Chief Operating Officer

0001393825-20-000126.txt : 20200812 0001393825-20-000126.hdr.sgml : 20200812 20200812141130 ACCESSION NUMBER: 0001393825-20-000126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 201095094 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393825 XXXXXXXX 06-30-2020 06-30-2020 false Hudson Bay Capital Management LP

777 Third Ave., 30th Floor New York NY 10017

13F HOLDINGS REPORT 028-12909 N Charles Winkler Chief Operating Officer 212-571-1244 s/Charles Winkler New York NY 08-12-2020 1 493 5716046 1 0001538853 028-20053 MIRABELLA FINANCIAL SERVICES LLP INFORMATION TABLE 2 infotable.xml ACADIA PHARMACEUTICALS INC CALL 004225908 1454 30000 SH Call SOLE 30000 0 0 AKEBIA THERAPEUTICS INC CALL 00972D905 679 50000 SH Call SOLE 50000 0 0 FITBIT INC PUT 33812L952 7106 1100000 SH Put OTR 1 1100000 0 0 ISHARES TR PUT 464288953 24486 300000 SH Put OTR 1 300000 0 0 SPDR SER TR PUT 78464A958 7678 200000 SH Put SOLE 200000 0 0 NCR CORP NEW CALL 62886E908 3499 202000 SH Call SOLE 202000 0 0 NIKOLA CORP PUT 654110955 22130 327700 SH Put SOLE 327700 0 0 PLUG POWER INC PUT 72919P952 328 40000 SH Put SOLE 40000 0 0 INVESCO QQQ TR PUT 46090E953 2476 10000 SH Put OTR 1 10000 0 0 INVESCO QQQ TR PUT 46090E953 24760 100000 SH Put SOLE 100000 0 0 SIX FLAGS ENTMT CORP NEW CALL 83001A902 361 18800 SH Call SOLE 18800 0 0 VANECK VECTORS ETF TR PUT 92189F956 4064 26600 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NOTE 2.250% 2/1 595017AH7 298088 203689000 PRN SOLE 203689000 0 0 MOHAWK GROUP HLDGS INC COM 608189106 2819 513528 SH SOLE 513528 0 0 MOLINA HEALTHCARE INC COM 60855R100 8899 50000 SH SOLE 50000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1164 35000 SH SOLE 35000 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 39986 12113000 PRN SOLE 12113000 0 0 MONOCLE ACQUISITION CORP COM 609754106 3344 325000 SH SOLE 325000 0 0 MORGAN STANLEY COM NEW 617446448 10867 225001 SH SOLE 225001 0 0 MOTUS GI HLDGS INC COM 62014P108 104 80000 SH SOLE 80000 0 0 MOUNTAIN CREST ACQUISITION C UNIT 03/19/2025 ADDED 62401M205 3363 335000 SH SOLE 335000 0 0 NCR CORP NEW NEW COM 62886E108 2133 123184 PRN SOLE 123184 0 0 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 3563 3500000 SH SOLE 3500000 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 55385 156658000 PRN SOLE 156658000 0 0 NATIONAL CINEMEDIA INC COM 635309107 1563 526310 SH SOLE 526310 0 0 NATIONAL VISION HLDGS INC COM 63845R107 1561 51150 SH SOLE 51150 0 0 NEKTAR THERAPEUTICS COM 640268108 2740 118317 SH SOLE 118317 0 0 NEOGENOMICS INC COM NEW 64049M209 2323 75000 SH SOLE 75000 0 0 NEOVASC INC COM 64065J304 1503 631930 SH SOLE 631930 0 0 NETFLIX INC COM 64110L106 2821 6200 SH SOLE 6200 0 0 NEW PROVIDENCE ACQUISITION COM CL A 64822P106 2019 200300 SH SOLE 200300 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 9558 114211 SH SOLE 114211 0 0 NIKOLA CORP *W EXP 06/03/202 ADDED 654110113 17607 530343 SH SOLE 530343 0 0 NORFOLK SOUTHERN CORP COM 655844108 1053 6000 SH SOLE 6000 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 1265 3000 SH SOLE 3000 0 0 OASIS PETROLEUM INC NOTE 2.625% 9/1 674215AJ7 252 1500000 PRN SOLE 1500000 0 0 OKTA INC CL A 679295105 4905 24500 SH SOLE 24500 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 390 4000 SH SOLE 4000 0 0 FLWS/1-800 FLOWERS CL A 68243Q106 4004 200000 SH SOLE 200000 0 0 OPTINOSE INC COM 68404V100 1488 200000 SH SOLE 200000 0 0 ORISUN ACQUISITION CORP COM 68632T109 3342 330000 SH SOLE 330000 0 0 ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 73 194547 SH SOLE 194547 0 0 ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 92 290000 SH SOLE 290000 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 6614 658438 SH SOLE 658438 0 0 OUTFRONT MEDIA INC COM 69007J106 14269 1007000 SH SOLE 1007000 0 0 OWENS & MINOR INC NEW NEW COM 690732102 152 20000 SH SOLE 20000 0 0 PG&E CORP COM 69331C108 3015 340000 SH SOLE 340000 0 0 PAYPAL HLDGS INC COM 70450Y103 10802 62000 SH SOLE 62000 0 0 PENN NATL GAMING INC NOTE 2.750% 5/1 ADDED 707569AU3 51879 34517000 PRN SOLE 34517000 0 0 PENNYMAC MTG INVT TR COM 70931T103 4382 250000 SH SOLE 250000 0 0 PFIZER INC COM 717081103 7521 230000 SH SOLE 230000 0 0 PINTEREST INC CL A 72352L106 2217 100000 SH SOLE 100000 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 10894 1073338 SH SOLE 1073338 0 0 PROPTECH ACQUISITION CORP COM CL A 74349F101 7080 701002 SH SOLE 701002 0 0 PURE ACQUISITION CORP CL A 74621Q106 1078 100000 SH SOLE 100000 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 60895 425200 SH SOLE 425200 0 0 RMG ACQUISITION CORP CL A 749641106 4631 452699 SH SOLE 452699 0 0 RADIUS HEALTH INC COM NEW 750469207 7292 535000 SH SOLE 535000 0 0 REGENXBIO INC COM 75901B107 8102 220000 SH SOLE 220000 0 0 REPAY HLDGS CORP COM CL A 76029l100 2007 81500 SH SOLE 81500 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 226 20000 SH SOLE 20000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 6073 3318849 SH SOLE 3318849 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1848 45250 SH SOLE 45250 0 0 ROKU INC COM CL A 77543R102 1747 15000 SH SOLE 15000 0 0 ROSS STORES INC COM 778296103 1807 21200 SH SOLE 21200 0 0 ROTH CH ACQUISITION I CO UNIT 01/28/2025ADDED 778675207 7537 750000 SH SOLE 750000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1850 6000 SH SOLE 6000 0 0 SPDR SER TR S&P BIOTECH 78464A870 10579 94500 SH SOLE 94500 0 0 SAGE THERAPEUTICS INC COM 78667J108 6237 150000 SH SOLE 150000 0 0 SALESFORCE COM INC COM 79466L302 4945 26400 SH SOLE 26400 0 0 SANGAMO THERAPEUTICS INC COM 800677106 4659 520000 SH SOLE 520000 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 6138 600000 SH SOLE 600000 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 774 600000 SH SOLE 600000 0 0 SCHWAB CHARLES CORP COM 808513105 9278 275000 SH SOLE 275000 0 0 SENSEONICS HLDGS INC COM 81727U105 85 220000 SH SOLE 220000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 384106 127935000 PRN SOLE 127935000 0 0 SHIFT4 PMTS INC CL A ADDED 82452J109 5609 158000 SH SOLE 158000 0 0 SILGAN HOLDINGS INC COM 827048109 584 18031 SH SOLE 18031 0 0 SIX FLAGS ENTMT CORP NEW NEW COM 83001A102 2109 109800 SH SOLE 109800 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 3974 127852 SH SOLE 127852 0 0 SLEEP NUMBER CORP COM 83125X103 2082 50000 SH SOLE 50000 0 0 SMITH & WESSON BRANDS INC COM ADDED 831754106 215 10000 SH SOLE 10000 0 0 SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 2688 268017 SH SOLE 268017 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 1130 180000 SH SOLE 180000 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 4692 460541 SH SOLE 460541 0 0 SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 19479 1817111 SH SOLE 1817111 0 0 SPLUNK INC COM 848637104 2841 14300 SH SOLE 14300 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 356 25000 SH SOLE 25000 0 0 SQUARE INC CL A 852234103 3830 36500 SH SOLE 36500 0 0 STABLE RD ACQUISITION CORP COM CL A 85236Q109 12386 1244869 SH SOLE 1244869 0 0 STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 59 97089 SH SOLE 97089 0 0 STERICYCLE INC COM 858912108 4931 88096 SH SOLE 88096 0 0 STURM RUGER & CO INC COM 864159108 1976 26000 SH SOLE 26000 0 0 SUMMIT MATLS INC CL A 86614U100 361 22460 SH SOLE 22460 0 0 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 5425 539997 SH SOLE 539997 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 3264 220300 SH SOLE 220300 0 0 SYNCHRONY FINANCIAL COM 87165B103 8310 375000 SH SOLE 375000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 6954 191160 SH SOLE 191160 0 0 TD HLDGS INC COM 87250W103 171 91282 SH SOLE 91282 0 0 TJX COS INC NEW NEW COM 872540109 1264 25000 SH SOLE 25000 0 0 T-MOBILE US INC COM 872590104 3018 28986 SH SOLE 28986 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5419 38830 SH SOLE 38830 0 0 TAUBMAN CTRS INC COM 876664103 1515 40138 SH SOLE 40138 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 8688 2000000 PRN SOLE 2000000 0 0 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 110780 31100000 PRN SOLE 31100000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 3625 182356 SH SOLE 182356 0 0 TEMPUR SEALY INTL INC COM 88023U101 1079 15000 SH SOLE 15000 0 0 TESLA INC COM 88160R101 4859 4500 SH SOLE 4500 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 6903 2080000 PRN SOLE 2080000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 527647 150290000 PRN SOLE 150290000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 863 70000 SH SOLE 70000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250%36557 88163VAE9 2631 2690000 SH SOLE 2690000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 36234 100000 SH SOLE 100000 0 0 THOR INDS INC COM 885160101 426 4000 SH SOLE 4000 0 0 TIFFANY & CO NEW NEW COM 886547108 17071 140000 SH OTR 1 140000 0 0 TIFFANY & CO NEW NEW COM 886547108 3792 31100 SH SOLE 31100 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 6597 14500000 PRN SOLE 14500000 0 0 TIVITY HEALTH INC COM 88870R102 226 20000 SH SOLE 20000 0 0 TOUGHBUILT INDS INC *W EXP 05/15/202 89157G116 1 25180 SH SOLE 25180 0 0 TRANSOCEAN INC DEB 0.500% 1/3 893830BJ7 53528 131224000 PRN SOLE 131224000 0 0 TRANSUNION COM 89400J107 6528 75000 SH SOLE 75000 0 0 TREX CO INC COM 89531P105 520 4000 SH SOLE 4000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 20160 1800000 SH SOLE 1800000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/22 89615T114 759 1650000 SH SOLE 1650000 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 4144 396600 SH SOLE 396600 0 0 TUSCAN HOLDINGS CORP COM 90069K104 25056 2449338 SH SOLE 2449338 0 0 TUSCAN HLDGS CORP II COM 90070A103 6241 621000 SH SOLE 621000 0 0 TYME TECHNOLOGIES INC COM 90238J103 2926 2200000 SH SOLE 2200000 0 0 UBER TECHNOLOGIES INC COM 90353T100 4506 145000 SH SOLE 145000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 10559 135000 SH SOLE 135000 0 0 UNION PAC CORP COM 907818108 2028 12000 SH SOLE 12000 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 14516 11775000 PRN SOLE 11775000 0 0 UNITED STATES CELLULAR CORP COM 911684108 2534 82100 SH SOLE 82100 0 0 U S WELL SVCS INC *W EXP 03/15/202 91274U119 17 375000 SH SOLE 375000 0 0 UPWORK INC COM 91688F104 2888 200000 SH SOLE 200000 0 0 VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 30 106592 SH SOLE 106592 0 0 VERIFYME INC *W EXP 06/22/202 ADDED 92346X115 20 17820 SH SOLE 17820 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 12668 934224 SH SOLE 934224 0 0 VISTA OUTDOOR INC COM 928377100 2850 197258 SH SOLE 197258 0 0 WARNER MUSIC GROUP CORP COM CL A ADDED 934550203 4342 147200 SH SOLE 147200 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 498 401993 SH SOLE 401993 0 0 WESTROCK CO COM 96145D105 1319 46694 SH SOLE 46694 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 45402 24297000 PRN SOLE 24297000 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 170 11180 SH SOLE 11180 0 0 XERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 ADDED 98422LAA5 5030 5000000 PRN SOLE 5000000 0 0 YETI HLDGS INC COM 98585X104 1281 30000 SH SOLE 30000 0 0 ZAI LAB LTD ADR 98887Q104 26882 327320 SH SOLE 327320 0 0 ZENDESK INC COM 98936J101 7321 82700 SH SOLE 82700 0 0 ADIENT PLC SHS G0084W101 5378 327551 SH SOLE 327551 0 0 AGBA ACQUISITION LTD SHS G0120M109 4116 400000 SH SOLE 400000 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 114 400000 SH SOLE 400000 0 0 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 67 400000 SH SOLE 400000 0 0 ALKERMES PLC SHS G01767105 1164 60000 SH SOLE 60000 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 2462 250000 SH SOLE 250000 0 0 ANDINA ACQUISITION CORP III SHS G04415108 10253 999356 SH SOLE 999356 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 11 27210 SH SOLE 27210 0 0 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 227 990000 SH SOLE 990000 0 0 ATHENE HLDG LTD CL A G0684D107 8109 260000 SH SOLE 260000 0 0 AXALTA COATING SYS LTD COM G0750C108 3946 175000 SH SOLE 175000 0 0 AXOVANT GENE THERAPIES COM G0750W203 4723 1675000 SH SOLE 1675000 0 0 BRILLIANT ACQUISITION CORP UNIT 12/31/2020 ADDED G1643W103 2708 270000 SH SOLE 270000 0 0 CC NEUBERGER PRINCIPAL HLDNG UNIT 99/99/9999 ADDED G1992Y106 9540 900000 SH SOLE 900000 0 0 CC NEUBERGER PRINCIPAL HLDNG COM ADDED G1992Y114 6042 600000 SH SOLE 600000 0 0 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999 ADDED G1992Y122 283 195847 SH SOLE 195847 0 0 CITIC CAPITAL ACQUISITION CO COM CL A ADDED G21513109 13406 1365184 SH SOLE 1365184 0 0 CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 7035 700001 SH SOLE 700001 0 0 CHINA SXT PHARMACEUTICALS IN ORD SHS G2161P108 1160 2200766 SH SOLE 2200766 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 1370 100000 SH SOLE 100000 0 0 EAST STONE ACQUISITION CORP SHS G2911D108 9395 951900 SH SOLE 951900 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 200 801900 SH SOLE 801900 0 0 EAST STONE ACQUISITION CORP UNIT 12/31/226 G2911D124 7105 700000 SH SOLE 700000 0 0 EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 153 801900 SH SOLE 801900 0 0 8I ENTERPRISES ACQUISITION C C SHS G2956M104 2252 225000 SH SOLE 225000 0 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 70 225000 SH SOLE 225000 0 0 ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 ADDED G31655114 2320 200000 SH SOLE 200000 0 0 ESSENT GROUP LTD COM G3198U102 6347 175000 SH SOLE 175000 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 2407 225000 SH SOLE 225000 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/22 G35006124 378 1400000 SH SOLE 1400000 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 363 1400000 SH SOLE 1400000 0 0 GAN LTD SHS ADDED G3728V109 2799 110000 SH SOLE 110000 0 0 GALILEO ACQUISITION CORP SHS G3770A102 6307 636430 SH SOLE 636430 0 0 GLOBAL CORD BLOOD CORPORATIO SHS G39342103 31 10000 SH SOLE 10000 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 57 1500000 SH SOLE 1500000 0 0 HL ACQUISITIONS CORP SHS G4603R106 2434 200000 SH SOLE 200000 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 235 250000 SH SOLE 250000 0 0 JAWS ACQUISITION CORP UNIT 99/99/9999 ADDED G50744120 10430 1000000 SH SOLE 1000000 0 0 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 4713 185000 SH SOLE 185000 0 0 LEO HOLDINGS CORP COM CL A G5463L105 2080 200000 SH SOLE 200000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 8182 374298 SH SOLE 374298 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2689 125000 SH OTR 1 125000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 22679 1054375 SH SOLE 1054375 0 0 LIVANOVA PLC SHS G5509L101 16030 333057 SH SOLE 333057 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 4841 492000 SH SOLE 492000 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 84 420105 SH SOLE 420105 0 0 LONGEVITY ACQUISITION CORP RIGHT 07/31/220 G56372124 95 478904 SH SOLE 478904 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 1343 125000 SH SOLE 125000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 134 50000 SH SOLE 50000 0 0 NABRIVA THERAPEUTICS PLC SHS G63637105 54 5453396 SH SOLE 5453396 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 9780 909768 SH SOLE 909768 0 0 NEWBORN ACQUISITION CORP SHS ADDED G6463T106 2976 300000 SH SOLE 300000 0 0 NEWBORN ACQUISITION CORP *W EXP 02/03/202 ADDED G6463T114 48 300000 SH SOLE 300000 0 0 NEWBORN ACQUISITION CORP RIGHT 02/03/2025 ADDED G6463T122 63 300000 SH SOLE 300000 0 0 NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 2200 200000 SH SOLE 200000 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 11339 1115017 SH SOLE 1115017 0 0 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 3714 347130 SH SOLE 347130 0 0 PROTHENA CORP PLC SHS G72800108 2160 206555 SH SOLE 206555 0 0 QUOTIENT LTD SHS G73268107 11285 1525000 SH SOLE 1525000 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 6841 40000 SH SOLE 40000 0 0 SC HEALTH CORP COM CL A G78516203 5006 495210 SH SOLE 495210 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 8195 788000 SH SOLE 788000 0 0 SCVX CORP COM G79448208 23616 2371148 SH SOLE 2371148 0 0 PENTAIR PLC SHS G7S00T104 7054 185697 SH SOLE 185697 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 1861 50000 SH SOLE 50000 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 7690 761399 SH SOLE 761399 0 0 SOCIAL CAP HDOSPHIA HLDG CO CL A ADDED G8250T109 8291 705666 SH SOLE 705666 0 0 SOCIAL CAP HDOSPHIA HLDG CO UNIT 99/99/9999 ADDED G8250T117 3140 250000 SH SOLE 250000 0 0 SOCIAL CAP HDOSPHIA HLDG CO *W EXP 99/99/999 ADDED G8250T125 180 49997 SH SOLE 49997 0 0 SOCIAL CAP HEDSPIA HLDG CO I COM CL A ADDED G8251K107 7740 692373 SH SOLE 692373 0 0 SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 ADDED G8251K123 593 50001 SH SOLE 50001 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 4585 1213139 SH SOLE 1213139 0 0 SUSTAINABLE OPPORTNTS ACQ CO UNIT 99/99/9999 ADDED G8598Y125 15150 1500000 SH SOLE 1500000 0 0 TENZING ACQUISITION CORP SHS G8708A116 8707 810000 SH SOLE 810000 0 0 THERAVANCE BIOPHARMA INC COM G8807B106 3778 180000 SH SOLE 180000 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 16372 1621000 SH SOLE 1621000 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 1938 180000 SH SOLE 180000 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 36 180000 SH SOLE 180000 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 11/06/2020 G8959N122 52 180000 SH SOLE 180000 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999ADDED G9027T125 7315 700000 SH SOLE 700000 0 0 UNION ACQUISITION CORP II SHS G9402Q100 14219 1421905 SH SOLE 1421905 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 3633 350000 SH SOLE 350000 0 0 UNION ACQUISITION CORP II *W EXP 04/01/22 G9402Q126 115 350000 SH SOLE 350000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 31479 159835 SH OTR 1 159835 0 0 YUNHONG INTL CL A SHS ADDED G98882106 4880 500000 SH SOLE 500000 0 0 YUNHONG INTL UNIT 99/99/9999 G98882114 4016 400000 SH SOLE 400000 0 0 YUNHONG INTL *W EXP 01/31/202 ADDED G98882122 62 250000 SH SOLE 250000 0 0 YUNHONG INTL RIGHT 01/31/2027 ADDED G98882130 97 500000 SH SOLE 500000 0 0 CHUBB LIMITED COM H1467J104 10129 80000 SH SOLE 80000 0 0 REWALK ROBOTICS LTD SHS M8216Q200 387 220000 SH SOLE 220000 0 0 MYLAN NV SHS EURO N59465109 4422 275000 SH SOLE 275000 0 0 UNIQURE NV SHS N90064101 6308 140000 SH SOLE 140000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 3723 125300 SH OTR 1 125300 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1609 32000 SH SOLE 32000 0 0 CASTOR MARITIME INC SHS Y1146L109 20 50000 SH SOLE 50000 0 0 SEANERGY MARITIME HLDGS CORP *W EXP 05/13/202 Y73760152 42 585000 SH SOLE 585000 0 0