Inc COMMON 22717L101 2 300 SH SOLE 300 0 0 CSX Corp COMMON 126408103 76 1053 SH SOLE 1053 0 0 CVS Corp COMMON 126650100 903 12158 SH SOLE 12158 0 0 Danaher Corp COMMON 235851102 23 150 SH SOLE 150 0 0 Deep Value ETF ETF 26922A701 66 2036 SH SOLE 2036 0 0 Deere & Company COMMON 244199105 492 2838 SH SOLE 2838 0 0 Devon Energy Corp COMMON 25179M103 283 10916 SH SOLE 10916 0 0 Diageo PLC ADR ADR 25243Q205 10 59 SH SOLE 59 0 0 Dick's Sporting Goods Inc COMMON 253393102 0 8 SH SOLE 8 0 0 Digital Realty Trust REIT REIT 253868103 431 3602 SH SOLE 3602 0 0 Dominion Resources COMMON 25746U109 352 4248 SH SOLE 3332 0 916 Dover Corporation COMMON 260003108 58 500 SH SOLE 500 0 0 Dow In COMMON 260557103 174 3174 SH SOLE 3174 0 0 Dr Reddys Labs ADR ADR 256135203 518 12777 SH SOLE 11661 0 1116 Dropbox Inc Cl A COMMON 26210C104 3 172 SH SOLE 172 0 0 Duke Energy Corp. COMMON 26441C204 2623 28760 SH SOLE 28451 0 309 E I DuPont COMMON 26614N102 90 1399 SH SOLE 1399 0 0 East West Bancorp COMMON 27579R104 1040 21359 SH SOLE 21359 0 0 Eastman Chemical Co. COMMON 277432100 16 200 SH SOLE 200 0 0 Eaton Corp. COMMON G29183103 175 1843 SH SOLE 1843 0 0 Ecolab Inc. COMMON 278865100 51 263 SH SOLE 263 0 0 Edison International COMMON 281020107 70 933 SH SOLE 104 0 829 Eli Lilly & Co. COMMON 532457108 710 5404 SH SOLE 5404 0 0 Embraer S.A. COMMON 29082A107 368 18900 SH SOLE 18518 0 382 Emerson Electric Co. COMMON 291011104 1910 25044 SH SOLE 24194 0 850 Equity Residential Prop. REIT REIT 29476L107 372 4598 SH SOLE 4598 0 0 ETFMG Alternative Harvest ETF ETF 26924G508 27 1600 SH SOLE 1600 0 0 Etho Climate Leader US ETF ETF 26924G888 116 2707 SH SOLE 2707 0 0 Exelon Corp. COMMON 30161N101 22 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 64 825 SH SOLE 825 0 0 Exxon Mobil Corporation COMMON 30231G102 1559 22347 SH SOLE 20953 0 1394 Facebook Inc Class A COMMON 30303M102 106 516 SH SOLE 516 0 0 Fedex Corporation COMMON 31428X106 243 1607 SH SOLE 1607 0 0 First Bancorp Inc Me COMMON 31866P102 21 710 SH SOLE 710 0 0 First Solar Inc COMMON 336433107 1026 18333 SH SOLE 18333 0 0 Flex Ltd. COMMON Y2573F102 1547 122613 SH SOLE 119338 0 3275 Fortinet Inc COMMON 34959E109 44 415 SH SOLE 415 0 0 Fortune Brands Home & Security COMMON 34964C106 20 306 SH SOLE 306 0 0 Francescas Holdings Corp COMMON 351793203 33 3200 SH SOLE 3200 0 0 FS KKR Capital Corp COMMON 302635107 25 4103 SH SOLE 4103 0 0 Gallagher Arthur J & Co COMMON 363576109 76 800 SH SOLE 800 0 0 General Dynamics Corp. COMMON 369550108 26 149 SH SOLE 149 0 0 General Electric Co. COMMON 369604103 1295 116006 SH SOLE 108316 0 7690 General Mills, Inc. COMMON 370334104 95 1766 SH SOLE 1766 0 0 General Motors COMMON 37045V100 14 369 SH SOLE 369 0 0 Genuine Parts Co COMMON 372460105 27 250 SH SOLE 250 0 0 Gilead Sciences Inc COMMON 375558103 413 6355 SH SOLE 6355 0 0 Glaxo Smithkline ADR ADR 37733W105 1677 35678 SH SOLE 35678 0 0 Global Payments Inc COMMON 37940X102 61 334 SH SOLE 334 0 0 Goldman Sachs Group Inc COMMON 38141G104 272 1181 SH SOLE 1181 0 0 Gopro Inc COMMON 38268T103 0 5 SH SOLE 5 0 0 Gossamer Bio Inc. COMMON 38341P102 7 459 SH SOLE 459 0 0 Guggenheim S&P Global Water Index COMMON 46138E263 8 195 SH SOLE 195 0 0 Gw Pharmaceutic Plc COMMON 36197T103 3 30 SH SOLE 30 0 0 Halliburton Company COMMON 406216101 58 2372 SH SOLE 2372 0 0 Hanesbrands Inc. COMMON 410345102 1422 95726 SH SOLE 92028 0 3698 Hannon Armstrong Sus REIT REIT 41068X100 4 130 SH SOLE 130 0 0 Harsco COMMON 415864107 289 12566 SH SOLE 12566 0 0 Hasbro Inc COMMON 418056107 14 134 SH SOLE 134 0 0 Hershey Foods Corp COMMON 427866108 133 906 SH SOLE 906 0 0 Hewlett Packard Ente COMMON 42824C109 19 1200 SH SOLE 1200 0 0 Hewlett-Packard Co. COMMON 40434L105 26 1255 SH SOLE 1255 0 0 Home Depot COMMON 437076102 180 824 SH SOLE 824 0 0 Honda Motor Co. ADR ADR 438128308 103 3655 SH SOLE 3655 0 0 Honeywell International COMMON 438516106 289 1634 SH SOLE 1634 0 0 Hope Bancorp Inc COMMON 43940T109 109 7325 SH SOLE 7325 0 0 HSBC Holdings PLC ADR ADR 404280406 32 809 SH SOLE 809 0 0 Humana COMMON 444859102 657 1793 SH SOLE 1793 0 0 IBM Corp. COMMON 459200101 2017 15048 SH SOLE 14369 0 679 IdaCorp Inc. COMMON 451107106 56 521 SH SOLE 521 0 0 Idexx Labs Inc. COMMON 45168D104 19 71 SH SOLE 71 0 0 Illinois Tool Works COMMON 452308109 190 1059 SH SOLE 1059 0 0 Imperial Oil Ltd COMMON 453038408 96 3645 SH SOLE 3645 0 0 India Fund COMMON 454089103 57 2811 SH SOLE 2811 0 0 Ingersoll Rand Co. Cl A COMMON G47791101 205 1545 SH SOLE 1545 0 0 Integer Holdings Corp COMMON 45826H109 1146 14252 SH SOLE 13977 0 275 Intel Corp. COMMON 458140100 1283 21431 SH SOLE 21431 0 0 Interface Inc COMMON 458665304 92 5566 SH SOLE 5566 0 0 Intuit COMMON 461202103 23 87 SH SOLE 87 0 0 Invesco Global Water ETF ETF 46138E651 9 300 SH SOLE 300 0 0 iShares Core MSCI ETF ETF 46434G103 5 93 SH SOLE 93 0 0 iShares DJ US Financial ETF ETF 464287788 76 554 SH SOLE 554 0 0 iShares Dow J. Healthcare ETF ETF 464287762 141 654 SH SOLE 654 0 0 iShares Floating Rate ETF ETF 46429B655 48 939 SH SOLE 939 0 0 Ishares Gold ETF ETF 464285105 296 20441 SH SOLE 20441 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 27 237 SH SOLE 237 0 0 iShares MSCI EAFE ETF ETF 464287465 406 5846 SH SOLE 5846 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 404 11254 SH SOLE 11254 0 0 iShares MSCI Emerging Market ETF ETF 464287234 16 349 SH SOLE 349 0 0 iShares MSCI Japan Index ETF ETF 46434G822 26 437 SH SOLE 437 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 189 4605 SH SOLE 4205 0 400 iShares NASDAQ Biotech ETF ETF 464287556 1042 8648 SH SOLE 8423 0 225 iShares Russell 2000 Growth ETF ETF 464287648 12 54 SH SOLE 54 0 0 Ishares Russell 2000 Value ETF ETF 464287630 19 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 48 314 SH SOLE 314 0 0 iShares Russell Midcap Val. Idx ETF ETF 464287473 18 187 SH SOLE 187 0 0 iShares S&P 500 Index ETF ETF 464287200 396 1225 SH SOLE 1225 0 0 iShares S&P Midcap 400 Index ETF ETF 464287507 106 515 SH SOLE 515 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 24 99 SH SOLE 99 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 241 2876 SH SOLE 2150 0 726 iShares S&P U S Pfd Stk ETF ETF 464288687 6 153 SH SOLE 153 0 0 iShares Select Dividend Idx ETF ETF 464287168 98 932 SH SOLE 932 0 0 iShares TIPS Bond ETF ETF 464287176 794 6815 SH SOLE 6505 0 310 iShares Tr China 25 Index ETF ETF 464287184 65 1498 SH SOLE 1498 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 136 583 SH SOLE 583 0 0 Ishares Tr Intrm Tr Crp Etf ETF 464288638 63 1080 SH SOLE 1080 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 88 1876 SH SOLE 1876 0 0 Ishares Trust Russell 2000 Indx ETF ETF 464287655 12 72 SH SOLE 72 0 0 J M Smuckers Co. COMMON 832696405 0 4 SH SOLE 4 0 0 Jacobs Engineering Group Inc COMMON 469814107 27 303 SH SOLE 303 0 0 JetBlue Airways Corp. COMMON 477143101 27 1435 SH SOLE 1435 0 0 JinkoSolar Hldg ADR ADR 47759T100 37 1657 SH SOLE 1657 0 0 Johnson & Johnson COMMON 478160104 2056 14095 SH SOLE 13341 0 754 JP Morgan Chase & Co COMMON 46625H100 2662 19095 SH SOLE 18213 0 882 Kansas City Southern COMMON 485170302 31 202 SH SOLE 202 0 0 Kilroy Realty Corp Reit REIT 49427F108 57 680 SH SOLE 680 0 0 Kimberly-Clark Corp. COMMON 494368103 218 1585 SH SOLE 1585 0 0 KKR & Co LP COMMON 48251W104 15 500 SH SOLE 500 0 0 KLA-Tencor Corporation COMMON 482480100 52 290 SH SOLE 290 0 0 Kohls Corp. COMMON 500255104 7 135 SH SOLE 135 0 0 Kon Philips Electric NV COMMON 500472303 166 3398 SH SOLE 3398 0 0 Korea Elec Power Co COMMON 500631106 102 8582 SH SOLE 8582 0 0 Kraft Heinz Company COMMON 500754106 891 27716 SH SOLE 26210 0 1506 KraneShares CSI China Internet ETF ETF 500767306 25 518 SH SOLE 518 0 0 Laboratory Corp of America Hlds COMMON 50540R409 180 1065 SH SOLE 970 0 95 Liberty Broadband Corp COMMON 530307305 22 174 SH SOLE 174 0 0 Liberty Formula One Group COMMON 531229854 29 631 SH SOLE 631 0 0 Lowes Companies Inc. COMMON 548661107 74 618 SH SOLE 618 0 0 Luckin Coffee Inc COMMON 54951L109 9 220 SH SOLE 220 0 0 M K S Instruments Inc. COMMON 55306N104 807 7335 SH SOLE 7335 0 0 Marathon Petroleum Corp COMMON 56585A102 103 1706 SH SOLE 1706 0 0 Marsh & McLennan Co's COMMON 571748102 18 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 56 189 SH SOLE 189 0 0 Mattel Inc COMMON 577081102 260 19222 SH SOLE 19222 0 0 McDermott International Inc. COMMON 580037703 1 1701 SH SOLE 1701 0 0 McDonald's Corp COMMON 580135101 404 2045 SH SOLE 2045 0 0 McKesson Corp. COMMON 58155Q103 1262 9123 SH SOLE 8565 0 558 Medtronic Inc. COMMON G5960L103 1553 13686 SH SOLE 13329 0 357 Melco Resorts & Enertain ADR ADR 585464100 729 30166 SH SOLE 30166 0 0 Merck COMMON 58933Y105 2486 27333 SH SOLE 25746 0 1587 Micron Technology COMMON 595112103 16 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 7673 48658 SH SOLE 47247 0 1411 Mohawk Industries Inc COMMON 608190104 132 965 SH SOLE 852 0 113 Mondelez Int'l Inc. COMMON 609207105 821 14910 SH SOLE 14455 0 455 Morgan Stanley Dean Witter COMMON 617446448 16 312 SH SOLE 312 0 0 National Grid Plc ADR ADR 636274409 381 6082 SH SOLE 6082 0 0 National Oilwell Varco COMMON 637071101 4 157 SH SOLE 157 0 0 National Storage Aff REIT REIT 637870106 7 200 SH SOLE 200 0 0 Natus Medical Incorporated COMMON 639050103 40 1200 SH SOLE 1200 0 0 NCR Corporation COMMON 62886E108 2258 64213 SH SOLE 62627 0 1586 New Oriental Ed ADR ADR 647581107 35 285 SH SOLE 285 0 0 Newell Rubbermaid COMMON 651229106 9 450 SH SOLE 0 0 450 Nextera Energy COMMON 65339F101 466 1926 SH SOLE 1926 0 0 Nextgen Healthcare Inc COMMON 65343C102 154 9580 SH SOLE 9580 0 0 Nike, Inc. COMMON 654106103 26 260 SH SOLE 260 0 0 Nisource Inc. COMMON 65473P105 27 974 SH SOLE 974 0 0 Norfolk Southern COMMON 655844108 270 1391 SH SOLE 1391 0 0 Northrop Grumman Corp COMMON 666807102 220 641 SH SOLE 641 0 0 Novartis Ag ADR ADR 66987V109 87 924 SH SOLE 924 0 0 Nucor Corp COMMON 670346105 16 280 SH SOLE 280 0 0 Nutrien Ltd COMMON 67077M108 433 9046 SH SOLE 8529 0 517 Nuveen Muni Value Fd Inc. COMMON 670928100 71 6640 SH SOLE 0 0 6640 Nvent Electric Plc Shs COMMON G6700G107 23 900 SH SOLE 700 0 200 Nvidia Corp COMMON 67066G104 16 68 SH SOLE 68 0 0 Occidental Petroleum Corp. COMMON 674599105 7 175 SH SOLE 175 0 0 Oceaneering Int'l Inc COMMON 675232102 61 4087 SH SOLE 4087 0 0 Oneok Inc New COMMON 682680103 1400 18497 SH SOLE 18497 0 0 Oracle COMMON 68389X105 57 1080 SH SOLE 1080 0 0 P P G Industries Inc. COMMON 693506107 299 2243 SH SOLE 2243 0 0 Parker Hannifin Corp COMMON 701094104 114 555 SH SOLE 555 0 0 Paypal Holdings COMMON 70450Y103 8 75 SH SOLE 75 0 0 Pentair PLC COMMON G7S00T104 69 1498 SH SOLE 1298 0 200 Peoples United Finl Inc COMMON 712704105 3339 197551 SH SOLE 194589 0 2962 Pepsico, Inc. COMMON 713448108 622 4550 SH SOLE 4550 0 0 Pfizer Inc. COMMON 717081103 4664 119046 SH SOLE 116367 0 2679 Philip Morris Intl Inc COMMON 718172109 67 787 SH SOLE 787 0 0 Phillips 66 SHS COMMON 718546104 887 7965 SH SOLE 7815 0 150 PIMCO Intermediate Muni Bond ETF ETF 72201R866 516 9348 SH SOLE 9348 0 0 Plantronics Inc. COMMON 727493108 525 19210 SH SOLE 19210 0 0 PNC Financial Services Group Inc. COMMON 693475105 280 1751 SH SOLE 1751 0 0 Powershares FTSE RAFI ETF ETF 46137V613 68 538 SH SOLE 538 0 0 PowerShares QQQ Trust Sr 1 ETF ETF 46090E103 64 300 SH SOLE 300 0 0 PPL Corporation COMMON 69351T106 17 466 SH SOLE 466 0 0 Procter & Gamble COMMON 742718109 1900 15215 SH SOLE 14757 0 458 Proshares S&P 500 Ex Energy ETF ETF 74347B581 77 1124 SH SOLE 1124 0 0 Prudential Financial Inc. COMMON 744320102 22 231 SH SOLE 231 0 0 Public Storage, Inc. COMMON 74460D109 72 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 214 3620 SH SOLE 3620 0 0 Qorvo Inc COMMON 74736K101 1908 16415 SH SOLE 16415 0 0 Qualcomm Inc. COMMON 747525103 22 250 SH SOLE 250 0 0 Raytheon Company New COMMON 755111507 94 430 SH SOLE 430 0 0 Republic Services Inc COMMON 760759100 75 837 SH SOLE 837 0 0 Rockwell Automation COMMON 773903109 258 1272 SH SOLE 1272 0 0 Royal Dutch Shell ADR ADR 780259206 2415 40950 SH SOLE 40950 0 0 Royce Micro-Cap Trust COMMON 780915104 30 3502 SH SOLE 2837 0 665 Rydex S&P 500 Eq Wgt ETF ETF 46137V357 75 645 SH SOLE 645 0 0 Sabre Corporation COMMON 78573M104 1603 71454 SH SOLE 71454 0 0 Salesforce Com COMMON 79466L302 73 450 SH SOLE 450 0 0 Schlumberger Limited COMMON 806857108 1509 37529 SH SOLE 37364 0 165 Schwab Emerging Mkt ETF ETF 808524706 119 4343 SH SOLE 4343 0 0 Schwab Intermediate US Treasury ETF ETF 808524854 221 4023 SH SOLE 4023 0 0 Schwab Int'l Equity ETF ETF 808524805 6982 207615 SH SOLE 206480 0 1135 Schwab Large Cap Value Indx ETF ETF 808524409 46 773 SH SOLE 773 0 0 Schwab U.S. Bond ETF ETF 808524839 548 10255 SH SOLE 9849 0 406 Schwab U.S. Broad Market ETF ETF 808524102 56302 732341 SH SOLE 728379 0 3962 Seagate Technology PLC COMMON G7945M107 5245 88143 SH SOLE 84913 0 3230 Sector SPDR Tech Select Shares COMMON 81369Y803 210 2294 SH SOLE 2294 0 0 Sempra Energy COMMON 816851109 23 151 SH SOLE 151 0 0 Sherwin Williams COMMON 824348106 61 105 SH SOLE 105 0 0 Silicon Motion Tech ADR ADR 82706C108 33 660 SH SOLE 660 0 0 SK Telecom Ltd ADR ADR 78440P108 17 748 SH SOLE 748 0 0 Skywest Inc COMMON 830879102 717 11099 SH SOLE 11099 0 0 Skyworks Solutions Inc. COMMON 83088M102 51 421 SH SOLE 421 0 0 Snap Inc COMMON 83304A106 3 200 SH SOLE 200 0 0 Sonoco Products COMMON 835495102 399 6467 SH SOLE 5700 0 767 Sony Corp. ADR ADR 835699307 1938 28500 SH SOLE 27895 0 605 Southern Company COMMON 842587107 431 6765 SH SOLE 6387 0 378 SPDR Consumer Disc Select ETF ETF 81369Y407 38 302 SH SOLE 302 0 0 SPDR Dow Jones Ind Avg ETF ETF 78467X109 86 300 SH SOLE 300 0 0 SPDR Gold Trust ETF ETF 78463V107 1339 9368 SH SOLE 9368 0 0 SPDR MSCI EAFE Fsl Fuel Fr ETF ETF 78470E106 794 10957 SH SOLE 10957 0 0 SPDR MSCI Emerg Fsl Fl Free ETF ETF 78470E205 467 7124 SH SOLE 7124 0 0 SPDR Nuveen Barclays Muni Bd ETF ETF 78468R721 4 78 SH SOLE 78 0 0 SPDR S&P 500 ETF ETF 78462F103 1059 3291 SH SOLE 2377 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 1170 14830 SH SOLE 14830 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 29 440 SH SOLE 440 0 0 SPDR S&P Biotech ETF ETF 78464A870 534 5618 SH SOLE 5618 0 0 SPDR S&P Dividend ETF ETF 78464A763 126 1172 SH SOLE 1172 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 188 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 48 742 SH SOLE 742 0 0 SPDR SSGA Gender Diversity ETF ETF 78468R747 11 140 SH SOLE 140 0 0 Spotify Technology SA COMMON L8681T102 6 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 41 520 SH SOLE 520 0 0 Starbucks COMMON 855244109 122 1382 SH SOLE 1382 0 0 Stericycle Inc COMMON 858912108 1907 29893 SH SOLE 29386 0 507 Steris Corp. COMMON G8473T100 229 1500 SH SOLE 1500 0 0 Stryker Corp. COMMON 863667101 45 215 SH SOLE 215 0 0 Suncor Energy Inc. COMMON 867224107 11 324 SH SOLE 324 0 0 Synchrony Financial COMMON 87165B103 1132 31433 SH SOLE 31433 0 0 Sysco Corp. COMMON 871829107 153 1783 SH SOLE 1783 0 0 T. Rowe Price Associates COMMON 74144T108 50 410 SH SOLE 410 0 0 Taiwan Semiconductor ADR ADR 874039100 4353 74927 SH SOLE 73152 0 1775 Target Corp. COMMON 87612E106 46 360 SH SOLE 170 0 190 Tata Motors Ltd ADR ADR 876568502 679 52511 SH SOLE 50758 0 1753 Telefonica ADR ADR 879382208 26 3676 SH SOLE 3676 0 0 Teradata Corp COMMON 88076W103 120 4492 SH SOLE 4492 0 0 Terex Corp COMMON 880779103 949 31852 SH SOLE 31852 0 0 Terra Tech Corp COMMON 88102J209 0 590 SH SOLE 590 0 0 Tesla Motors COMMON 88160R101 5 12 SH SOLE 12 0 0 Tetra Tech Inc COMMON 88162G103 13 146 SH SOLE 146 0 0 Teva Pharma Ind ADR ADR 881624209 213 21736 SH SOLE 21736 0 0 Texas Instruments Inc. COMMON 882508104 64 500 SH SOLE 500 0 0 The Charles Schwab Corp. COMMON 808513105 5526 116191 SH SOLE 113140 0 3051 The Travelers Companies Inc. COMMON 89417E109 923 6737 SH SOLE 6537 0 200 Thermo Fisher Scientific COMMON 883556102 114 351 SH SOLE 351 0 0 Thomson Reuters Corp COMMON 884903709 141 1975 SH SOLE 1975 0 0 Thor Industries Inc COMMON 885160101 853 11482 SH SOLE 11482 0 0 Tilray Inc COMMON 88688T100 1 59 SH SOLE 59 0 0 Titan International Inc COMMON 88830M102 85 23545 SH SOLE 23545 0 0 TJX Companies Inc COMMON 872540109 14 230 SH SOLE 230 0 0 Tootsie Roll Inds COMMON 890516107 9 269 SH SOLE 269 0 0 Toronto-Dominion Bank COMMON 891160509 739 13174 SH SOLE 13174 0 0 TPI Composites Inc COMMON 87266J104 98 5320 SH SOLE 5320 0 0 TransCanada Corp. COMMON 87807B107 114 2140 SH SOLE 2140 0 0 Travelcenters of America COMMON 89421B109 67 3893 SH SOLE 3893 0 0 Triumph Group Inc COMMON 896818101 906 35865 SH SOLE 35865 0 0 U S Bancorp COMMON 902973304 62 1050 SH SOLE 1050 0 0 U S X-US Steel Group COMMON 912909108 5 450 SH SOLE 450 0 0 UDR Inc COMMON 902653104 82 1750 SH SOLE 1750 0 0 Ultra Petroleum Corp COMMON 903914208 0 545 SH SOLE 545 0 0 Unilever NV COMMON 904784709 41 721 SH SOLE 721 0 0 Unilever PLC ADR ADR 904767704 74 1296 SH SOLE 1296 0 0 Union Pacific COMMON 907818108 225 1244 SH SOLE 1020 0 224 United Continental Holdings Inc COMMON 910047109 25 282 SH SOLE 282 0 0 United Parcel Service COMMON 911312106 56 480 SH SOLE 295 0 185 United Rentals Inc COMMON 911363109 23 135 SH SOLE 135 0 0 United Technologies Corp. COMMON 913017109 326 2176 SH SOLE 2176 0 0 Unitedhealth Group Inc. COMMON 91324P102 35 120 SH SOLE 120 0 0 Unum Provident Corp. COMMON 91529Y106 679 23277 SH SOLE 23277 0 0 Valero Energy COMMON 91913Y100 2719 29034 SH SOLE 28225 0 809 Vaneck Vectors Gold Miners ETF ETF 92189F106 1231 42051 SH SOLE 42051 0 0 Vangard Russell 2000 ETF ETF 92206C664 26 193 SH SOLE 193 0 0 Vanguard 500 ETF ETF 922908363 37 126 SH SOLE 126 0 0 Vanguard Corp Bond ETF ETF 92206C409 4 54 SH SOLE 54 0 0 Vanguard Developed Market ETF ETF 921943858 17372 394290 SH SOLE 391125 0 3165 Vanguard Div Appreciation ETF ETF 921908844 310 2488 SH SOLE 2488 0 0 Vanguard Emerging Market ETF ETF 922042858 8606 193533 SH SOLE 191683 0 1850 Vanguard ESG International Stock ETF ETF 921910725 597 11169 SH SOLE 11169 0 0 Vanguard ESG US Stock ETF ETF 921910733 686 12123 SH SOLE 12123 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 3421 63655 SH SOLE 63655 0 0 Vanguard FTSE Pacific ETF ETF 922042866 12 173 SH SOLE 173 0 0 Vanguard Growth ETF ETF 922908736 142 778 SH SOLE 778 0 0 Vanguard High Dividend Yd ETF ETF 921946406 112 1193 SH SOLE 1193 0 0 Vanguard Info Technology ETF ETF 92204A702 13 55 SH SOLE 55 0 0 Vanguard Interm. Bond Idx ETF ETF 921937819 47 538 SH SOLE 538 0 0 Vanguard Interm-Temp Corp Bd ETF ETF 92206C870 4 45 SH SOLE 45 0 0 Vanguard Large-Cap ETF ETF 922908637 6 43 SH SOLE 43 0 0 Vanguard Mid Cap Etf ETF 922908629 5 27 SH SOLE 27 0 0 Vanguard Mid Cap Value ETF ETF 922908512 52 440 SH SOLE 440 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 42 265 SH SOLE 265 0 0 Vanguard MSCI Europe ETF ETF 922042874 17 287 SH SOLE 287 0 0 Vanguard Muni Bond ETF ETF 922907746 1901 35498 SH SOLE 29160 0 6338 Vanguard REIT ETF ETF 922908553 177 1910 SH SOLE 1910 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 3213 39858 SH SOLE 39460 0 398 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 153 3114 SH SOLE 3114 0 0 Vanguard Small Cap Etf ETF 922908751 24 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 27 134 SH SOLE 134 0 0 Vanguard Small Cap Value ETF ETF 922908611 78 566 SH SOLE 566 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 11742 207532 SH SOLE 204261 0 3271 Vanguard Total Stk Mkt ETF ETF 922908769 2415 14763 SH SOLE 14763 0 0 Vanguard Total U.S. Bond Market ETF ETF 921937835 22817 272078 SH SOLE 268594 0 3484 Vanguard Value Index ETF ETF 922908744 4940 41221 SH SOLE 41221 0 0 Ventas REIT Inc REIT 92276F100 2750 47623 SH SOLE 47158 0 465 Verizon Communications Inc. COMMON 92343V104 5166 84137 SH SOLE 81424 0 2713 Vestas Wind Systems ADR ADR 925458101 129 3830 SH SOLE 3830 0 0 Vgrd Ftse All Wrld Ex US ETF ETF 922042718 9 79 SH SOLE 79 0 0 VIACOMCBS CL COMMON 92556H206 18 432 SH SOLE 432 0 0 Visa Inc COMMON 92826C839 188 999 SH SOLE 999 0 0 VMware Inc Cl A COMMON 928563402 44 292 SH SOLE 292 0 0 Vodafone Group ADR ADR 92857W308 1570 81204 SH SOLE 78706 0 2498 W. P. Carey & Co. LLC COMMON 92936U109 386 4818 SH SOLE 4818 0 0 WABTec COMMON 929740108 6 83 SH SOLE 70 0 13 Walgreens Boots Alli COMMON 931427108 47 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 416 3497 SH SOLE 3497 0 0 Walt Disney Hldg COMMON 254687106 1308 9042 SH SOLE 8845 0 197 Wash Real Est Inv Tr MD REIT REIT 939653101 383 13122 SH SOLE 12493 0 629 Watts Water Technologies COMMON 942749102 172 1725 SH SOLE 1320 0 405 WEC Energy Group COMMON 92939U106 353 3823 SH SOLE 3823 0 0 Wells Fargo & Co COMMON 949746101 47 870 SH SOLE 870 0 0 Welltower Inc REIT REIT 95040Q104 123 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 248 3902 SH SOLE 3902 0 0 Western Union Co COMMON 959802109 1436 53611 SH SOLE 51676 0 1935 Westpac Banking ADR ADR 961214301 93 5475 SH SOLE 5475 0 0 Weyerhaeuser Company COMMON 962166104 1810 59944 SH SOLE 59232 0 712 Whirlpool EQUITIES 963320106 1939 13146 SH SOLE 13081 0 65 Williams Sonoma EQUITIES 969904101 82 1120 SH SOLE 1120 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 2094 43793 SH SOLE 42534 0 1259 Wisdomtree Japan SmCap Div ETF ETF 97717W836 104 1420 SH SOLE 1420 0 0 Wolverine World Wide Inc. EQUITIES 978097103 1591 47152 SH SOLE 46752 0 400 WPP EQUITIES 92937A102 1363 19387 SH SOLE 19387 0 0 Wyndham Destinations Inc EQUITIES 98310W108 25 487 SH SOLE 487 0 0 Wyndham Hotels & Resorts Inc EQUITIES 98311A105 31 487 SH SOLE 487 0 0 Xcel Energy Inc. EQUITIES 98389B100 181 2856 SH SOLE 2114 0 742 Xerox Corp. EQUITIES 98421M106 456 12374 SH SOLE 11143 0 1231 Xylem Inc EQUITIES 98419M100 118 1501 SH SOLE 1501 0 0 Yield10 Bioscience Inc EQUITIES 98585K201 2 9700 SH SOLE 9700 0 0 Yum China Hldgs Inc Com EQUITIES 98850P109 599 12476 SH SOLE 12476 0 0 Zimmer Biomet Holdings Inc. EQUITIES 98956P102 23 153 SH SOLE 153 0 0