Head of Operations

0001393944-15-000007.txt : 20151112 0001393944-15-000007.hdr.sgml : 20151112 20151112132719 ACCESSION NUMBER: 0001393944-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 151223218 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001393944 XXXXXXXX 09-30-2015 09-30-2015 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Sven Eklof Head of Operations 8026582668 Sven Eklof Burlington VT 11-12-2015 0 464 207801 false INFORMATION TABLE 2 13F.xml HANSON 13F 3M Company Common 88579Y101 252 1775 SH SOLE 1775 0 0 A F L A C Inc. Common 001055102 20 350 SH SOLE 350 0 0 Abbott Laboratories Common 002824100 400 9956 SH SOLE 9956 0 0 AbbVie Inc. Common 00287Y109 306 5627 SH SOLE 5627 0 0 Aberdeen Singapore Fund Inc. Common 003244100 2 225 SH SOLE 225 0 0 Accenture Ltd Cl A F Common G1151C101 17 170 SH SOLE 170 0 0 Acco Brands Corp Common 00081T108 479 67715 SH SOLE 67715 0 0 Ace Ltd Common H0023R105 10 100 SH SOLE 100 0 0 ACNB Corporation Common 000868109 130 6229 SH SOLE 6229 0 0 Aetna Inc. Common 00817Y108 4 38 SH SOLE 38 0 0 Affiliated Managers Group Common 008252108 5 28 SH SOLE 28 0 0 Agco Corp. Common 001084102 704 15105 SH SOLE 14515 0 590 Agrium Inc Common 008916108 63 700 SH SOLE 700 0 0 Air Products & Chemicals Inc. Common 009158106 110 861 SH SOLE 861 0 0 Alliant Energy Corp Common 018802108 663 11330 SH SOLE 11330 0 0 Allstate Common 020002101 115 1982 SH SOLE 1982 0 0 Alphabet, Inc. Common 38259P508 141 221 SH SOLE 221 0 0 Alphabet, Inc. Common 38259P706 1328 2182 SH SOLE 2145 0 37 ALPS Alerian MLP ETF ETF 00162Q866 3 252 SH SOLE 252 0 0 Altria Group Inc. Common 02209S103 18 323 SH SOLE 323 0 0 Amarin Corp Plc New ADR ADR 023111206 2 1075 SH SOLE 1075 0 0 Amazon.Com Common 023135106 57 112 SH SOLE 112 0 0 Amedisys Inc Common 023436108 14 365 SH SOLE 365 0 0 Amer Electric Pwr Co Inc Common 025537101 30 521 SH SOLE 521 0 0 America Movil L sh ADR ADR 02364W105 420 25352 SH SOLE 25352 0 0 American Express Company Common 025816109 210 2831 SH SOLE 2831 0 0 Amerisource Bergen Corp. Common 03073E105 56 589 SH SOLE 589 0 0 Amgen Incorporated Common 031162100 125 901 SH SOLE 901 0 0 Amkor Technology Inc Common 031652100 808 179905 SH SOLE 179905 0 0 Anacor Pharmaceuticals Common 032420101 61 515 SH SOLE 515 0 0 Andrea Electronics Corp. Common 61748A189 0 4800 SH SOLE 4800 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 41 4140 SH SOLE 4140 0 0 Anthem Inc Common 036752103 28 200 SH SOLE 200 0 0 Apache Corporation Common 037411105 110 2815 SH SOLE 2815 0 0 Apple Inc. Common 037833100 884 8019 SH SOLE 8019 0 0 Apricus Biosciences Inc Common 03832V109 1 1000 SH SOLE 1000 0 0 Aqua America, Inc. Common 03836W103 75 2830 SH SOLE 2830 0 0 Archer-Daniels-Midland Inc. Common 039483102 253 6116 SH SOLE 5116 0 1000 Arrowhead Research New Common 042797209 3 470 SH SOLE 470 0 0 Astec Industries Common 046224101 796 23748 SH SOLE 23555 0 193 AstraZeneca plc ADR ADR 046353108 1083 34040 SH SOLE 34040 0 0 AT&T Inc. Common 00206R102 2030 62310 SH SOLE 62310 0 0 Athenahealth Inc Common 04685W103 67 500 SH SOLE 500 0 0 Atlas Air Worldwide Hldg Common 049164205 378 10940 SH SOLE 10765 0 175 Auto Data Processing Common 053015103 8 100 SH SOLE 100 0 0 Avon Products Inc Common 054303102 13 3940 SH SOLE 3940 0 0 Baidu Inc ADR ADR 056752108 791 5755 SH SOLE 5755 0 0 Banco Latinoamericano Common P16994132 2724 117675 SH SOLE 115525 0 2150 Banco Santander SA ADR ADR 05964H105 434 82165 SH SOLE 82165 0 0 Bank Montreal Quebec Common 063671101 1 16 SH SOLE 16 0 0 Bank of America Corp Common 060505104 21 1342 SH SOLE 1342 0 0 Bank of New York Common 064058100 160 4085 SH SOLE 4085 0 0 Bank Of Nova Scotia Common 064149107 5 104 SH SOLE 104 0 0 Barclays Bk Plc ADR ADR 06738E204 131 8870 SH SOLE 8870 0 0 Barnes & Noble Education Common 06777U101 419 32995 SH SOLE 32995 0 0 Barnes & Noble, Inc. Common 067774109 663 54725 SH SOLE 54725 0 0 Barrick Gold Common 067901108 5 800 SH SOLE 800 0 0 Baxalta Inc Common 07177M103 539 17114 SH SOLE 17114 0 0 Baxter International Common 071813109 562 17114 SH SOLE 17114 0 0 Baytex Energy Corp Common 07317Q105 0 38 SH SOLE 38 0 0 BB&T Corp Common 054937107 99 2767 SH SOLE 2644 0 123 BBCN Bancorp Inc. Common 073295107 228 15155 SH SOLE 15155 0 0 BCE Inc. Common 05534B760 380 9283 SH SOLE 8185 0 1098 Becton Dickinson & Co Common 075887109 89 670 SH SOLE 670 0 0 Belden Inc Common 077454106 5 100 SH SOLE 100 0 0 Berkshire Hathaway Cl B Common 084670702 445 3413 SH SOLE 3113 0 300 BG Group PLC ADR ADR 055434203 138 9490 SH SOLE 9490 0 0 Biogen Idec Inc Common 09062X103 153 525 SH SOLE 525 0 0 Biomarin Pharmaceutical Inc Common 09061G101 21 200 SH SOLE 200 0 0 Blackstone Group Lp Common 09253U108 6 200 SH SOLE 200 0 0 Boeing Co. Common 097023105 1375 10503 SH SOLE 10423 0 80 BP Amoco plc ADR ADR 055622104 26 861 SH SOLE 861 0 0 Bristol Myers Common 110122108 2011 33965 SH SOLE 33715 0 250 C N A Financial Corp Common 126117100 7 189 SH SOLE 189 0 0 Calgon Carbon Corp. Common 129603106 108 6950 SH SOLE 6950 0 0 California Res Corp Common 13057Q107 0 70 SH SOLE 70 0 0 Cambridge Heart Inc Common 131910101 0 2000 SH SOLE 2000 0 0 Campbell Soup Common 134429109 32 640 SH SOLE 640 0 0 Canadian Natl Ry Co Common 136375102 6 100 SH SOLE 100 0 0 Canon Inc ADR ADR 138006309 672 23185 SH SOLE 23185 0 0 Capstead Mortgage Cp New Common 14067E506 12 1245 SH SOLE 1245 0 0 Care Capital Properties Common 141624106 137 4155 SH SOLE 4155 0 0 Caterpillar Common 149123101 156 2386 SH SOLE 2386 0 0 CBRE Group Inc. Common 12504L109 156 4865 SH SOLE 4865 0 0 Celgene Corporation Common 151020104 24 219 SH SOLE 219 0 0 Cemex ADR ADR 151290889 68 9753 SH SOLE 8946 0 807 Centerpoint Energy Inc Common 15189T107 237 13120 SH SOLE 12120 0 1000 Central Garden & Pet Company Common 153527106 360 23240 SH SOLE 23240 0 0 CenturyLink Inc Common 156700106 979 38961 SH SOLE 38766 0 195 Cerner Corp Common 156782104 7 120 SH SOLE 120 0 0 Chart Industries Inc Common 16115Q308 11 550 SH SOLE 550 0 0 Chemed Corp. Common 16359R103 1221 9150 SH SOLE 9150 0 0 Chemours Co LLC Common 163851108 2 240 SH SOLE 240 0 0 Chesapeake Energy Corp. Common 165167107 3 410 SH SOLE 410 0 0 Chevron Corp. Common 166764100 562 7126 SH SOLE 7126 0 0 Chubb Corp. Common 171232101 139 1137 SH SOLE 1137 0 0 Cigna Corp Common 125509109 110 817 SH SOLE 817 0 0 Cisco Systems, Inc. Common 17275R102 2534 96543 SH SOLE 93723 0 2820 Citigroup Common 172967424 535 10780 SH SOLE 10610 0 170 Ck Hutchison Hldgs ADR ADR 12562Y100 6 425 SH SOLE 425 0 0 Cleco Corporation Common 12561W105 22 414 SH SOLE 414 0 0 Clorox Company Common 189054109 23 200 SH SOLE 200 0 0 CME Group Inc. Common 12572Q105 428 4615 SH SOLE 4615 0 0 Coca-Cola Co Common 191216100 2527 62980 SH SOLE 61620 0 1360 Cohen & Steers Reit Balance In Common 19247X100 5 262 SH SOLE 262 0 0 Coherent, Inc. Common 192479103 3 50 SH SOLE 50 0 0 Colgate-Palmolive Common 194162103 95 1490 SH SOLE 1490 0 0 Comcast Corp. Common 20030N101 34 600 SH SOLE 600 0 0 Community Bank System Common 203607106 657 17680 SH SOLE 16680 0 1000 Companhia de Saneamento ADR ADR 20441A102 2 600 SH SOLE 600 0 0 Conoco Phillips Common 20825C104 933 19451 SH SOLE 19451 0 0 Consolidated Edison Inc. Common 209115104 108 1613 SH SOLE 1613 0 0 Convergys Corp Common 212485106 3 150 SH SOLE 150 0 0 Corning Common 219350105 3379 197364 SH SOLE 197274 0 90 Corp Office Pptys REIT REIT 22002T108 8 400 SH SOLE 400 0 0 Costco Common 22160K105 2208 15275 SH SOLE 15175 0 100 CSX Corp Common 126408103 54 2018 SH SOLE 2018 0 0 CVS Corp Common 126650100 19 200 SH SOLE 200 0 0 Daktronics Inc Common 234264109 174 20020 SH SOLE 20020 0 0 Dealertrack Technologies Common 242309102 16 250 SH SOLE 250 0 0 Deere & Company Common 244199105 227 3068 SH SOLE 3068 0 0 Deutsche Telekom AG ADR ADR 251566105 2941 165525 SH SOLE 165025 0 500 Devon Energy Corp Common 25179M103 871 23484 SH SOLE 22899 0 585 Devry Inc. Common 251893103 125 4605 SH SOLE 4605 0 0 Diamond Foods Inc Common 252603105 13 420 SH SOLE 420 0 0 Diebold Common 253651103 170 5722 SH SOLE 5722 0 0 Digital Realty Trust REIT REIT 253868103 437 6690 SH SOLE 6560 0 130 Dominion Resources Common 25746U109 265 3771 SH SOLE 3771 0 0 Dow Chemical Common 260543103 436 10275 SH SOLE 10275 0 0 Dr Reddys Labs ADR ADR 256135203 1087 17012 SH SOLE 15590 0 1422 Duke Energy Corp. Common 26441C204 2131 29626 SH SOLE 29626 0 0 E I DuPont Common 263534109 126 2619 SH SOLE 2619 0 0 East West Bancorp Common 27579R104 1043 27151 SH SOLE 27151 0 0 Eaton Corp. Common G29183103 3 68 SH SOLE 68 0 0 Eaton Vance Tax Mgd Glbl Common 27829C105 42 3887 SH SOLE 3887 0 0 Ecolab Inc. Common 278865100 5 50 SH SOLE 50 0 0 Edison International Common 281020107 59 933 SH SOLE 551 0 382 EGshares EM Consumer ETF ETF 268461779 16 749 SH SOLE 749 0 0 Eli Lilly & Co. Common 532457108 324 3867 SH SOLE 3867 0 0 EMC Corporation Common 268648102 31 1300 SH SOLE 1300 0 0 Emerson Electric Co. Common 291011104 938 21238 SH SOLE 20487 0 751 Engie ADR ADR 29286D105 218 13569 SH SOLE 13569 0 0 Ensco Plc Adr ADR 29358Q109 103 7310 SH SOLE 7100 0 210 Entergy Corporation Common 29364G103 17 258 SH SOLE 258 0 0 Enterprise Products Prtn LP Common 293792107 49 1950 SH SOLE 1950 0 0 Equity Residential Prop. REIT REIT 29476L107 449 5978 SH SOLE 5978 0 0 Evercel Inc Common 299759100 0 120 SH SOLE 120 0 0 Exelon Corp. Common 30161N101 19 627 SH SOLE 627 0 0 Expeditors Int'l of Washington Common 302130109 101 2150 SH SOLE 2150 0 0 Exxon Mobil Corporation Common 30231G102 1900 25553 SH SOLE 24655 0 898 EZCorp Inc. CL A Non-voting Common 302301106 2 315 SH SOLE 315 0 0 Facebook Inc Class A Common 30303M102 41 460 SH SOLE 460 0 0 Fedex Corporation Common 31428X106 201 1397 SH SOLE 1397 0 0 Fibria Celulose S.A. ADR ADR 31573A109 40 2928 SH SOLE 2928 0 0 First Bancorp Inc Me Common 31866P102 14 710 SH SOLE 710 0 0 Flextronics International Ltd. Common Y2573F102 758 71882 SH SOLE 70537 0 1345 Formfactor Inc Common 346375108 2 350 SH SOLE 350 0 0 Foundation Medicine Common 350465100 6 335 SH SOLE 335 0 0 Freeport McMoran Copper & Gold Common 35671D857 10 1072 SH SOLE 1072 0 0 Gannett Spinco Inc Common 36473H104 33 2264 SH SOLE 2264 0 0 General Cable Cp De New Common 369300108 214 18020 SH SOLE 18020 0 0 General Electric Co. Common 369604103 4928 195417 SH SOLE 192181 0 3236 General Mills, Inc. Common 370334104 99 1766 SH SOLE 1766 0 0 General Motors Common 37045V100 28 934 SH SOLE 892 0 42 General Motors Cl A 16wt WARRANTS 37045V118 1 37 SH SOLE 0 0 37 General Motors Cl B 19wt WARRANTS 37045V126 0 37 SH SOLE 0 0 37 Gentherm Inc Common 37253A103 22 500 SH SOLE 500 0 0 Glaxo Smithkline ADR ADR 37733W105 1024 26630 SH SOLE 26185 0 445 Global Sources Limited Common G39300101 487 58564 SH SOLE 58564 0 0 Goldman Sachs Group Inc Common 38141G104 226 1302 SH SOLE 1302 0 0 Greatbatch Inc Common 39153L106 590 10450 SH SOLE 10450 0 0 Guess Inc Common 401617105 944 44205 SH SOLE 44205 0 0 Guggenheim Etf ETF 78355W866 10 205 SH SOLE 205 0 0 Guggenheim S&P 500 Weight Mate ETF 40167M106 10 142 SH SOLE 142 0 0 Guggenheim S&P Global Water In ETF 18383Q507 5 195 SH SOLE 195 0 0 Halliburton Company Common 406216101 158 4474 SH SOLE 4474 0 0 Halyard Health Inc Common 40650V100 3 116 SH SOLE 116 0 0 Harsco Common 415864107 288 31780 SH SOLE 31780 0 0 Healthwatch Inc New Xxx Common 422214809 0 1000 SH SOLE 1000 0 0 Heartland Payment Systems Inc Common 42235N108 32 500 SH SOLE 500 0 0 Home Depot Common 437076102 104 903 SH SOLE 903 0 0 Honda Motor Co. ADR ADR 438128308 490 16395 SH SOLE 16395 0 0 Honeywell International Common 438516106 19 200 SH SOLE 200 0 0 HSBC Holdings PLC ADR ADR 404280406 32 832 SH SOLE 832 0 0 Humana Common 444859102 430 2403 SH SOLE 2403 0 0 IBM Corp. Common 459200101 2991 20629 SH SOLE 20234 0 395 ICICI Bank Ltd. ADR ADR 45104G104 6 690 SH SOLE 690 0 0 IdaCorp Inc. Common 451107106 16 250 SH SOLE 250 0 0 Illumina Inc Common 452327109 3 17 SH SOLE 17 0 0 Imperial Oil Ltd Common 453038408 272 8615 SH SOLE 8615 0 0 India Fund Common 454089103 90 3691 SH SOLE 3691 0 0 Ing Asia Pacific High Fd Common 44983J107 6 750 SH SOLE 750 0 0 Ingersoll Rand Co. Cl A Common G4776G101 60 1190 SH SOLE 1190 0 0 Ingles Markets Inc Cl A Common 457030104 42 875 SH SOLE 875 0 0 Intel Corp. Common 458140100 407 13496 SH SOLE 13496 0 0 International Paper Common 460146103 25 666 SH SOLE 666 0 0 Invensense Inc Common 46123D205 2 180 SH SOLE 180 0 0 iShares Barclays 3-7 Treasury ETF 464288661 163 1310 SH SOLE 1310 0 0 iShares Barclays Int Credit Bo ETF 464288638 110 1012 SH SOLE 1012 0 0 iShares Cohen & Steer Realty E ETF 464287564 5 58 SH SOLE 58 0 0 iShares MSCI Brazil Free Index ETF 464286400 6 275 SH SOLE 275 0 0 iShares MSCI EAFE ETF ETF 464287465 242 4230 SH SOLE 4230 0 0 iShares MSCI Emerging Market E ETF 464287234 11 349 SH SOLE 349 0 0 iShares MSCI Germany Index Fun ETF 464286806 14 564 SH SOLE 564 0 0 iShares MSCI Hong Kong ETF ETF 464286871 8 400 SH SOLE 400 0 0 iShares MSCI Japan Index ETF ETF 464286848 106 9280 SH SOLE 9280 0 0 iShares MSCI Singapore Index E ETF 464286673 5 500 SH SOLE 500 0 0 iShares MSCI Taiwan Index ETF ETF 464286731 434 33012 SH SOLE 33012 0 0 iShares NASDAQ Biotech ETF ETF 464287556 711 2345 SH SOLE 2345 0 0 iShares Russell 1000 Growth ET ETF 464287614 17 183 SH SOLE 183 0 0 Ishares Russell 2000 Value ETF ETF 464287630 7 79 SH SOLE 79 0 0 iShares S&P 500 Growth ETF ETF 464287309 3 32 SH SOLE 32 0 0 iShares S&P 500 Index ETF ETF 464287200 44 226 SH SOLE 226 0 0 iShares S&P 500 Value Indx ETF ETF 464287408 10 121 SH SOLE 121 0 0 iShares S&P Midcap 400 Index E ETF 464287507 12 90 SH SOLE 90 0 0 iShares S&P Midcap 400 Value E ETF 464287705 12 107 SH SOLE 107 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 22 209 SH SOLE 209 0 0 iShares Silver Trust ETF ETF 46428Q109 6 446 SH SOLE 446 0 0 iShares TIPS Bond ETF ETF 464287176 834 7536 SH SOLE 7480 0 56 iShares Tr China 25 Index ETF ETF 464287184 60 1703 SH SOLE 1703 0 0 iShares Tr Russell 3000 Indx E ETF 464287689 3 28 SH SOLE 28 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 66 1648 SH SOLE 1648 0 0 Ishares Trust Russell 2000 Ind ETF 464287655 3 25 SH SOLE 25 0 0 ITC Holdings Corp Common 465685105 519 15575 SH SOLE 14850 0 725 Itron Inc. Common 465741106 79 2465 SH SOLE 2465 0 0 JetBlue Airways Corp. Common 477143101 131 5090 SH SOLE 5090 0 0 Jinpan Int'l Ltd. Common G5138L100 216 59632 SH SOLE 59632 0 0 John Wiley & Son Cl A Common 968223206 373 7450 SH SOLE 7450 0 0 Johnson & Johnson Common 478160104 1263 13530 SH SOLE 12776 0 754 JP Morgan Chase & Co Common 46625H100 1297 21278 SH SOLE 20536 0 742 Kansas City Southern Common 485170302 26 285 SH SOLE 285 0 0 Kellogg Company Common 487836108 17 256 SH SOLE 256 0 0 Keurig Green Mountain, Inc Common 49271M100 1861 35695 SH SOLE 35695 0 0 Key Technology Inc Common 493143101 4 320 SH SOLE 320 0 0 Kimberly-Clark Corp. Common 494368103 124 1135 SH SOLE 1135 0 0 Kinder Morgan Inc. Common 49455P101 95 3447 SH SOLE 3447 0 0 Kohls Corp. Common 500255104 127 2745 SH SOLE 2745 0 0 Kon Philips Electric NV Common 500472303 109 4634 SH SOLE 4634 0 0 Kraft Heinz Company Common 500754106 849 12022 SH SOLE 11307 0 715 Laboratory Corp of America Hld Common 50540R409 30 278 SH SOLE 159 0 119 Lake Sunapee Bank Gr Common 510866106 11 770 SH SOLE 770 0 0 Linkedin Corp Common 53578A108 19 100 SH SOLE 100 0 0 Linn Energy Common 536020100 0 130 SH SOLE 130 0 0 Lockheed Martin Common 539830109 1 6 SH SOLE 6 0 0 Lpath Inc New Common 548910306 1 3910 SH SOLE 3910 0 0 Lpkf Laser & Elec Ord Common D5075P109 13 1445 SH SOLE 1445 0 0 M K S Instruments Inc. Common 55306N104 349 10415 SH SOLE 10415 0 0 M L Capital Tr Pfd 7.28% Perpe Preferred 59021K205 23 900 SH SOLE 900 0 0 Magellan Midstream Ptnrs Common 559080106 47 780 SH SOLE 780 0 0 Marathon Oil Corp Common 565849106 20 1330 SH SOLE 1330 0 0 Marathon Petroleum Corp Common 56585A102 71 1530 SH SOLE 1530 0 0 Market Vectors Gold Miners ETF ETF 57060U100 519 37778 SH SOLE 37693 0 85 McDermott International Inc. Common 580037109 90 20925 SH SOLE 20925 0 0 McDonald's Corp Common 580135101 186 1886 SH SOLE 1886 0 0 McKesson Corp. Common 58155Q103 235 1270 SH SOLE 1120 0 150 Medtronic Inc. Common G5960L103 1165 17398 SH SOLE 17258 0 140 Melco Crown Entertainment ADR ADR 585464100 442 32150 SH SOLE 30835 0 1315 Merchants Bancshares Common 588448100 276 9372 SH SOLE 9372 0 0 Merck Common 58933Y105 1355 27426 SH SOLE 26488 0 938 Mercury General Corp. Common 589400100 23 450 SH SOLE 450 0 0 Microchip Technology Inc. Common 595017104 1 26 SH SOLE 26 0 0 Microsoft Common 594918104 3326 75157 SH SOLE 73597 0 1560 Middlebury National Corp Common 596237107 9 300 SH SOLE 300 0 0 Mindray Med Int'l ADR ADR 602675100 834 38139 SH SOLE 38139 0 0 Mitsubishi Financial Group ADR ADR 606822104 1 200 SH SOLE 200 0 0 Mondelez Int'l Inc. Common 609207105 771 18403 SH SOLE 18063 0 340 Monsanto Co. Common 61166W101 392 4596 SH SOLE 4596 0 0 Motors Liq Co GUC Tr Common 62010U101 0 10 SH SOLE 0 0 10 Nabors Industries Ltd. Common G6359F103 74 7800 SH SOLE 7800 0 0 National Grid Plc ADR ADR 636274300 673 9660 SH SOLE 9660 0 0 National Oilwell Varco Common 637071101 28 755 SH SOLE 755 0 0 National Penn Bancshares Inc Common 637138108 12 1035 SH SOLE 1035 0 0 National Retail Pptys REIT REIT 637417106 1 31 SH SOLE 31 0 0 Natus Medical Inc Common 639050103 47 1200 SH SOLE 1200 0 0 NCR Corporation Common 62886E108 1693 74408 SH SOLE 72768 0 1640 Nestle S A ADR ADR 641069406 11 150 SH SOLE 150 0 0 New Ireland Fund Inc. Common 645673104 2 151 SH SOLE 151 0 0 New Oriental Ed Adr ADR 647581107 23 1115 SH SOLE 1115 0 0 New York Times Co Cl A Common 650111107 6 500 SH SOLE 500 0 0 Newell Rubbermaid Common 651229106 18 450 SH SOLE 450 0 0 Nextera Energy Common 65339F101 171 1752 SH SOLE 1752 0 0 Nike, Inc. Common 654106103 15 120 SH SOLE 120 0 0 Nissan Motor ADR ADR 654744408 53 2850 SH SOLE 2850 0 0 Noble Energy Inc Common 655044105 8 270 SH SOLE 270 0 0 Norfolk Southern Common 655844108 86 1130 SH SOLE 1130 0 0 Northrop Grumman Corp Common 666807102 137 824 SH SOLE 824 0 0 Novartis Ag ADR ADR 66987V109 7 80 SH SOLE 80 0 0 Nuance Communication Inc. Common 67020Y100 35 2127 SH SOLE 2127 0 0 Nucor Corp Common 670346105 40 1064 SH SOLE 1064 0 0 Nuveen Mun Value Fd Inc. Common 670928100 42 4270 SH SOLE 2072 0 2198 Nuveen Nasdaq Common 670699107 8 465 SH SOLE 465 0 0 Occidental Petroleum Corp. Common 674599105 12 175 SH SOLE 175 0 0 Oceaneering Int'l Inc Common 675232102 2 50 SH SOLE 50 0 0 Old Republic Intl Corp Common 680223104 12 750 SH SOLE 750 0 0 Oneok Inc New Common 682680103 816 25345 SH SOLE 25345 0 0 Oracle Common 68389X105 69 1900 SH SOLE 1900 0 0 Orbotech Ltd Common M75253100 45 2895 SH SOLE 2895 0 0 P P G Industries Inc. Common 693506107 306 3486 SH SOLE 3486 0 0 Parexel International Corp. Common 699462107 2178 35171 SH SOLE 34496 0 675 Parker Hannifin Corp Common 701094104 56 575 SH SOLE 575 0 0 PartnerRe Ltd. Common G6852T105 35 250 SH SOLE 250 0 0 Patterson-UTI Energy Inc. Common 703481101 51 3885 SH SOLE 3885 0 0 Pentair PLC Common G7S00T104 188 3685 SH SOLE 3685 0 0 Peoples United Finl Inc Common 712704105 3771 239760 SH SOLE 237865 0 1895 Pepco Holdings Inc. Common 713291102 7 285 SH SOLE 285 0 0 Pepsico, Inc. Common 713448108 459 4868 SH SOLE 4868 0 0 Pfizer Inc. Common 717081103 4038 128555 SH SOLE 126771 0 1784 Philip Morris Intl Inc Common 718172109 62 777 SH SOLE 777 0 0 Phillips 66 SHS Common 718546104 706 9188 SH SOLE 9188 0 0 Photronics Inc. Common 719405102 10 1100 SH SOLE 1100 0 0 Pimco 1-5 yr US TIP ETF ETF 72201R205 15 300 SH SOLE 300 0 0 PIMCO TIPS 1- 3 Yr ETF ETF 72201R106 30 585 SH SOLE 585 0 0 Pitney Bowes Inc Common 724479100 20 1000 SH SOLE 1000 0 0 Plains All American LP Common 726503105 35 1140 SH SOLE 1140 0 0 Plantronics Inc. Common 727493108 681 13396 SH SOLE 13396 0 0 Plum Creek Timber Co. REIT REIT 729251108 188 4753 SH SOLE 4753 0 0 PNC Financial Services Group I Common 693475105 103 1150 SH SOLE 1150 0 0 Popular Inc Common 733174700 195 6435 SH SOLE 6435 0 0 Portfolio Recovery Assoc Inc Common 69354N106 32 600 SH SOLE 600 0 0 Potash Corp Sask Inc Common 73755L107 1605 78080 SH SOLE 76795 0 1285 PowerShares QQQ Trust Sr 1 ETF ETF 73935A104 7 72 SH SOLE 72 0 0 Powershs Db Commdty Indx ETF 73935S105 15 1017 SH SOLE 1017 0 0 Powershs Exch Trad Fd Tr ETF 73935X302 5 383 SH SOLE 383 0 0 Powershs Exch Trad Fd Tr ETF 73935X583 61 740 SH SOLE 740 0 0 Praxair Inc. Common 74005P104 38 375 SH SOLE 375 0 0 Precision Castparts Common 740189105 1266 5512 SH SOLE 5472 0 40 Procter & Gamble Common 742718109 989 13742 SH SOLE 13504 0 238 Public Storage 5.75% 3/13/17 P Preferred 74460W404 10 390 SH SOLE 390 0 0 Public Storage, Inc. Common 74460D109 72 339 SH SOLE 339 0 0 Public Sv Enterprise Common 744573106 287 6800 SH SOLE 6800 0 0 Qiagen N V Common N72482107 3 100 SH SOLE 100 0 0 Qorvo Inc Common 74736K101 995 22080 SH SOLE 22080 0 0 Qualcomm Inc. Common 747525103 12 225 SH SOLE 225 0 0 Quality Systems Inc Common 747582104 202 16205 SH SOLE 16205 0 0 R J Reynolds Tobacco Holdings Common 761713106 0 10 SH SOLE 10 0 0 Rayonier Inc REIT REIT 754907103 2 97 SH SOLE 97 0 0 Raytheon Company New Common 755111507 73 665 SH SOLE 665 0 0 Republic Services Inc Common 760759100 47 1147 SH SOLE 1147 0 0 Royal Dutch Shell ADR ADR 780259206 2145 45255 SH SOLE 44905 0 350 Royal Dutch Shell B Adr ADR 780259107 1 16 SH SOLE 16 0 0 Royce Micro-Cap Trust Common 780915104 25 3235 SH SOLE 3235 0 0 Rydex S&P 500 Equal Wght Index ETF 78355W106 42 565 SH SOLE 565 0 0 Sanofi 12/31/2020 RIGHTS Rights 80105N113 0 30 SH SOLE 30 0 0 Sch US Agg Bnd Etf ETF 808524839 1 19 SH SOLE 19 0 0 Schlumberger Limited Common 806857108 1071 15527 SH SOLE 15207 0 320 Schnitzer Stl Inds Cl A Common 806882106 68 5010 SH SOLE 5010 0 0 Schw Emg Mkt Eq ETF ETF 808524706 4 209 SH SOLE 209 0 0 Schw Int'l Equity ETF ETF 808524805 6133 224070 SH SOLE 223731 0 339 Schw US Lcap Gro ETF ETF 808524300 7 145 SH SOLE 145 0 0 Schwab U.S. Broad Mkt ETF ETF 808524102 14601 314812 SH SOLE 313203 0 1609 Schwab US Div Equity ETF ETF 808524797 42 1168 SH SOLE 1168 0 0 Seagate Technology PLC Common G7945M107 3119 69612 SH SOLE 68193 0 1419 Sector SPDR Tech Select Shares ETF 81369Y803 17 420 SH SOLE 420 0 0 Sempra Energy Common 816851109 34 351 SH SOLE 351 0 0 Sigma-Aldrich Corp. Common 826552101 62 449 SH SOLE 449 0 0 Silicon Motion Tech ADR ADR 82706C108 39 1425 SH SOLE 1425 0 0 SK Telecom Ltd ADR ADR 78440P108 117 4810 SH SOLE 4810 0 0 Skywest Inc Common 830879102 572 34265 SH SOLE 34265 0 0 Sonoco Products Common 835495102 325 8612 SH SOLE 7845 0 767 Sony Corp. ADR ADR 835699307 1276 52091 SH SOLE 52006 0 85 Southern Company Common 842587107 219 4889 SH SOLE 4889 0 0 SPDR DJ Wilshire Intl Real Est ETF 78463X749 3 78 SH SOLE 78 0 0 SPDR Gold Trust ETF ETF 78463V107 807 7555 SH SOLE 7555 0 0 SPDR Nuveen Barclays Muni Bd E ETF 78464A458 38 1590 SH SOLE 1590 0 0 SPDR S&P 500 ETF ETF 68462F103 240 1252 SH SOLE 1252 0 0 Spdr S&P 600 Small Cap ETF 78464A300 28 296 SH SOLE 296 0 0 SPDR S&P Dividend ETF ETF 78464A763 110 1530 SH SOLE 1530 0 0 Spectra Energy Corp Common 847560109 6 240 SH SOLE 240 0 0 Standex Int'l Corp. Common 854231107 63 830 SH SOLE 830 0 0 Staples Inc. Common 855030102 1374 117144 SH SOLE 114089 0 3055 Starbucks Common 855244109 6 100 SH SOLE 100 0 0 Steris Corp. Common 859152100 97 1500 SH SOLE 1500 0 0 Stryker Corp. Common 863667101 44 465 SH SOLE 465 0 0 Suburban Propane Prt L Ltd Common 864482104 15 450 SH SOLE 450 0 0 Suncor Energy Inc. Common 867224107 61 2270 SH SOLE 2270 0 0 Sunesis Pharma Inc New Common 867328601 1 1000 SH SOLE 1000 0 0 Sunopta Inc Common 8676EP108 20 4088 SH SOLE 4088 0 0 Synutra International Common 87164C102 16 3300 SH SOLE 3300 0 0 T. Rowe Price Associates Common 74144T108 28 410 SH SOLE 410 0 0 Taiwan Semiconductor ADR ADR 874039100 2238 107855 SH SOLE 107855 0 0 Tata Motors Ltd ADR ADR 876568502 768 34130 SH SOLE 33525 0 605 Tegna Inc Common 87901J105 108 4815 SH SOLE 4815 0 0 Telefonica ADR ADR 879382208 337 27959 SH SOLE 27959 0 0 Teradata Corp Common 88076W103 319 11028 SH SOLE 11028 0 0 Terex Corp Common 880779103 851 47430 SH SOLE 47430 0 0 Teva Pharma Ind ADR ADR 881624209 1638 29016 SH SOLE 28886 0 130 The Aberdeen Chile Fund Common 00301W105 3 442 SH SOLE 442 0 0 The Charles Schwab Corp. Common 808513105 3651 127848 SH SOLE 125158 0 2690 The Travelers Companies Inc. Common 89417E109 903 9068 SH SOLE 9068 0 0 Thomson Reuters Corp Common 884903105 811 20135 SH SOLE 20135 0 0 Tidewater Inc. Common 886423102 166 12605 SH SOLE 12605 0 0 Time Inc. Common 887228104 0 6 SH SOLE 6 0 0 Time Warner Common 887317105 1255 18261 SH SOLE 18261 0 0 Time Warner Cable Inc. Common 88732J207 428 2385 SH SOLE 2385 0 0 Titan International Inc Common 88830M102 972 147116 SH SOLE 147116 0 0 TJX Companies Inc Common 872540109 18 255 SH SOLE 255 0 0 Toronto-Dominion Bank Common 891160509 431 10946 SH SOLE 10946 0 0 Total SA ADR ADR 89151E109 32 712 SH SOLE 712 0 0 Toyota Motor Corp. ADR ADR 892331307 3 23 SH SOLE 23 0 0 TransCanada Corp. Common 89353D107 233 7385 SH SOLE 7385 0 0 Transocean Sedco Fore Common H8817H100 298 23042 SH SOLE 23042 0 0 Tupperware Corporation Common 899896104 17 345 SH SOLE 345 0 0 U S X-US Steel Group Common 912909108 141 13520 SH SOLE 13520 0 0 UDR Inc Common 902653104 160 4629 SH SOLE 4629 0 0 Ultra Petroleum Corp Common 903914109 351 54900 SH SOLE 54900 0 0 Unilever PLC ADR ADR 904767704 10 250 SH SOLE 250 0 0 Union Pacific Common 907818108 45 510 SH SOLE 286 0 224 United Parcel Service Common 911312106 32 325 SH SOLE 325 0 0 United Technologies Corp. Common 913017109 130 1456 SH SOLE 1456 0 0 Universal Electronic Inc. Common 913483103 17 400 SH SOLE 400 0 0 Unum Provident Corp. Common 91529Y106 571 17792 SH SOLE 17792 0 0 Valero Energy Common 91913Y100 2200 36603 SH SOLE 35823 0 780 Vangard Russell 2000 ETF ETF 92206C664 7 78 SH SOLE 78 0 0 Vanguard Bond Index ETF ETF 921937819 25 290 SH SOLE 290 0 0 Vanguard Div Apprciation ETF ETF 921908844 29 389 SH SOLE 389 0 0 Vanguard Emerg Mkts ETF ETF 922042858 2336 70590 SH SOLE 70590 0 0 Vanguard Europe Pac ETF ETF 921943858 1812 50847 SH SOLE 49702 0 1145 Vanguard Health Care ETF ETF 92204A504 21 175 SH SOLE 175 0 0 Vanguard Intl Eqty Etf ETF 922042676 42 817 SH SOLE 817 0 0 Vanguard Intl Eqty Indx ETF ETF 922042775 71 1656 SH SOLE 1656 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 39 402 SH SOLE 402 0 0 Vanguard MSCI Europe ETF ETF 922042874 10 202 SH SOLE 202 0 0 Vanguard Pacific ETF ETF 922042866 9 171 SH SOLE 171 0 0 Vanguard REIT ETF ETF 922908553 137 1809 SH SOLE 1809 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 2697 33553 SH SOLE 33056 0 497 Vanguard Sh-Term Inf ETF ETF 922020805 1010 20882 SH SOLE 20882 0 0 Vanguard Total Bond Mkt ETF ETF 921937835 7611 92892 SH SOLE 92415 0 477 Vanguard Total Stk Mkt ETF ETF 922908769 3377 34209 SH SOLE 34095 0 114 Vanguard Whitehall Funds ETF 921946406 38 609 SH SOLE 609 0 0 Vectren Corp. Common 92240G101 995 23673 SH SOLE 23373 0 300 Ventas REIT Inc REIT 92276F100 1763 31442 SH SOLE 31137 0 305 Verifone Systems Inc Common 92342Y109 1524 54960 SH SOLE 54960 0 0 Verizon Communications Inc. Common 92343V104 4345 99855 SH SOLE 98171 0 1684 Visa Inc Common 92826C839 42 600 SH SOLE 600 0 0 Vodafone Group ADR ADR 92857W308 2477 78042 SH SOLE 77127 0 915 Vulcan Materials Company Common 929160109 27 300 SH SOLE 300 0 0 W. P. Carey & Co. LLC Common 92936U109 22 375 SH SOLE 375 0 0 WABTec Common 929740108 4 50 SH SOLE 50 0 0 Wal-Mart Stores Common 931142103 142 2196 SH SOLE 2196 0 0 Walt Disney Hldg Common 254687106 194 1900 SH SOLE 1900 0 0 Wash Real Est Inv Tr MD REIT REIT 939653101 608 24402 SH SOLE 24137 0 265 Washington Gas Light Co. Common 92924F106 19 328 SH SOLE 328 0 0 Waters Corp Common 941848103 17 140 SH SOLE 140 0 0 Watts Industries, Inc. Common 942749102 119 2250 SH SOLE 2250 0 0 Weatherford Int'l Inc. Common G48833100 151 17810 SH SOLE 17810 0 0 Weight Watchers Intl Inc Common 948626106 12 1845 SH SOLE 1845 0 0 Wells Fargo & Co Common 949746101 38 741 SH SOLE 741 0 0 Welltower Inc. Common 42217K106 89 1316 SH SOLE 1316 0 0 Western Union Co Common 959802109 1542 83975 SH SOLE 81640 0 2335 Westpac Banking ADR ADR 961214301 137 6500 SH SOLE 6500 0 0 Weyerhaeuser Company Common 962166104 1329 48592 SH SOLE 47992 0 600 Whirlpool Common 963320106 258 1750 SH SOLE 1750 0 0 Whole Foods Market, Inc Common 966837106 12 370 SH SOLE 370 0 0 Wisconsin Energy Corp Common 976657106 157 3000 SH SOLE 3000 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 2900 81429 SH SOLE 79677 0 1752 Wisdomtree Japan Smallcap Divi ETF 97717W836 83 1550 SH SOLE 1550 0 0 Wolverine World Wide Inc. Common 978097103 149 6900 SH SOLE 6900 0 0 Worthington Inds Inc Common 981811102 2 80 SH SOLE 80 0 0 WPCS Intl Inc New Common 92931L401 1 728 SH SOLE 728 0 0 Xcel Energy Inc. Common 98389B100 117 3292 SH SOLE 3292 0 0 Xerox Corp. Common 984121103 2066 212340 SH SOLE 208295 0 4045 Xylem Inc Common 98419M100 67 2050 SH SOLE 2050 0 0 Yahoo! Inc. Common 984332106 4 150 SH SOLE 150 0 0 Zimmer Holdings Inc. Common 98956P102 36 387 SH SOLE 387 0 0