-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhLaU2CZtmonYYm1QJzd34qwO/WyizDTTMcCQpQFxLR1LWvXaESCZVzOT6515HaE 3KiQRTuf8C/PPWgmPVhY9A== 0001393944-10-000011.txt : 20101026 0001393944-10-000011.hdr.sgml : 20101026 20101026101839 ACCESSION NUMBER: 0001393944-10-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 EFFECTIVENESS DATE: 20101026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 101141150 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 hanson.txt SEPTEMBER 2010 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended September 30, 2010 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing This Report: Name: Hanson & Doremus Investment Management Address: 431 Pine Street, Suite 302 Burlington, VT 05402-0819 13F File Number:028-12547 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Hanson Title: President and Chief Compliance Officer Phone: 802-658-2668 Signature, Eric Hanson Burlington, Vermont October 26, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 392 Form 13F Information Table Value Total: $131435.0 No. 13F File Number: 028-12547 List of Other Included Managers: None
(in 1000Shares SH/ InvestmenOtheVoting Authority Name of Issuer Title of ClCusip Value PRN AMT PRN DiscretioMgrsSole SharedNone 3M Company common 88579Y101 217.0 2503SH/ sole 2503 A123 Systems Inc common 03739T108 2.4 265SH/ sole 265 Abbott Laboratories common 002824100 313.2 5995SH/ sole 5995 Affymetrix common 00826T108 1.4 300SH/ sole 300 Agco Corp. common 001084102 500.3 12825SH/ sole 12675 150 Agrium Inc common 008916108 152.2 2030SH/ sole 2030 Air Products & Chemicals Inc. common 009158106 54.3 656SH/ sole 656 Alliant Energy Corp common 018802108 372.8 10255SH/ sole 10105 150 Allstate common 020002101 98.9 3135SH/ sole 3135 Alseres Pharmaceuticals common 021152103 0.0 100SH/ sole 100 Altria Group Inc. common 02209S103 26.0 1084SH/ sole 1084 America Movil S A adr ADR 022197107 1173.9 22012SH/ sole 20893 1119 America Online Inc. common 02364J104 4.7 188SH/ sole 188 American Express Company common 025816109 173.0 4116SH/ sole 3656 460 Ameriprise Financial Inc. common 03076C106 1.9 40SH/ sole 40 Amerisource Bergen Corp. common 03073E105 79.7 2599SH/ sole 2599 Ameron International Corp. common 030710107 884.2 13010SH/ sole 13010 Amgen Incorporated common 031162100 101.2 1836SH/ sole 1786 50 Andrea Electronics Corp. common 61748A189 0.2 1800SH/ sole 1800 Anglo American plc common 03485P102 5.4 273SH/ sole 273 Annaly Mortgage Mgmt REIT REIT 035710409 19.4 1100SH/ sole 1100 Apple Inc. common 037833100 81.7 288SH/ sole 288 Applied Materials common 038222105 9.3 800SH/ sole 800 Aqua America, Inc. common 03836W103 60.0 2941SH/ sole 2941 Archer-Daniels-Midland Inc. common 039483102 218.0 6830SH/ sole 6830 Astec Industries common 046224101 1507.4 52835SH/ sole 51315 1520 AT&T Inc. common 891160509 506.4 17707SH/ sole 17307 400 Athenahealth Inc common 04685W103 26.4 800SH/ sole 800 Atlantic Power Corp New F common 04878Q863 12.2 880SH/ sole 880 Auto Data Processing common 053015103 21.0 500SH/ sole 500 Aviat Networks Inc. common 05366Y102 369.9 90430SH/ sole 90430 B J's Wholesale Club Inc. common 05548J106 107.9 2600SH/ sole 2600 Banco Latinoamericano common P16994132 1727.4 119541SH/ sole 114911 4630 Banco Santander ADR ADR 059574202 222.8 17890SH/ sole 17890 Bank of America Corp common 060505104 135.3 10324SH/ sole 10324 Bank of New York common 064057102 161.5 6181SH/ sole 6181 Barnes & Noble, Inc. common 067774109 581.3 35860SH/ sole 35135 725 Barrick Gold common 067901108 64.8 1400SH/ sole 1400 Baxter International common 071813109 855.2 18004SH/ sole 17394 610 BCE Inc. common 05534B760 357.0 10985SH/ sole 10985 Becton Dickinson & Co common 075887109 249.7 3370SH/ sole 3370 Berkshire Hathaway 1/100th common 084990175 1120.5 900SH/ sole 900 Berkshire Hathaway Cl B common 084670702 142.5 1723SH/ sole 1506 217 BHP Billiton Ltd. ADR ADR 05545E209 7.6 100SH/ sole 100 Biogen Idec Inc common 09062X103 72.4 1290SH/ sole 1290 Black Hawk Expl Inc common 09206P107 1.2 5000SH/ sole 5000 Boeing Co. common 097023105 766.0 11512SH/ sole 11082 430 Bombardier Inc Cv Cl B common 097751200 797.1 161925SH/ sole 149825 12100 Boston Scientific common 101137107 391.2 63815SH/ sole 62390 1425 BP Amoco plc ADR ADR 055622104 263.8 6407SH/ sole 6407 Briggs & Stratton Corp common 109043109 127.4 6700SH/ sole 6700 Bristol Myers common 110122108 1275.4 47047SH/ sole 45997 1050 BTU International Inc common 056032105 2.8 400SH/ sole 400 C B Richard Ellis Group common 12497T101 276.5 15125SH/ sole 15125 C I T Group Inc New common 125581801 173.9 4259SH/ sole 4259 Calgon Carbon Corp. common 129603106 78.4 5670SH/ sole 5670 Campbell Soup common 134429109 22.9 640SH/ sole 640 Canadian Natl Ry Co common 136375102 12.8 200SH/ sole 200 Caterpillar common 149123101 206.9 2630SH/ sole 2430 200 Cathay Pac Airways Ltd common 148906308 13.5 1000SH/ sole 1000 Celgene Corporation common 151020104 5.8 100SH/ sole 100 Cemex common 151290889 309.6 36420SH/ sole 33696 2724 Centerpoint Energy Inc common 15189T107 450.9 28685SH/ sole 28070 615 Central Vermont Public Svc. common 155771108 124.0 6150SH/ sole 6150 Cepheid Inc common 15670R107 7.5 400SH/ sole 400 Chemed Corp. common 16359R103 1006.9 17675SH/ sole 16630 1045 Chemtura Corp. common 163893100 1.2 2700SH/ sole 2700 Chesapeake Energy Corp. common 165167BW6 4.0 175SH/ sole 175 Chevron Corp. common 166764100 694.4 8568SH/ sole 8152 416 Chicago Mercantile Exch common 167760107 9.6 37SH/ sole 37 China Fire & Sec Group Inc common 16938R103 2.4 300SH/ sole 300 China Mobile Limited common 16941M109 26.3 515SH/ sole 515 China Telecommunications ADR ADR 169426103 16.4 300SH/ sole 300 China Wind Systems common 16945F209 1.9 430SH/ sole 430 Chubb Corp. common 171232101 339.8 5962SH/ sole 5962 Cigna Corp common 125509109 52.5 1467SH/ sole 1467 Cintas Corp. common 172908105 6.9 250SH/ sole 0 250 Cisco Systems, Inc. common 17275R102 188.5 8608SH/ sole 8108 500 Citadel Broadcasting Cp common 17285T106 0.0 23SH/ sole 23 Citigroup common 172967101 484.1 123821SH/ sole 120326 3495 Coca-Cola Co common 191216100 2545.2 43492SH/ sole 42092 1400 Cohen & Steers Reit Balance Income REIT 19247X100 3.4 262SH/ sole 262 Cohu Inc. common 192576106 7.2 575SH/ sole 575 Comcast Corp. common 20030N101 15.8 875SH/ sole 275 600 Community Bank System common 203607106 776.5 33745SH/ sole 31555 2190 Conmed Corp common 207410101 720.6 32155SH/ sole 28805 3350 Conoco Phillips common 20825C104 1794.3 31309SH/ sole 29657 1652 Consolidated Edison Inc. common 209115104 48.2 1000SH/ sole 1000 Corning common 219350105 297.9 16294SH/ sole 16294 Corp Office Pptys REIT REIT 22002T108 89.9 2410SH/ sole 2410 Costco common 22160K105 1634.3 25342SH/ sole 25092 250 Covance common 222816100 378.2 8083SH/ sole 7833 250 Coventry Health Care common 222862104 2.2 100SH/ sole 100 CSX Corp common 126408103 13.9 251SH/ sole 251 Cullen Frost Bankers common 229899109 6.5 120SH/ sole 120 Cypress Sharpridge REIT REIT 23281A307 12.0 900SH/ sole 900 Deere & Company common 244199105 177.5 2543SH/ sole 2543 Deluxe Corp. common 248019101 4.0 210SH/ sole 210 Deutsche Telekom AG ADR ADR 251566105 2374.1 172865SH/ sole 165550 7315 Devon Energy Corp common 25179M103 277.0 4279SH/ sole 4279 Diana Shipping Inc common Y2066G104 177.0 13935SH/ sole 13035 900 Diebold common 253651103 289.7 9317SH/ sole 8967 350 Digital Realty Trust Inc common 253868103 95.6 1550SH/ sole 1550 Dominion Resources common 25746U109 146.7 3359SH/ sole 3359 Domtar Corp common 257559104 8.6 133SH/ sole 133 Dow Chemical common 260543103 495.1 18030SH/ sole 17330 700 Dr Reddys Labs ADR ADR 256135203 1273.2 39515SH/ sole 39300 215 Duke Energy Corp. common 26441C105 19.5 1100SH/ sole 1100 E I DuPont common 263534109 169.6 3802SH/ sole 3802 East West Bancorp common 27579R104 644.0 39555SH/ sole 39555 Eastman Kodak common 277461109 4.8 1150SH/ sole 1150 Echelon Corp common 27874N105 1420.3 166112SH/ sole 163162 2950 Edison International common 281020107 3.6 104SH/ sole 0 104 El Paso Pipeline Prts LP common 209115104 191.0 5955SH/ sole 5795 160 Eli Lilly & Co. common 532457108 103.9 2844SH/ sole 2844 EMC Corporation common 268648102 6.1 300SH/ sole 300 Emdeon Inc common 29084T104 3.3 275SH/ sole 275 Emerson Electric Co. common 291011104 1231.3 23452SH/ sole 22882 570 Encana Corp common 292505104 2.6 85SH/ sole 0 85 Equitable Resources common 294549100 9.0 250SH/ sole 250 Equity Residential 7% Pfd Conv preferred 29476L883 10.4 200SH/ sole 200 Equity Residential Prop. common 29476L107 502.0 10552SH/ sole 9380 1172 Etablis Delhaize Group ADR ADR 29759W101 54.3 750SH/ sole 750 Exelon Corp. common 30161N101 26.7 627SH/ sole 627 Exxon Mobil Corporation common 30231G102 2737.3 44301SH/ sole 44076 225 Fairpoint Communications common 305560104 0.0 9SH/ sole 9 Federal Signal Corp. common 313855108 42.7 7925SH/ sole 6675 1250 Fedex Corporation common 31428X106 119.4 1397SH/ sole 1397 Fibria Celulose S.A. common 31573A109 220.5 12755SH/ sole 11947 808 First Bancorp Inc Me common 31866P102 9.8 710SH/ sole 710 Flextronics International Ltd. common Y2573F102 554.2 91747SH/ sole 87747 4000 Freeport McMoran Copper & Gold common 35670D857 412.9 4836SH/ sole 4635 201 Frontier Communications common 35906A108 120.9 14800SH/ sole 14590 210 Frozen Food Express Inds Inc. common 359360104 10.5 3800SH/ sole 3800 Furniture Brands Int'l common 360921100 21.3 3950SH/ sole 3950 Fushi Copperweld Inc common 36113E107 1027.6 118680SH/ sole 111980 6700 Gamestop Corp Cl A common 36467W208 148.3 7525SH/ sole 6825 700 Gannett Co., Inc. common 364730101 60.0 4910SH/ sole 4110 800 GDF Suez Adr ADR 36160B105 373.7 10423SH/ sole 7780 2643 General Electric Co. common 369604103 4260.5 262412SH/ sole 256917 5495 General Mills, Inc. common 370334104 30.8 844SH/ sole 844 Genworth Financial Inc. common 37247D106 135.6 11100SH/ sole 10290 810 Glaxo Smithkline ADR ADR 37733W105 990.1 25148SH/ sole 24648 500 Goldman Sachs 6.25% 2/15/34 preferred 740434204 4.9 200SH/ sole 200 Goldman Sachs Group Inc common 38141G104 24.6 170SH/ sole 170 Google Inc. Cl A common 38259P508 83.6 159SH/ sole 159 Green Mountain Coffee Roasters Inc. common 393122106 2103.3 67435SH/ sole 67435 Grupo Simec S A B Adr Fsponsored Adr ADR 400491106 32.8 4500SH/ sole 4500 Halliburton Company common 406216101 98.4 2975SH/ sole 2975 Harbin Electric Inc common 41145W109 194.0 10845SH/ sole 10845 Harley Davidson Inc common 412822108 5.0 175SH/ sole 0 175 Health Care Reit Inc. REIT 42217K106 61.5 1300SH/ sole 1300 Hewlett-Packard Co. common 428236103 65.1 1548SH/ sole 1548 Home Depot common 437076102 27.1 854SH/ sole 754 100 HSBC Holdings PLC common 404280406 40.9 809SH/ sole 809 Hubbell Inc Cl A common 443510102 61.4 1250SH/ sole 1250 Humana common 444859102 503.1 10013SH/ sole 10013 IBM Corp. common 459200101 1706.1 12719SH/ sole 12619 100 IdaCorp Inc. common 451107106 9.0 250SH/ sole 250 Imperial Oil Ltd common 453038408 361.0 9545SH/ sole 9545 India Fund common 454089103 588.1 16169SH/ sole 16169 Ingersoll Rand Co. Cl A common G4776G101 51.1 1430SH/ sole 1430 Insulet Corporation common 45784P101 14.1 1000SH/ sole 1000 Intel Corp. common 458140100 164.9 8586SH/ sole 8446 140 International Paper common 460146103 6.5 300SH/ sole 300 Intuitive Surgical common 46120E602 11.9 42SH/ sole 42 iShares Barclays 1-3yr. Trs Index ETF ETF 464287457 14596.0 173SH/ sole 173 Ishares Barclays 3-7 Treasury Bd ETF ETF 464288661 66450.9 562SH/ sole 562 iShares Barclays Int Credit Bond ETF ETF 464288638 125213.6 1155SH/ sole 1155 iShares Cohen & Steer Realty Majors Ind ETF 464287564 3.6 58SH/ sole 58 iShares iBoxx $ Investop Corp ETF ETF 464287242 23522.7 208SH/ sole 208 iShares Lehman Aggregate Bond ETF ETF 464287226 19665.7 181SH/ sole 181 iShares MSCI Australia Index Fd ETF 464286103 14.0 590SH/ sole 590 iShares MSCI Brazil Free Index Fund ETF 464286400 36.2 470SH/ sole 470 iShares MSCI Chile Index Fund ETF 464286640 22.2 300SH/ sole 300 iShares MSCI EAFE Index ETF ETF 464287465 758005.8 13802SH/ sole 13070 732 iShares MSCI Emerging Market Index ETF ETF 464287234 15624.7 349SH/ sole 349 iShares MSCI Hong Kong ETF 464286871 52.2 2875SH/ sole 2425 450 iShares MSCI Japan Index Fd ETF 464286848 1519.1 153682SH/ sole 145392 8290 Ishares Msci Malaysia ETF 464286830 5.5 400SH/ sole 400 Ishares Msci Mexico ETF 464286822 7.9 150SH/ sole 150 iShares MSCI Pacific Index Fd ETF 464286665 13.1 296SH/ sole 296 iShares MSCI Taiwan Index Fund ETF 464286731 1276.7 94219SH/ sole 87119 7100 iShares NASDAQ Biotech Index Fund ETF 464287556 845.6 9805SH/ sole 9580 225 iShares Russell 1000 Growth Index ETF ETF 464287614 9503.5 185SH/ sole 185 iShares Russell 1000 Val ETF ETF 464287598 8317.6 141SH/ sole 141 Ishares Russell Midcap ETF 464287499 74.5 824SH/ sole 824 Ishares S&P Natl Muni Bond ETF ETF 464288414 21354.0 200SH/ sole 200 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 7977.2 135SH/ sole 135 iShares S&P U S Pfd Stk ETF ETF 464288687 17662.3 444SH/ sole 444 Ishares Silver Tr ETF 46428Q109 9.0 420SH/ sole 420 iShares Tr China 25 Index Fund ETF 464287184 150.0 3503SH/ sole 3503 Ishares Tr Lehman Tips ETF ETF 464287176 366005.4 3356SH/ sole 3356 Ishares Tr Russell ETF ETF 464287648 26532.7 355SH/ sole 355 iShares Tr S&P Europe 350 Index Fund ETF 464287861 195.3 5160SH/ sole 5160 Ishares Trust Russell 2000 Index ETF ETF 464287655 37800.0 560SH/ sole 560 IShares Trust Russell 3000 Index ETF ETF 464287689 14906.5 221SH/ sole 221 IsharesTr Russell 2000 Value Index ETF ETF 464287630 36016.2 581SH/ sole 460 121 ITT Industries common 450911102 107.2 2290SH/ sole 2040 250 JetBlue Airways Corp. common 477143101 111.7 16690SH/ sole 16690 Jinpan Int'l Ltd. common G5138L100 103.1 10224SH/ sole 10224 Johnson & Johnson common 478160104 838.3 13529SH/ sole 13279 250 JP Morgan Chase & Co common 46625H100 1124.9 29557SH/ sole 27062 2495 Kansas City Southern common 485170302 14.0 375SH/ sole 375 Key Technology Inc common 493143101 26.7 2070SH/ sole 2070 Keycorp Inc New common 493267108 57.0 7155SH/ sole 7155 Kimberly-Clark Corp. common 464368103 87.0 1337SH/ sole 1337 Kon Philips Electric NV common 500472303 137.4 4387SH/ sole 4208 179 Kraft Foods Inc. common 50075N104 1227.5 39775SH/ sole 39075 700 Layne Christensen Co. common 521050104 147.6 5700SH/ sole 5700 Lexmark Intl Inc Cl A common 529771107 91.9 2060SH/ sole 2060 Lowes Companies Inc. common 548661107 22.7 1020SH/ sole 1020 M K S Instruments Inc. common 55306N104 400.6 22280SH/ sole 21980 300 M L Capital Tr Pfd 7.28% Perpetual preferred 46625H100 22.3 900SH/ sole 900 Map Pharmaceuticals common 56509R108 38.3 2500SH/ sole 2500 Marathon Oil Corp common 565849106 43.0 1300SH/ sole 1300 Marsh & McLennan Co's common 571748102 8.4 350SH/ sole 0 350 Mastercard Inc common 57636Q104 16.8 75SH/ sole 75 McDonald's Corp common 580135101 48.4 650SH/ sole 650 McGraw Hill Companies common 580645109 17.5 530SH/ sole 530 McKesson Corp. common 58155Q103 394.2 6380SH/ sole 6240 140 Medicis Pharm Cl A New common 584690309 14.8 500SH/ sole 500 Medtronic Inc. common 585055106 26.6 791SH/ sole 791 Merchants Bancshares common 588448100 420.3 16851SH/ sole 16851 Merck common 589331107 1069.6 29172SH/ sole 28119 1053 Metlife Inc. common 59156R108 12.5 324SH/ sole 324 Microsoft common 594918104 1546.4 63294SH/ sole 61319 1975 Mindray Med Int'l ADR ADR 602675100 484.0 16494SH/ sole 15674 820 ML Canada Cp Holdrs common 12616K106 144.0 1245SH/ sole 1045 200 Modine Manufacturing common 607828100 3.2 250SH/ sole 250 Monsanto Co. common 60934T101 384.9 8110SH/ sole 8110 Morgan Stanley Asia Pacific Fd common 61744U106 25.9 1645SH/ sole 1645 Mueller Industries common 624756102 58.3 2200SH/ sole 2200 Mueller Water Products, Inc. common 624758108 89.9 29775SH/ sole 29135 640 Nabors Industries Ltd. common G6359F103 233.0 12900SH/ sole 9700 3200 NCR Corporation common 62886E108 2234.5 163940SH/ sole 158420 5520 New Hampshire Thrift common 644722100 15.7 1470SH/ sole 1470 New Ireland Fund Inc. common 645673104 1.0 151SH/ sole 151 New York Times Co Cl A common 650111107 148.7 19210SH/ sole 19055 155 Newell Rubbermaid common 651229106 117.7 6610SH/ sole 6360 250 Newport Corp common 651824104 209.8 18500SH/ sole 17950 550 Nextera Energy common 302571104 94.6 1740SH/ sole 1740 Nissan Motor ADR common 654744408 107.3 6150SH/ sole 5300 850 Nokia Corp. adr common 654902204 3.7 370SH/ sole 370 Norfolk Southern common 655844108 62.3 1047SH/ sole 1047 Northrop Grumman Corp common 666807102 84.8 1399SH/ sole 1399 Northwest Pipe Company common 667746101 12.3 700SH/ sole 700 Nuance Communication Inc. common 67020Y100 152.1 9728SH/ sole 9728 Nucor Corp common 670346105 55.9 1464SH/ sole 1464 Occidental Petroleum Corp. common 674599105 31.3 400SH/ sole 400 Omnicom Group Inc common 681919106 4.6 117SH/ sole 117 Oneok Inc New common 682680103 842.4 18703SH/ sole 18703 Oracle common 68389X105 5.4 200SH/ sole 200 Pacific Gas & Elec 5% preferred 694308503 5.8 250SH/ sole 250 Pacific Gas & Elec 6% preferred 694308206 11.2 400SH/ sole 400 Panasonic Corp Adr Fsponsored Adr common 69832A205 28.0 2060SH/ sole 2060 Parexel International Corp. common 699462107 1408.8 60906SH/ sole 60006 900 Parker Hannifin Corp common 701094104 19.3 275SH/ sole 275 Pearson PLC ADR ADR 705015105 32.6 2100SH/ sole 2100 Pengrowth Energy Trust F common 706902509 22.1 2000SH/ sole 2000 Pentair Inc common 709631105 464.8 13820SH/ sole 13595 225 Peoples United Finl Inc common 712704105 1810.1 138567SH/ sole 136792 1775 Pepsico, Inc. common 713448108 273.8 4121SH/ sole 3816 305 Perrigo Co. common 714290103 113.3 1765SH/ sole 1615 150 Pfizer Inc. common 717081103 2871.8 167256SH/ sole 162346 4910 Philip Morris Intl Inc common 718172109 83.1 1483SH/ sole 1483 Photronics Inc. common 719405102 16.2 3070SH/ sole 3070 PIMCO TIPS 1- 3 Yr ETF ETF 72201R106 23449.0 460SH/ sole 460 Plains All American LP common 726503105 6.3 100SH/ sole 100 Plantronics Inc. common 727493108 966.1 28600SH/ sole 28600 PLC Cap Trust IV 7.25% preferred 69340N202 15.0 600SH/ sole 600 Plum Creek Timber Co. REIT REIT 729251108 168.2 4764SH/ sole 4764 PNC Financial Services Group Inc. common 693475105 96.0 1850SH/ sole 1850 Potash Corp Sask Inc common 73755L107 617.1 4284SH/ sole 4284 Powershs ETF ETF 73936T573 17257.7 619SH/ sole 619 Praxair Inc. common 74005P104 4.5 50SH/ sole 0 50 Precision Castparts common 740189105 923.5 7252SH/ sole 7192 60 Procter & Gamble common 742718109 588.7 9817SH/ sole 9752 65 Progress Energy Inc. common 743263105 2045.1 46041SH/ sole 44681 1360 Public Svc Co OK 6.00% exp. 12/31/32 preferred 744533605 14.2 560SH/ sole 560 Qiagen N V common N72482107 1.8 100SH/ sole 100 Qualcomm Inc. common 747525103 23.9 530SH/ sole 530 Rayonier Inc REIT REIT 754907103 46.9 935SH/ sole 935 Repsol YPF S A ADR ADR 76026T205 5.1 200SH/ sole 200 Research In Motion Ltd common 760975102 4.9 100SH/ sole 100 Rio Tinto Plc Adr ADR 767204100 8.7 148SH/ sole 148 Royal Dutch Shell ADR ADR 780259206 2129.9 35321SH/ sole 34771 550 RPM International Inc. Cl A common 749685103 19.9 1000SH/ sole 700 300 RTI Biologics Inc common 74975N105 2.8 1071SH/ sole 1071 Rydex S&P 500 Equal Weighted Index ETF ETF 78355W106 14154.9 334SH/ sole 334 Sara Lee Corp. common 803111103 1007.7 75035SH/ sole 72285 2750 Schlumberger Limited common 806857108 942.4 15357SH/ sole 15197 160 Seagate Technology PLC common G7945J104 1555.5 132417SH/ sole 124562 7855 Seaspan Corp F common Y75638109 30.9 2500SH/ sole 2500 Sempra Energy common 816851109 21.5 400SH/ sole 400 Sigma-Aldrich Corp. common 826552101 48.3 800SH/ sole 800 Singapore Fund Inc. common 82929L109 208.1 13300SH/ sole 13300 SK Telecom Ltd common 78440P108 115.5 6610SH/ sole 6610 So California Edison preferred 842400202 3.8 200SH/ sole 200 Sonicblue Inc. common 83546Q109 0.0 200SH/ sole 200 Sonoco Products common 835495102 443.5 13262SH/ sole 13262 Sony Corp. adr common 835699307 562.1 18180SH/ sole 15880 2300 Southern Company common 844030106 203.7 5470SH/ sole 5470 Southwest Airlines, Co. common 844741108 10.5 800SH/ sole 800 SPDR Gold Trust ETF 78463V107 74.2 580SH/ sole 580 SPDR Morgan Stanley Tech ETF ETF 78464A102 24256.9 417SH/ sole 417 SPDR Nuveen Barclays Muni Bd ETF ETF 78464A458 47759.4 2028SH/ sole 2028 SPDR S&P Dividend ETF ETF 78464A763 31613.4 630SH/ sole 630 Spectra Energy Corp common 847560109 11.3 500SH/ sole 500 Sprint Nextel Corp. common 852061100 24.5 5290SH/ sole 5290 Standex Int'l Corp. common 854231107 272.7 11275SH/ sole 10975 300 Staples Inc. common 855030102 12.3 589SH/ sole 589 Steris Corp. common 859152100 49.8 1500SH/ sole 1500 Stryker Corp. common 863667101 40.0 800SH/ sole 800 Suburban Propane Prt L Ltd common 864482104 24.5 450SH/ sole 450 Suncor Energy Inc. common 867229106 146.5 4500SH/ sole 4500 Suntech Power Holdings Co. common 86800C104 887.3 92435SH/ sole 88735 3700 Supervalu Inc. common 868536103 655.1 57144SH/ sole 53220 3924 Symmetricom Inc common 871543104 121.5 21242SH/ sole 20192 1050 Sysco Corp. common 864686100 22.8 800SH/ sole 800 T. Rowe Price Associates common 741477103 3.0 60SH/ sole 60 Taiwan Semiconductor common 874039100 1810.1 178877SH/ sole 174519 4358 Tata Motors Ltd ADR ADR 876568502 915.4 35885SH/ sole 35265 620 Telefon de Mexico ADR ADR 879403780 1019.5 68283SH/ sole 65283 3000 Telefonica ADR ADR 879382208 238.3 3214SH/ sole 3214 Telmex Intl Sab De ADR ADR 879690105 10.6 600SH/ sole 600 Teradata Corp common 88076W103 987.3 25605SH/ sole 23695 1910 Terex Corp common 880779103 438.8 19145SH/ sole 17005 2140 Teva Pharma Ind common 881624209 7.4 141SH/ sole 141 The Aberdeen Chile Fund common 168834109 105.9 4650SH/ sole 4650 The Charles Schwab Corp. common 808513105 12.5 900SH/ sole 900 The Travelers Companies Inc. common 89417E109 814.4 15632SH/ sole 14082 1550 Tidewater Inc. common 886423102 2206.6 49243SH/ sole 47913 1330 Time Warner common 887317105 849.0 27701SH/ sole 26685 1016 Time Warner Cable Inc. common 88732J108 369.6 6845SH/ sole 6591 254 Toronto-dominion Bank common 886423102 507.2 7019SH/ sole 7019 Total SA ADR ADR 89151E109 13.4 260SH/ sole 260 Toyota Motor Corp. ADR ADR 892331307 23.1 323SH/ sole 323 TransCanada Corp. common 89353D107 96.5 2600SH/ sole 2600 Transocean Sedco Fore common 893830AA7 6.7 104SH/ sole 104 Tupperware Corporation common 899896104 18.3 400SH/ sole 400 UDR Inc common 902653104 316.5 14988SH/ sole 13557 1431 Union Pacific common 907818108 10.2 125SH/ sole 125 United Parcel Service common 911312106 21.7 325SH/ sole 325 United Technologies Corp. common 913017109 96.8 1359SH/ sole 1359 Universal Electronic Inc. common 913483103 8.3 400SH/ sole 400 Unum Provident Corp. common 91529Y106 1108.8 50057SH/ sole 50057 Valero Energy common 91913Y100 1196.4 68328SH/ sole 65888 2440 Vanguard Bond Index Fund ETF ETF 921937819 6243.8 72SH/ sole 72 Vanguard Emerg Mkts ETF ETF 922042858 875741.4 19619SH/ sole 19002 617 Vanguard Europe Pac ETF ETF 921943858 52159.7 2141SH/ sole 2141 Vanguard Info Technology ETF ETF 92204A702 24575.2 442SH/ sole 442 Vanguard REIT ETF ETF 922908553 4322.6 83SH/ sole 83 Vanguard Short Term Bond Index Fund ETF ETF 921937827 981327.0 12004SH/ sole 11694 310 Vanguard Sm Cap Value Index ETF ETF 922908611 14566.8 244SH/ sole 244 Vanguard Total Bond Mkt ETF ETF 921937835 2649501. 32053SH/ sole 30229 1824 Vanguard Total Stk Mkt ETF ETF 922908769 1523982. 26734SH/ sole 24780 1954 Vanguard Value Index ETF ETF 922908744 3409.0 70SH/ sole 70 Varian Medical Systems common 92220P105 15.1 250SH/ sole 250 Vectren Corp. common 92240G101 677.0 26168SH/ sole 24518 1650 Ventas REIT Inc REIT 92276F100 943.0 18285SH/ sole 18285 Veolia Environ Adr ADR 92334N103 360.1 13660SH/ sole 12450 1210 Verizon Communications Inc. common 92343V104 3542.1 108802SH/ sole 106382 2420 Vestas Wind Sys A/S Adrf ADR 925458101 1.3 100SH/ sole 100 Vestas Wind Systems ADR K9773J128 225.3 5970SH/ sole 5970 W. P. Carey & Co. LLC common 92930Y107 2.9 100SH/ sole 100 Walgreen Co. common 931422109 8.9 266SH/ sole 266 Wal-Mart Stores common 931142103 147.7 2759SH/ sole 2759 Walt Disney Hldg common 254687106 26.5 800SH/ sole 800 Wash Real Est Inv Tr MD REIT REIT 939653101 952.1 30127SH/ sole 29212 915 Watts Industries, Inc. common 942749102 112.4 3300SH/ sole 3300 Wausau Paper Corp. common 943315101 20.5 2470SH/ sole 2470 Wellpoint Inc common 94973V107 6.6 117SH/ sole 117 Wells Fargo & Co common 949746101 36.4 1450SH/ sole 1450 Wells Fargo Cap IV 7 7% preferred 94976Y207 25.2 1000SH/ sole 1000 Western Union Co common 959802109 371.1 21000SH/ sole 21000 Westpac Banking common 961214301 148.8 1325SH/ sole 1325 Weyerhaeuser Company common 962166104 40.7 2813SH/ sole 2586 227 Whirlpool common 963320106 261.5 3230SH/ sole 3230 Whole Foods Market Inc. common 966837106 9.3 250SH/ sole 0 250 Wisconsin Energy Corp common 976657106 86.7 1500SH/ sole 1500 Wisdomtree Intl Smallcap Div Index Fd ETF 97717W604 11.9 250SH/ sole 250 Wisdomtree Japan Smallcap Dividend ETF 97717W836 79.9 1975SH/ sole 1975 Wolverine World Wide Inc. common 978097103 136.3 4700SH/ sole 4700 Wonder Auto Tech Inc common 978166106 194.4 22840SH/ sole 22240 600 Xcel Energy Inc. common 98389B100 59.7 2598SH/ sole 2598 Xerox Corp. common 984121103 1642.1 158653SH/ sole 155903 2750 YRC Worldwide Inc New common 984249300 0.7 2775SH/ sole 2775 Yucheng Techs Ltd common G98777108 630.6 202130SH/ sole 193980 8150 Yum! Brands, Inc. common 988498101 15.3 333SH/ sole 333 Zhongpin Inc common 98952K107 2690.4 165156SH/ sole 159041 6115 Zimmer Holdings Inc. common 98956P102 18.3 350SH/ sole 350
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