Operations Manager

0001393944-19-000004.txt : 20191018 0001393944-19-000004.hdr.sgml : 20191018 20191018090119 ACCESSION NUMBER: 0001393944-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 EFFECTIVENESS DATE: 20191018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 191156817 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 09-30-2019 09-30-2019 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette Operations Manager 8026582668 Jordan Lafayette Burlington VT 10-18-2019 0 453 321703 false INFORMATION TABLE 2 13F.xml 3d Systems Corp COMMON 88554D205 1 100 SH SOLE 100 0 0 3M Company COMMON 88579Y101 106 643 SH SOLE 643 0 0 A F L A C Inc. COMMON 001055102 128 2439 SH SOLE 2439 0 0 Abbott Laboratories COMMON 002824100 940 11235 SH SOLE 11235 0 0 AbbVie Inc. COMMON 00287Y109 533 7036 SH SOLE 7036 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 168 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 6 40 SH SOLE 40 0 0 Accenture Ltd Cl A F COMMON G1151C101 50 261 SH SOLE 261 0 0 Acco Brands Corp COMMON 00081T108 140 14180 SH SOLE 14180 0 0 ACNB Corporation COMMON 000868109 99 2898 SH SOLE 2898 0 0 Activision Inc. COMMON 00507V109 293 5540 SH SOLE 5540 0 0 Agco Corp. COMMON 001084102 945 12488 SH SOLE 11758 0 730 Air Products & Chemicals Inc. COMMON 009158106 177 797 SH SOLE 797 0 0 Alaska Air Group Inc. COMMON 011659109 6 100 SH SOLE 100 0 0 Alcon Inc Ord Shs COMMON H01301128 1 16 SH SOLE 16 0 0 Alibaba Group Hldg COMMON 01609W102 4 26 SH SOLE 26 0 0 Allegion Public Ltd Co COMMON G0176J109 21 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 881 16342 SH SOLE 16342 0 0 Allstate COMMON 020002101 155 1426 SH SOLE 1426 0 0 Alphabet, Inc Cl C COMMON 02079K107 2035 1669 SH SOLE 1624 0 45 Alphabet, Inc. Cl A COMMON 02079K305 443 363 SH SOLE 355 0 8 Altria Group Inc. COMMON 02209S103 19 464 SH SOLE 464 0 0 Amarin Corp Plc New ADR ADR 023111206 16 1025 SH SOLE 1025 0 0 Amazon.Com COMMON 023135106 130 75 SH SOLE 75 0 0 AMC Entertainment COMMON 00165C104 329 30752 SH SOLE 30752 0 0 Amc Networks Inc Cl A COMMON 00164V103 104 2116 SH SOLE 2116 0 0 America Movil L ADR ADR 02364W105 71 4810 SH SOLE 4810 0 0 American Express Company COMMON 025816109 244 2063 SH SOLE 2063 0 0 American Tower REIT REIT 03027X100 20 91 SH SOLE 91 0 0 Amerisource Bergen Corp. COMMON 03073E105 20 248 SH SOLE 248 0 0 Amgen Incorporated COMMON 031162100 197 1016 SH SOLE 1016 0 0 Amkor Technology Inc COMMON 031652100 919 101036 SH SOLE 101036 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 31 3520 SH SOLE 3520 0 0 Anthem Inc COMMON 036752103 40 165 SH SOLE 165 0 0 Apache Corporation COMMON 037411105 13 490 SH SOLE 490 0 0 Apple Inc. COMMON 037833100 2106 9401 SH SOLE 9078 0 323 Aqua America, Inc. COMMON 03836W103 127 2830 SH SOLE 2830 0 0 Archer-Daniels-Midland Inc. COMMON 039483102 165 4016 SH SOLE 3160 0 856 Arrowhead Pharma Inc COMMON 04280A100 13 470 SH SOLE 470 0 0 Astec Industries COMMON 046224101 286 9186 SH SOLE 9186 0 0 AstraZeneca plc ADR ADR 046353108 1328 29798 SH SOLE 29490 0 308 AT&T Inc. COMMON 00206R102 3514 92866 SH SOLE 92866 0 0 Atlas Air Worldwide Hldg COMMON 049164205 154 6105 SH SOLE 5895 0 210 Auto Data Processing COMMON 053015103 269 1665 SH SOLE 1665 0 0 Autoliv Inc COMMON 052800109 5 62 SH SOLE 62 0 0 B & G Foods Inc COMMON 05508R106 332 17553 SH SOLE 17553 0 0 Baidu Inc ADR ADR 056752108 523 5090 SH SOLE 5090 0 0 Ball Corp COMMON 058498106 14 187 SH SOLE 187 0 0 Banco Santander SA ADR ADR 05964H105 8 1918 SH SOLE 1918 0 0 Bank of America Corp COMMON 060505104 97 3338 SH SOLE 3338 0 0 Bank of New York Mellon COMMON 064058100 72 1602 SH SOLE 1602 0 0 Bar Harbor Bankshare COMMON 066849100 14 573 SH SOLE 573 0 0 Baxter International COMMON 071813109 1098 12548 SH SOLE 12548 0 0 BB&T Corp COMMON 054937107 6 116 SH SOLE 116 0 0 BCE Inc. COMMON 05534B760 422 8720 SH SOLE 7784 0 936 Becton Dickinson & Co COMMON 075887109 172 678 SH SOLE 678 0 0 Berkshire Hathaway Cl B COMMON 084670702 1061 5100 SH SOLE 4800 0 300 BHP Billiton Ltd. ADR ADR 088606108 16 333 SH SOLE 333 0 0 Biogen Idec Inc COMMON 09062X103 122 525 SH SOLE 525 0 0 Biomarin Pharmaceutical Inc COMMON 09061G101 13 200 SH SOLE 200 0 0 Black Rock Resources Tr COMMON 09257A108 9 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 29 65 SH SOLE 65 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 20 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 4733 12439 SH SOLE 12403 0 36 Booking Holdings Inc COMMON 09857L108 16 8 SH SOLE 8 0 0 Borg Warner Inc COMMON 099724106 910 24817 SH SOLE 24817 0 0 BP plc ADR ADR 055622104 120 3150 SH SOLE 3150 0 0 Bristol Myers COMMON 110122108 1878 37028 SH SOLE 36369 0 659 Broadridge Finl Solution COMMON 11133T103 87 700 SH SOLE 700 0 0 Canadian Natl Ry Co COMMON 136375102 25 275 SH SOLE 275 0 0 Canon Inc ADR ADR 138006309 21 780 SH SOLE 780 0 0 Capital One Financial COMMON 14040H105 18 200 SH SOLE 200 0 0 CarMax Inc COMMON 143130102 51 584 SH SOLE 584 0 0 Caterpillar COMMON 149123101 1726 13668 SH SOLE 13668 0 0 CBRE Group Inc COMMON 12504L109 187 3525 SH SOLE 3525 0 0 CBS Corp Cl B COMMON 124857202 11 271 SH SOLE 271 0 0 CDK Global Inc COMMON 12508E101 19 400 SH SOLE 400 0 0 Celgene Corporation COMMON 151020104 43 429 SH SOLE 429 0 0 Centerpoint Energy Inc COMMON 15189T107 185 6146 SH SOLE 5146 0 1000 CenturyLink Inc COMMON 156700106 280 22455 SH SOLE 22455 0 0 Cerner Corp COMMON 156782104 16 240 SH SOLE 240 0 0 Charter Communications Inc COMMON 16119P108 266 645 SH SOLE 645 0 0 Chemed Corp. COMMON 16359R103 2252 5392 SH SOLE 5392 0 0 Chemours Co LLC COMMON 163851108 17 1107 SH SOLE 1107 0 0 Chevron Corp. COMMON 166764100 822 6934 SH SOLE 6934 0 0 China Automotive Systems Inc COMMON 16936R105 112 54774 SH SOLE 54774 0 0 Chubb Limited COMMON H1467J104 156 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 124 817 SH SOLE 817 0 0 Cincinnati Financial Corp COMMON 172062101 46 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3779 76475 SH SOLE 74233 0 2242 Citigroup COMMON 172967424 600 8686 SH SOLE 8516 0 170 CME Group Inc. COMMON 12572Q105 738 3493 SH SOLE 3493 0 0 Coca-Cola Co COMMON 191216100 2846 52269 SH SOLE 50563 0 1706 Colgate-Palmolive COMMON 194162103 146 1980 SH SOLE 1980 0 0 Comcast Corp. COMMON 20030N101 57 1254 SH SOLE 1254 0 0 Comerica Incorporated COMMON 200340107 132 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 909 14736 SH SOLE 13836 0 900 Companhia de Saneamento ADR ADR 20441A102 25 2092 SH SOLE 2092 0 0 Conoco Phillips COMMON 20825C104 831 14580 SH SOLE 14580 0 0 Consolidated Edison Inc. COMMON 209115104 230 2439 SH SOLE 2339 0 100 Constellation Brand Cl Aclass A COMMON 21036P108 21 100 SH SOLE 100 0 0 Constellation Software Inc COMMON 21037X100 31 31 SH SOLE 31 0 0 Corning COMMON 219350105 4295 150591 SH SOLE 149922 0 669 Corp Office Pptys REIT REIT 22002T108 22 743 SH SOLE 743 0 0 Corteva Inc com COMMON 22052L104 34 1228 SH SOLE 1228 0 0 Costco COMMON 22160K105 3276 11370 SH SOLE 11270 0 100 Credit Acceptance Corp COMMON 225310101 25 54 SH SOLE 54 0 0 Cronos Group Inc COMMON 22717L101 3 300 SH SOLE 300 0 0 CSX Corp COMMON 126408103 73 1053 SH SOLE 1053 0 0 CVS Corp COMMON 126650100 740 11733 SH SOLE 11733 0 0 Danaher Corp COMMON 235851102 22 150 SH SOLE 150 0 0 Deep Value ETF ETF 26922A701 62 2036 SH SOLE 2036 0 0 Deere & Company COMMON 244199105 482 2855 SH SOLE 2855 0 0 Devon Energy Corp COMMON 25179M103 323 13443 SH SOLE 13443 0 0 Diageo PLC ADR ADR 25243Q205 10 59 SH SOLE 59 0 0 Digital Realty Trust REIT REIT 253868103 497 3827 SH SOLE 3827 0 0 Dominion Resources COMMON 25746U109 320 3954 SH SOLE 3038 0 916 Dover Corporation COMMON 260003108 50 500 SH SOLE 500 0 0 Dow In COMMON 260557103 173 3636 SH SOLE 3636 0 0 Dr Reddys Labs ADR ADR 256135203 490 12931 SH SOLE 11815 0 1116 Dropbox Inc Cl A COMMON 26210C104 3 172 SH SOLE 172 0 0 DTE Energy Co COMMON 233331883 0 1 SH SOLE 1 0 0 Duke Energy Corp. COMMON 26441C204 2714 28310 SH SOLE 28310 0 0 DXC Technology Company COMMON 23355L106 3 103 SH SOLE 103 0 0 E I DuPont COMMON 26614N102 147 2057 SH SOLE 2057 0 0 East West Bancorp COMMON 27579R104 946 21359 SH SOLE 21359 0 0 Eastman Chemical Co. COMMON 277432100 15 200 SH SOLE 200 0 0 Eaton Corp. COMMON G29183103 153 1843 SH SOLE 1843 0 0 Ecolab Inc. COMMON 278865100 52 263 SH SOLE 263 0 0 Edison International COMMON 281020107 70 933 SH SOLE 104 0 829 Eli Lilly & Co. COMMON 532457108 566 5057 SH SOLE 5057 0 0 Embraer S.A. COMMON 29082A107 670 38842 SH SOLE 38460 0 382 Emerson Electric Co. COMMON 291011104 1660 24830 SH SOLE 23980 0 850 Equity Residential Prop. REIT REIT 29476L107 397 4598 SH SOLE 4598 0 0 ETFMG Alternative Harvest ETF COMMON 26924G508 55 2662 SH SOLE 2662 0 0 Etho Climate Leader US ETF ETF 26924G888 89 2250 SH SOLE 2250 0 0 Exelon Corp. COMMON 30161N101 24 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 61 825 SH SOLE 825 0 0 Exxon Mobil Corporation COMMON 30231G102 1702 24104 SH SOLE 22719 0 1385 Facebook Inc Class A COMMON 30303M102 96 541 SH SOLE 541 0 0 Fedex Corporation COMMON 31428X106 234 1607 SH SOLE 1607 0 0 First Bancorp Inc Me COMMON 31866P102 20 710 SH SOLE 710 0 0 First Solar Inc COMMON 336433107 1028 17714 SH SOLE 17714 0 0 Flex Ltd. COMMON Y2573F102 1300 124266 SH SOLE 123571 0 695 Fortinet Inc COMMON 34959E109 32 415 SH SOLE 415 0 0 Fortune Brands Home & Security COMMON 34964C106 17 306 SH SOLE 306 0 0 Francescas Holdings Corp COMMON 351793203 45 3200 SH SOLE 3200 0 0 General Dynamics Corp. COMMON 369550108 27 149 SH SOLE 149 0 0 General Electric Co. COMMON 369604103 1085 121318 SH SOLE 114803 0 6515 General Mills, Inc. COMMON 370334104 103 1866 SH SOLE 1866 0 0 General Motors COMMON 37045V100 14 369 SH SOLE 369 0 0 Genuine Parts Co COMMON 372460105 25 250 SH SOLE 250 0 0 Gilead Sciences Inc COMMON 375558103 403 6355 SH SOLE 6355 0 0 Glaxo Smithkline ADR ADR 37733W105 1497 35082 SH SOLE 35082 0 0 Global Payments Inc COMMON 37940X102 53 334 SH SOLE 334 0 0 Goldman Sachs Group Inc COMMON 38141G104 241 1163 SH SOLE 1163 0 0 Gopro Inc COMMON 38268T103 0 5 SH SOLE 5 0 0 Gossamer Bio Inc. COMMON 38341P102 2 140 SH SOLE 140 0 0 Guggenheim S&P 500 Weight Materials COMMON 46137V316 15 142 SH SOLE 142 0 0 Guggenheim S&P Global Water Index COMMON 46138E263 7 195 SH SOLE 195 0 0 Gw Pharmaceutic Plc COMMON 36197T103 3 30 SH SOLE 30 0 0 Halliburton Company COMMON 406216101 42 2215 SH SOLE 2215 0 0 Hanesbrands Inc. COMMON 410345102 1313 85685 SH SOLE 81987 0 3698 Hannon Armstrong Sus REIT REIT 41068X100 4 130 SH SOLE 130 0 0 Harsco COMMON 415864107 238 12566 SH SOLE 12566 0 0 Hasbro Inc COMMON 418056107 16 134 SH SOLE 134 0 0 Hershey Foods Corp COMMON 427866108 140 906 SH SOLE 906 0 0 Hewlett Packard Ente COMMON 42824C109 18 1200 SH SOLE 1200 0 0 Hewlett-Packard Co. COMMON 40434L105 24 1255 SH SOLE 1255 0 0 Home Depot COMMON 437076102 191 824 SH SOLE 824 0 0 Honda Motor Co. ADR ADR 438128308 95 3655 SH SOLE 3655 0 0 Honeywell International COMMON 438516106 226 1334 SH SOLE 1334 0 0 Hope Bancorp Inc COMMON 43940T109 105 7325 SH SOLE 7325 0 0 HSBC Holdings PLC ADR ADR 404280406 31 809 SH SOLE 809 0 0 Humana COMMON 444859102 458 1793 SH SOLE 1793 0 0 IBM Corp. COMMON 459200101 2545 17499 SH SOLE 16820 0 679 IdaCorp Inc. COMMON 451107106 59 521 SH SOLE 521 0 0 Idexx Labs Inc. COMMON 45168D104 19 71 SH SOLE 71 0 0 Illinois Tool Works COMMON 452308109 183 1170 SH SOLE 1170 0 0 Imperial Oil Ltd COMMON 453038408 95 3645 SH SOLE 3645 0 0 India Fund COMMON 454089103 61 2958 SH SOLE 2958 0 0 Ingersoll Rand Co. Cl A COMMON G47791101 190 1545 SH SOLE 1545 0 0 Integer Holdings Corp COMMON 45826H109 1077 14252 SH SOLE 13977 0 275 Intel Corp. COMMON 458140100 953 18501 SH SOLE 18501 0 0 Interface Inc COMMON 458665304 80 5526 SH SOLE 5526 0 0 Intuit COMMON 461202103 23 87 SH SOLE 87 0 0 Invesco Global Water ETF ETF 46138E651 8 300 SH SOLE 300 0 0 iShares Core International ETF ETF 46435G672 2 34 SH SOLE 34 0 0 iShares DJ US Financial ETF ETF 464287788 71 554 SH SOLE 554 0 0 iShares Dow J. Healthcare ETF ETF 464287762 124 654 SH SOLE 654 0 0 iShares Floating Rate ETF ETF 46429B655 48 939 SH SOLE 939 0 0 Ishares Gold ETF ETF 464285105 288 20411 SH SOLE 20411 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 27 237 SH SOLE 237 0 0 iShares MSCI Brazil Free Index ETF ETF 464286400 5 125 SH SOLE 125 0 0 iShares MSCI EAFE ETF ETF 464287465 369 5654 SH SOLE 5654 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 366 11254 SH SOLE 11254 0 0 iShares MSCI Emerging Market ETF ETF 464287234 14 349 SH SOLE 349 0 0 iShares MSCI Japan Index ETF ETF 46434G822 25 437 SH SOLE 437 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 167 4605 SH SOLE 4605 0 0 iShares NASDAQ Biotech ETF ETF 464287556 853 8577 SH SOLE 8352 0 225 iShares Russell 2000 Growth ETF ETF 464287648 10 54 SH SOLE 54 0 0 Ishares Russell 2000 Value ETF ETF 464287630 18 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 44 314 SH SOLE 314 0 0 iShares Russell Midcap Val. Idx ETF ETF 464287473 17 187 SH SOLE 187 0 0 iShares S&P 500 Index ETF ETF 464287200 347 1164 SH SOLE 1164 0 0 iShares S&P Midcap 400 Index ETF ETF 464287507 84 434 SH SOLE 434 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 22 99 SH SOLE 99 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 224 2876 SH SOLE 2150 0 726 iShares Select Dividend Idx ETF ETF 464287168 95 932 SH SOLE 932 0 0 iShares Silver Trust ETF ETF 46428Q109 2 136 SH SOLE 136 0 0 iShares TIPS Bond ETF ETF 464287176 819 7041 SH SOLE 6731 0 310 iShares Tr China 25 Index ETF ETF 464287184 45 1128 SH SOLE 1128 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 119 583 SH SOLE 583 0 0 Ishares Tr Intrm Tr Crp Etf ETF 464288638 63 1080 SH SOLE 1080 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 81 1876 SH SOLE 1876 0 0 Ishares Trust Russell 2000 Indx ETF ETF 464287655 12 78 SH SOLE 78 0 0 J M Smuckers Co. COMMON 832696405 0 4 SH SOLE 4 0 0 Jacobs Engineering Group COMMON 469814107 28 303 SH SOLE 303 0 0 JetBlue Airways Corp. COMMON 477143101 25 1485 SH SOLE 1485 0 0 JinkoSolar Hldg ADR ADR 47759T100 26 1657 SH SOLE 1657 0 0 Johnson & Johnson COMMON 478160104 1716 13264 SH SOLE 12510 0 754 JP Morgan Chase & Co COMMON 46625H100 2162 18369 SH SOLE 17812 0 557 Kansas City Southern COMMON 485170302 27 202 SH SOLE 202 0 0 Kilroy Realty Corp Reit REIT 49427F108 53 680 SH SOLE 680 0 0 Kimberly-Clark Corp. COMMON 494368103 225 1585 SH SOLE 1585 0 0 KKR & Co LP COMMON 48251W104 13 500 SH SOLE 500 0 0 KLA-Tencor Corporation COMMON 482480100 46 290 SH SOLE 290 0 0 Kohls Corp. COMMON 500255104 7 135 SH SOLE 135 0 0 Kon Philips Electric NV COMMON 500472303 157 3398 SH SOLE 3398 0 0 Korea Elec Power Co COMMON 500631106 110 10142 SH SOLE 10142 0 0 Kraft Heinz Company COMMON 500754106 697 24948 SH SOLE 23768 0 1180 KraneShares CSI China Internet ETF ETF 500767306 25 593 SH SOLE 593 0 0 Laboratory Corp of America Hlds COMMON 50540R409 179 1065 SH SOLE 970 0 95 Liberty Broadband Corp COMMON 530307305 18 174 SH SOLE 174 0 0 Liberty Formula One Group COMMON 531229854 26 631 SH SOLE 631 0 0 Lowes Companies Inc. COMMON 548661107 68 618 SH SOLE 618 0 0 Luckin Coffee Inc COMMON 54951L109 4 220 SH SOLE 220 0 0 M K S Instruments Inc. COMMON 55306N104 685 7425 SH SOLE 7425 0 0 Marathon Petroleum Corp COMMON 56585A102 118 1936 SH SOLE 1936 0 0 Marsh & McLennan Co's COMMON 571748102 16 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 51 189 SH SOLE 189 0 0 Mattel Inc COMMON 577081102 267 23427 SH SOLE 23427 0 0 McDermott International Inc. COMMON 580037703 5 2372 SH SOLE 2372 0 0 McDonald's Corp COMMON 580135101 375 1745 SH SOLE 1745 0 0 McKesson Corp. COMMON 58155Q103 1254 9173 SH SOLE 8615 0 558 Medtronic Inc. COMMON G5960L103 1494 13750 SH SOLE 13393 0 357 Melco Resorts & Enertain ADR ADR 585464100 701 36091 SH SOLE 36091 0 0 Merck COMMON 58933Y105 2225 26432 SH SOLE 25395 0 1037 Micron Technology COMMON 595112103 13 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 6801 48915 SH SOLE 47840 0 1075 Mohawk Industries Inc COMMON 608190104 186 1496 SH SOLE 1383 0 113 Mondelez Int'l Inc. COMMON 609207105 825 14910 SH SOLE 14455 0 455 Morgan Stanley Dean Witter COMMON 617446448 13 312 SH SOLE 312 0 0 National Grid Plc ADR ADR 636274409 329 6082 SH SOLE 6082 0 0 National Oilwell Varco COMMON 637071101 183 8627 SH SOLE 8627 0 0 National Storage Aff REIT REIT 637870106 7 200 SH SOLE 200 0 0 Natus Medical Incorporated COMMON 639050103 38 1200 SH SOLE 1200 0 0 NCR Corporation COMMON 62886E108 2039 64613 SH SOLE 63027 0 1586 New Oriental Ed ADR ADR 647581107 32 285 SH SOLE 285 0 0 Newell Rubbermaid COMMON 651229106 8 450 SH SOLE 0 0 450 Nextera Energy COMMON 65339F101 309 1326 SH SOLE 1326 0 0 Nextgen Healthcare Inc COMMON 65343C102 150 9580 SH SOLE 9580 0 0 Nike, Inc. COMMON 654106103 24 260 SH SOLE 260 0 0 Nisource Inc. COMMON 65473P105 29 974 SH SOLE 974 0 0 Norfolk Southern COMMON 655844108 250 1391 SH SOLE 1391 0 0 Northrop Grumman Corp COMMON 666807102 240 641 SH SOLE 641 0 0 Novartis Ag ADR ADR 66987V109 80 924 SH SOLE 924 0 0 Nucor Corp COMMON 670346105 14 280 SH SOLE 280 0 0 Nutrien Ltd COMMON 67077M108 458 9188 SH SOLE 8959 0 229 Nuveen Muni Value Fd Inc. COMMON 670928100 70 6640 SH SOLE 0 0 6640 Nvent Electric Plc Shs COMMON G6700G107 38 1725 SH SOLE 1525 0 200 Nvidia Corp COMMON 67066G104 12 68 SH SOLE 68 0 0 Occidental Petroleum Corp. COMMON 674599105 8 175 SH SOLE 175 0 0 Oceaneering Int'l Inc COMMON 675232102 67 4967 SH SOLE 4967 0 0 Omega Hlthcare Invs Inc COMMON 681936100 7 175 SH SOLE 175 0 0 Oneok Inc New COMMON 682680103 1435 19477 SH SOLE 19477 0 0 Oracle COMMON 68389X105 59 1080 SH SOLE 1080 0 0 P P G Industries Inc. COMMON 693506107 266 2243 SH SOLE 2243 0 0 Parker Hannifin Corp COMMON 701094104 104 575 SH SOLE 575 0 0 Paypal Holdings COMMON 70450Y103 8 75 SH SOLE 75 0 0 Pentair PLC COMMON G7S00T104 125 3308 SH SOLE 3108 0 200 Peoples United Finl Inc COMMON 712704105 3086 197408 SH SOLE 195756 0 1652 Pepsico, Inc. COMMON 713448108 600 4374 SH SOLE 4374 0 0 Pfizer Inc. COMMON 717081103 4206 117059 SH SOLE 115105 0 1954 Philip Morris Intl Inc COMMON 718172109 22 287 SH SOLE 287 0 0 Phillips 66 SHS COMMON 718546104 825 8059 SH SOLE 8059 0 0 Plantronics Inc. COMMON 727493108 646 17307 SH SOLE 17307 0 0 PNC Financial Services Group Inc. COMMON 693475105 245 1751 SH SOLE 1751 0 0 Powershares FTSE RAFI ETF ETF 46137V613 63 535 SH SOLE 535 0 0 PPL Corporation COMMON 69351T106 15 466 SH SOLE 466 0 0 Procter & Gamble COMMON 742718109 1934 15551 SH SOLE 15093 0 458 Proshares S&P 500 Ex Energy ETF ETF 74347B581 61 961 SH SOLE 961 0 0 Prudential Financial Inc. COMMON 744320102 21 231 SH SOLE 231 0 0 Public Storage, Inc. COMMON 74460D109 83 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 225 3620 SH SOLE 3620 0 0 Qorvo Inc COMMON 74736K101 1230 16587 SH SOLE 16587 0 0 Qualcomm Inc. COMMON 747525103 19 250 SH SOLE 250 0 0 Raytheon Company New COMMON 755111507 84 430 SH SOLE 430 0 0 Republic Services Inc COMMON 760759100 72 837 SH SOLE 837 0 0 Rockwell Automation COMMON 773903109 210 1272 SH SOLE 1272 0 0 Royal Dutch Shell ADR ADR 780259206 2404 40857 SH SOLE 40442 0 415 Royce Micro-Cap Trust COMMON 780915104 28 3502 SH SOLE 3502 0 0 Rydex S&P 500 Eq Wgt ETF ETF 46137V357 70 645 SH SOLE 645 0 0 Sabre Corporation COMMON 78573M104 1340 59849 SH SOLE 59849 0 0 Salesforce Com COMMON 79466L302 67 450 SH SOLE 450 0 0 Schlumberger Limited COMMON 806857108 1107 32388 SH SOLE 32223 0 165 Schwab Emerging Mkt ETF ETF 808524706 107 4261 SH SOLE 4261 0 0 Schwab Intermediate US Treasury ETF COMMON 808524854 221 3969 SH SOLE 3969 0 0 Schwab Int'l Equity ETF ETF 808524805 6946 218015 SH SOLE 216891 0 1124 Schwab Large Cap Value Indx ETF ETF 808524409 44 773 SH SOLE 773 0 0 Schwab U.S. Bond ETF ETF 808524839 532 9873 SH SOLE 9467 0 406 Schwab U.S. Broad Market ETF ETF 808524102 50503 711105 SH SOLE 707700 0 3405 Schwab US Reit ETF ETF 808524847 1 20 SH SOLE 20 0 0 Seagate Technology PLC COMMON G7945M107 4873 90591 SH SOLE 88011 0 2580 Sector SPDR Tech Select Shares COMMON 81369Y803 185 2294 SH SOLE 2294 0 0 Sempra Energy COMMON 816851109 22 151 SH SOLE 151 0 0 Sherwin Williams COMMON 824348106 58 105 SH SOLE 105 0 0 Silicon Motion Tech ADR ADR 82706C108 23 660 SH SOLE 660 0 0 SK Telecom Ltd ADR ADR 78440P108 17 748 SH SOLE 748 0 0 Skywest Inc COMMON 830879102 666 11603 SH SOLE 11603 0 0 Skyworks Solutions Inc. COMMON 83088M102 33 421 SH SOLE 421 0 0 Snap Inc COMMON 83304A106 3 200 SH SOLE 200 0 0 Sonoco Products COMMON 835495102 376 6467 SH SOLE 5700 0 767 Sony Corp. ADR ADR 835699307 1735 29350 SH SOLE 29350 0 0 Southern Company COMMON 842587107 325 5265 SH SOLE 4887 0 378 SPDR Consumer Disc Select ETF ETF 81369Y407 36 302 SH SOLE 302 0 0 SPDR DJ Wilshire Intl Real Est. ETF ETF 78463X863 3 78 SH SOLE 78 0 0 SPDR Gold Trust ETF ETF 78463V107 1301 9368 SH SOLE 9368 0 0 SPDR MSCI EAFE Fsl Fuel Fr ETF ETF 78470E106 705 10397 SH SOLE 10397 0 0 SPDR MSCI Emerg Fsl Fl Free ETF ETF 78470E205 430 7181 SH SOLE 7181 0 0 SPDR Nuveen Barclays Muni Bd ETF ETF 78468R721 4 78 SH SOLE 78 0 0 SPDR S&P 500 ETF ETF 78462F103 980 3301 SH SOLE 2387 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 1082 14888 SH SOLE 14888 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 27 438 SH SOLE 438 0 0 SPDR S&P Biotech ETF ETF 78464A870 332 4359 SH SOLE 4359 0 0 SPDR S&P Dividend ETF ETF 78464A763 120 1172 SH SOLE 1172 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 176 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 48 742 SH SOLE 742 0 0 SPDR SSGA Gender Diversity ETF ETF 78468R747 10 140 SH SOLE 140 0 0 Spotify Technology SA COMMON L8681T102 5 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 38 520 SH SOLE 520 0 0 Starbucks COMMON 855244109 122 1382 SH SOLE 1382 0 0 Stericycle Inc COMMON 858912108 1563 30681 SH SOLE 30174 0 507 Steris Corp. COMMON G8473T100 217 1500 SH SOLE 1500 0 0 Stryker Corp. COMMON 863667101 47 215 SH SOLE 215 0 0 Suncor Energy Inc. COMMON 867224107 10 324 SH SOLE 324 0 0 Synchrony Financial COMMON 87165B103 1073 31481 SH SOLE 31481 0 0 Synthorx Inc COMMON 87167A103 8 498 SH SOLE 498 0 0 Sysco Corp. COMMON 871829107 165 2075 SH SOLE 2075 0 0 T. Rowe Price Associates COMMON 74144T108 47 410 SH SOLE 410 0 0 Taiwan Semiconductor ADR ADR 874039100 3536 76067 SH SOLE 75026 0 1041 Target Corp. COMMON 87612E106 38 360 SH SOLE 170 0 190 Tata Motors Ltd ADR ADR 876568502 611 72852 SH SOLE 71099 0 1753 Telefonica ADR ADR 879382208 28 3676 SH SOLE 3676 0 0 Teradata Corp COMMON 88076W103 139 4492 SH SOLE 4492 0 0 Terex Corp COMMON 880779103 836 32197 SH SOLE 32197 0 0 Terra Tech Corp COMMON 88102J209 0 590 SH SOLE 590 0 0 Tesla Motors COMMON 88160R101 3 12 SH SOLE 12 0 0 Tetra Tech Inc COMMON 88162G103 13 146 SH SOLE 146 0 0 Teva Pharma Ind ADR ADR 881624209 209 30318 SH SOLE 30318 0 0 Texas Instruments Inc. COMMON 882508104 65 500 SH SOLE 500 0 0 The Charles Schwab Corp. COMMON 808513105 4815 115098 SH SOLE 112669 0 2429 The Travelers Companies Inc. COMMON 89417E109 997 6706 SH SOLE 6506 0 200 Thermo Fisher Scientific COMMON 883556102 111 380 SH SOLE 380 0 0 Thomson Reuters Corp COMMON 884903709 155 2311 SH SOLE 2311 0 0 Thor Industries Inc COMMON 885160101 642 11327 SH SOLE 11327 0 0 Tilray Inc COMMON 88688T100 1 59 SH SOLE 59 0 0 Titan International Inc COMMON 88830M102 101 37585 SH SOLE 37585 0 0 TJX Companies Inc COMMON 872540109 13 230 SH SOLE 230 0 0 Tootsie Roll Inds COMMON 890516107 10 269 SH SOLE 269 0 0 Toronto-Dominion Bank COMMON 891160509 768 13188 SH SOLE 13188 0 0 TransCanada Corp. COMMON 87807B107 266 5140 SH SOLE 5140 0 0 Travelcenters of America COMMON 89421B109 61 4962 SH SOLE 4962 0 0 Triumph Group Inc COMMON 896818101 837 36568 SH SOLE 36568 0 0 U S Bancorp COMMON 902973304 58 1050 SH SOLE 1050 0 0 U S X-US Steel Group COMMON 912909108 5 450 SH SOLE 450 0 0 UDR Inc COMMON 902653104 85 1750 SH SOLE 1750 0 0 Ultra Petroleum Corp COMMON 903914208 0 545 SH SOLE 545 0 0 Unilever NV COMMON 904784709 43 721 SH SOLE 721 0 0 Unilever PLC ADR ADR 904767704 83 1386 SH SOLE 1386 0 0 Union Pacific COMMON 907818108 202 1244 SH SOLE 1020 0 224 United Continental Holdings Inc COMMON 910047109 25 282 SH SOLE 282 0 0 United Parcel Service COMMON 911312106 26 215 SH SOLE 30 0 185 United Rentals Inc COMMON 911363109 29 235 SH SOLE 235 0 0 United Technologies Corp. COMMON 913017109 297 2176 SH SOLE 2176 0 0 Unitedhealth Group Inc. COMMON 91324P102 26 120 SH SOLE 120 0 0 Unum Provident Corp. COMMON 91529Y106 580 19529 SH SOLE 19529 0 0 Valero Energy COMMON 91913Y100 2536 29749 SH SOLE 28940 0 809 Vaneck Vectors Gold Miners ETF ETF 92189F106 1123 42051 SH SOLE 42051 0 0 Vangard Russell 2000 ETF ETF 92206C664 15 126 SH SOLE 126 0 0 Vanguard Developed Market ETF ETF 921943858 14810 360524 SH SOLE 357907 0 2617 Vanguard Div Appreciation ETF ETF 921908844 258 2153 SH SOLE 2153 0 0 Vanguard Emerging Market ETF ETF 922042858 7350 182564 SH SOLE 180893 0 1671 Vanguard ESG International Stock ETF ETF 921910725 386 7841 SH SOLE 7841 0 0 Vanguard ESG US Stock ETF ETF 921910733 426 8213 SH SOLE 8213 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 3146 63049 SH SOLE 63049 0 0 Vanguard FTSE Pacific ETF ETF 922042866 11 173 SH SOLE 173 0 0 Vanguard Growth ETF ETF 922908736 129 778 SH SOLE 778 0 0 Vanguard High Dividend Yd ETF ETF 921946406 85 956 SH SOLE 956 0 0 Vanguard Info Technology ETF ETF 92204A702 16 74 SH SOLE 74 0 0 Vanguard Interm. Bond Idx ETF ETF 921937819 47 538 SH SOLE 538 0 0 Vanguard Mid Cap Value ETF ETF 922908512 47 413 SH SOLE 413 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 39 264 SH SOLE 264 0 0 Vanguard MSCI Europe ETF ETF 922042874 15 287 SH SOLE 287 0 0 Vanguard Muni Bond ETF ETF 922907746 1484 27669 SH SOLE 21647 0 6022 Vanguard REIT ETF ETF 922908553 177 1895 SH SOLE 1895 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 3503 43365 SH SOLE 43099 0 266 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 188 3836 SH SOLE 3836 0 0 Vanguard Small Cap Etf ETF 922908751 22 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 24 134 SH SOLE 134 0 0 Vanguard Small Cap Value ETF ETF 922908611 2226 17274 SH SOLE 17274 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 9923 168669 SH SOLE 166592 0 2077 Vanguard Total Stk Mkt ETF ETF 922908769 2217 14680 SH SOLE 14645 0 35 Vanguard Total U.S. Bond Market ETF ETF 921937835 21145 250441 SH SOLE 248125 0 2316 Vanguard Value Index ETF ETF 922908744 4586 41088 SH SOLE 41088 0 0 Ventas REIT Inc REIT 92276F100 3487 47747 SH SOLE 47282 0 465 Verizon Communications Inc. COMMON 92343V104 5035 83409 SH SOLE 81135 0 2274 Vestas Wind Sys A/S Adrf COMMON 925458101 51 1983 SH SOLE 1983 0 0 Vgrd Ftse All Wrld Ex US ETF ETF 922042718 8 79 SH SOLE 79 0 0 Viacom Cl B COMMON 92553P201 7 271 SH SOLE 271 0 0 Visa Inc COMMON 92826C839 172 999 SH SOLE 999 0 0 VMware Inc Cl A COMMON 928563402 44 292 SH SOLE 292 0 0 Vodafone Group ADR ADR 92857W308 1637 82220 SH SOLE 80555 0 1665 W. P. Carey & Co. LLC COMMON 92936U109 433 4833 SH SOLE 4833 0 0 WABTec COMMON 929740108 13 177 SH SOLE 164 0 13 Walgreens Boots Alli COMMON 931427108 44 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 391 3297 SH SOLE 3297 0 0 Walt Disney Hldg COMMON 254687106 1164 8932 SH SOLE 8735 0 197 Wash Real Est Inv Tr MD REIT REIT 939653101 391 14302 SH SOLE 13673 0 629 Watts Water Technologies COMMON 942749102 162 1725 SH SOLE 1725 0 0 WEC Energy Group COMMON 92939U106 364 3823 SH SOLE 3823 0 0 Weight Watchers International Inc COMMON 98262P101 18 465 SH SOLE 465 0 0 Wells Fargo & Co COMMON 949746101 14 270 SH SOLE 270 0 0 Welltower Inc REIT REIT 95040Q104 136 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 233 3902 SH SOLE 3902 0 0 Western Union Co COMMON 959802109 1269 54760 SH SOLE 52825 0 1935 Westpac Banking ADR ADR 961214301 109 5475 SH SOLE 5475 0 0 Weyerhaeuser Company COMMON 962166104 1650 59576 SH SOLE 58864 0 712 Whirlpool COMMON 963320106 2104 13287 SH SOLE 13222 0 65 Williams Sonoma COMMON 969904101 76 1120 SH SOLE 1120 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 2199 49645 SH SOLE 48388 0 1257 Wisdomtree Japan SmCap Div ETF ETF 97717W836 98 1420 SH SOLE 1420 0 0 Wolverine World Wide Inc. COMMON 978097103 1350 47756 SH SOLE 47356 0 400 WPP COMMON 92937A102 588 9400 SH SOLE 9400 0 0 Wyndham Destinations Inc COMMON 98310W108 22 487 SH SOLE 487 0 0 Wyndham Hotels & Resorts Inc COMMON 98311A105 25 487 SH SOLE 487 0 0 Xcel Energy Inc. COMMON 98389B100 185 2856 SH SOLE 2114 0 742 Xerox Corp. COMMON 98421M106 376 12574 SH SOLE 11343 0 1231 Xylem Inc COMMON 98419M100 120 1501 SH SOLE 1501 0 0 Yield10 Bioscience Inc COMMON 98585K201 5 9700 SH SOLE 9700 0 0 Yum China Hldgs Inc Com COMMON 98850P109 370 8148 SH SOLE 8148 0 0 Zimmer Biomet Holdings Inc. COMMON 98956P102 21 153 SH SOLE 153 0 0