0001393825-19-000121.txt : 20191113
0001393825-19-000121.hdr.sgml : 20191113
20191113154852
ACCESSION NUMBER: 0001393825-19-000121
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
EFFECTIVENESS DATE: 20191113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hudson Bay Capital Management LP
CENTRAL INDEX KEY: 0001393825
IRS NUMBER: 371511173
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12909
FILM NUMBER: 191213664
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-571-1244
MAIL ADDRESS:
STREET 1: 777 THIRD AVE., 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P.
DATE OF NAME CHANGE: 20070320
13F-HR
1
primary_doc.xml
13F-HR
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false
false
0001393825
XXXXXXXX
09-30-2019
09-30-2019
false
Hudson Bay Capital Management LP
777 Third Ave., 30th Floor
New York
NY
10017
13F HOLDINGS REPORT
028-12909
N
Charles Winkler
Chief Operating Officer
212-571-1244
Charles Winkler
New York
NY
11-13-2019
0
394
3623566
INFORMATION TABLE
2
infotable.xml
ACADIA PHARMACEUTICALS INC
CALL
004225908
2519
70000
SH
Call
SOLE
70000
0
0
ANAPTYSBIO INC
CALL
032724906
700
20000
SH
Call
SOLE
20000
0
0
AURINIA PHARMACEUTICALS INC
CALL
05156V902
961
180000
SH
Call
SOLE
180000
0
0
ACUITY BRANDS INC
PUT
00508Y952
2696
20000
SH
Put
SOLE
20000
0
0
FUELCELL ENERGY INC
PUT
35952H951
10
30000
SH
Put
SOLE
30000
0
0
FIDELITY NATL INFORMATION SV
CALL
31620M906
9293
70000
SH
Call
SOLE
70000
0
0
FIDELITY NATL INFORMATION SV
PUT
31620M906
5310
40000
SH
Put
SOLE
40000
0
0
GENERAL ELECTRIC CO
CALL
369604903
2682
300000
SH
Call
SOLE
300000
0
0
GILEAD SCIENCES INC
CALL
375558903
2535
40000
SH
Call
SOLE
40000
0
0
HALOZYME THERAPEUTICS INC
CALL
40637H909
1551
100000
SH
Call
SOLE
100000
0
0
ISHARES TR
PUT
464288953
17434
200000
SH
Put
SOLE
200000
0
0
LYFT INC
CALL
55087P904
6126
150000
SH
Call
SOLE
150000
0
0
MELLANOX TECHNOLOGIES LTD
PUT
M51363953
5490
50100
SH
Put
OTR
50100
0
0
MYRIAD GENETICS INC
CALL
62855J904
1432
50000
SH
Call
SOLE
50000
0
0
NCR CORP NEW
CALL
62886E908
6312
200000
SH
Call
SOLE
200000
0
0
NEW MEDIA INVT GROUP INC
CALL
64704V906
226
25700
SH
Call
SOLE
25700
0
0
UNIQURE NV
CALL
N90064901
1181
30000
SH
Call
SOLE
30000
0
0
RAYTHEON CO
CALL
755111907
7848
40000
SH
Call
SOLE
40000
0
0
RAYTHEON CO
PUT
755111907
7848
40000
SH
Put
SOLE
40000
0
0
SPRINT CORPORATION
PUT
85207U955
1800
291800
SH
Put
SOLE
291800
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
1484
5000
SH
Put
OTR
5000
0
0
TERADATA CORP DEL
CALL
88076W903
1240
40000
SH
Call
SOLE
40000
0
0
TESLA INC
PUT
88160R951
24087
100000
SH
Put
SOLE
100000
0
0
SELECT SECTOR SPDR TR
PUT
81369Y955
9800
350000
SH
Put
SOLE
350000
0
0
ACCELERON PHARMA INC
CALL
00434H908
1185
30000
SH
Call
SOLE
30000
0
0
ZENDESK INC
CALL
98936J901
2179
29900
SH
Call
SOLE
29900
0
0
AGNC INVT CORP
COM
00123Q104
4827
300000
SH
SOLE
300000
0
0
AK STL CORP
NOTE 5.000%11/1
001546AP5
16611
16569000
PRN
SOLE
16569000
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
12420
1200000
SH
SOLE
1200000
0
0
AT&T INC
COM
00206R102
20681
546543
SH
SOLE
546543
0
0
ACCELERON PHARMA INC
COM
00434H108
7112
180000
SH
SOLE
180000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
3551
122500
SH
SOLE
122500
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
357545
95528000
PRN
SOLE
95528000
0
0
AGENUS INC
COM NEW
00847G705
271
105000
SH
SOLE
105000
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
972
30000
SH
SOLE
30000
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
9214
440000
SH
SOLE
440000
0
0
AIM IMMUNOTECH INC
COM
00901B105
301
394900
SH
SOLE
394900
0
0
AKERNA CORP
*W EXP 06/17/202
00973W110
79
110000
SH
SOLE
110000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
16160
165000
SH
SOLE
165000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1990
11900
SH
SOLE
11900
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
3641
179795
SH
SOLE
179795
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
9468
900000
SH
SOLE
900000
0
0
ALLIED ESPORTS ENTMT INC
COM
019170109
222
42500
SH
SOLE
42500
0
0
ALLY FINL INC
COM
02005N100
4974
150000
SH
SOLE
150000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
4849
60300
SH
SOLE
60300
0
0
ALPHABET INC
CAP STK CL C
02079K107
2219
1820
SH
SOLE
1820
0
0
ALPHABET INC
CAP STK CL A
02079K305
3969
3250
SH
SOLE
3250
0
0
ALTABA INC
COM
021346101
40575
2082889
SH
SOLE
2082889
0
0
ALTERYX INC
COM CL A
02156B103
6306
58700
SH
SOLE
58700
0
0
ALTICE USA INC
CL A
02156K103
21286
742183
SH
SOLE
742183
0
0
AMAZON COM INC
COM
023135106
2604
1500
SH
SOLE
1500
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
487
30000
SH
SOLE
30000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
4178
75000
SH
SOLE
75000
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
3254
556284
SH
SOLE
556284
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
895
111600
SH
SOLE
111600
0
0
ANAPTYSBIO INC
COM
032724106
3523
100700
SH
SOLE
100700
0
0
APEX TECHNOLOGY ACQUISITN CO
UNIT 06/11/2026
03768F201
4076
400000
SH
SOLE
400000
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
1365
895000
SH
SOLE
895000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
7175
74200
SH
SOLE
74200
0
0
ARQULE INC
COM
04269E107
215
30000
SH
SOLE
30000
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
2136
400000
SH
SOLE
400000
0
0
AVAYA HLDGS CORP
COM
05351X101
512
50072
SH
SOLE
50072
0
0
BHP GROUP PLC
SPONSORED ADR
05545E209
26701
623272
SH
SOLE
623272
0
0
BANK NEW YORK MELLON CORP
COM
064058100
3391
75000
SH
SOLE
75000
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
1341
40000
SH
SOLE
40000
0
0
BENEFITFOCUS INC
COM
08180D106
5812
244100
SH
SOLE
244100
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
38
187500
SH
SOLE
187500
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
71
375000
SH
SOLE
375000
0
0
BIO RAD LABS INC
CL A
090572207
11521
34625
SH
SOLE
34625
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
10966
162700
SH
SOLE
162700
0
0
BIO TECHNE CORP
COM
09073M104
1957
10000
SH
SOLE
10000
0
0
BLACK KNIGHT INC
COM
09215C105
4274
70000
SH
SOLE
70000
0
0
BOEING CO
COM
097023105
1977
5196
SH
SOLE
5196
0
0
BOSTON BEER INC
CL A
100557107
3277
9000
SH
SOLE
9000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
14242
350000
SH
SOLE
350000
0
0
BOXWOOD MERGER CORP
COM CL A
10319T101
5040
500000
SH
SOLE
500000
0
0
BURLINGTON STORES INC
COM
122017106
8992
45000
SH
SOLE
45000
0
0
CF FIN ACQUISITION CORP
UNIT 04/30/2025
12528N206
26200
2500000
SH
SOLE
2500000
0
0
CALAMP CORP
NOTE 1.625% 5/1
128126AB5
1970
2010000
PRN
SOLE
2010000
0
0
CALLAWAY GOLF CO
COM
131193104
4853
250000
SH
SOLE
250000
0
0
CALLON PETE CO DEL
COM
13123X102
4464
1028511
SH
SOLE
1028511
0
0
CAMPBELL SOUP CO
COM
134429109
7038
150000
SH
SOLE
150000
0
0
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
3298
75000
SH
SOLE
75000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
6369
70000
SH
SOLE
70000
0
0
CARDLYTICS INC
COM
14161W105
1257
37500
SH
SOLE
37500
0
0
CARMAX INC
COM
143130102
880
10000
SH
SOLE
10000
0
0
CARNIVAL PLC
ADR
14365C103
3704
88032
SH
SOLE
88032
0
0
CATALENT INC
COM
148806102
4766
100000
SH
SOLE
100000
0
0
CELGENE CORP
COM
151020104
51114
514744
SH
SOLE
514744
0
0
CELGENE CORP
COM
151020104
9930
100000
SH
OTR
100000
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
1768
170000
SH
SOLE
170000
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
4260
400000
SH
SOLE
400000
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
73700
122833000
PRN
SOLE
122833000
0
0
CHILDRENS PL INC
COM
168905107
3850
50000
SH
SOLE
50000
0
0
CITIGROUP INC
COM NEW
172967424
6217
90000
SH
SOLE
90000
0
0
CITRIX SYS INC
COM
177376100
3011
31200
SH
SOLE
31200
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
610
242024
SH
SOLE
242024
0
0
COLFAX CORP
COM
194014106
3197
110000
SH
SOLE
110000
0
0
COMMVAULT SYSTEMS INC
COM
204166102
1341
30000
SH
SOLE
30000
0
0
CONDUENT INC
COM
206787103
593
95305
SH
SOLE
95305
0
0
CONYERS PK II ACQUISITION CO
UNIT 99/99/9999
212896203
532
50000
SH
SOLE
50000
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
9532
173883
SH
SOLE
173883
0
0
COUPA SOFTWARE INC
NOTE 0.375% 1/1
22266LAB2
30595
10500000
PRN
SOLE
10500000
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
1015
100000
SH
SOLE
100000
0
0
CRITEO S A
SPONS ADS
226718104
1735
92843
SH
SOLE
92843
0
0
CROWN HOLDINGS INC
COM
228368106
2973
45000
SH
SOLE
45000
0
0
CUBIC CORP
COM
229669106
1373
19500
SH
SOLE
19500
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
37928
1625000
SH
OTR
1625000
0
0
D R HORTON INC
COM
23331A109
7063
134000
SH
SOLE
134000
0
0
DANAHER CORPORATION
COM
235851102
26720
185000
SH
SOLE
185000
0
0
DATADOG INC
CL A COM
23804L103
566
16700
SH
SOLE
16700
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
8994
265000
SH
SOLE
265000
0
0
DEERE & CO
COM
244199105
4554
27000
SH
SOLE
27000
0
0
DERMTECH INC
*W EXP 08/29/202
24984K113
30
250000
SH
SOLE
250000
0
0
DIAMOND EAGLE ACQUISITION CO
UNIT 06/30/2026
25258L208
2034
200000
SH
SOLE
200000
0
0
DIAMONDPEAK HLDGS COR
UNIT 99/99/9999
25280H209
1020
100000
SH
SOLE
100000
0
0
DIGITAL ALLY INC
COM NEW
25382P208
64
50000
SH
SOLE
50000
0
0
DISNEY WALT CO
COM DISNEY
254687106
11240
86251
SH
SOLE
86251
0
0
DISCOVERY INC
COM SER C
25470F302
108191
4394425
SH
SOLE
4394425
0
0
DR REDDYS LABS LTD
ADR
256135203
568
15000
SH
SOLE
15000
0
0
DOVER CORP
COM
260003108
6810
68400
SH
SOLE
68400
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1092
25000
SH
SOLE
25000
0
0
ECHOSTAR CORP
CL A
278768106
3994
100811
SH
SOLE
100811
0
0
EDTECHX HLDGS ACQUISITION CO
UNIT 12/31/2025
28138X202
3111
300000
SH
SOLE
300000
0
0
ELDORADO RESORTS INC
COM
28470R102
2460
61710
SH
SOLE
61710
0
0
EMERSON ELEC CO
COM
291011104
1458
21801
SH
SOLE
21801
0
0
ENVISION SOLAR INTL INC
*W EXP 12/30/202
29413Q110
54
35000
SH
SOLE
35000
0
0
FACEBOOK INC
CL A
30303M102
2003
11250
SH
SOLE
11250
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
7154
700000
SH
SOLE
700000
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
400
333333
SH
SOLE
333333
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
3207
300000
SH
SOLE
300000
0
0
FARFETCH LTD
ORD SH CL A
30744W107
864
100000
SH
SOLE
100000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
25676
193400
SH
SOLE
193400
0
0
FINTECH ACQUISITION CORP III
UNIT 12/01/2023
31811A309
12804
1200000
SH
SOLE
1200000
0
0
FIREEYE INC
COM
31816Q101
700
52441
SH
SOLE
52441
0
0
FISERV INC
COM
337738108
4558
44000
SH
SOLE
44000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
1686
435000
SH
SOLE
435000
0
0
FOOT LOCKER INC
COM
344849104
2158
50000
SH
SOLE
50000
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
2140
200000
SH
SOLE
200000
0
0
FOX CORP
CL A COM
35137L105
22306
707338
SH
SOLE
707338
0
0
FOX CORP
CL B COM
35137L204
1976
62653
SH
SOLE
62653
0
0
FRONTDOOR INC
COM
35905A109
4857
100000
SH
SOLE
100000
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
96139
1548874
SH
SOLE
1548874
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
311
16150
SH
SOLE
16150
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
3066
76508
SH
SOLE
76508
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
575
5000
SH
SOLE
5000
0
0
G-III APPAREL GROUP LTD
COM
36237H101
1031
40000
SH
SOLE
40000
0
0
GX ACQUISITION CORP
UNIT 05/24/2026
36251A206
4436
400000
SH
SOLE
400000
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
10650
1000000
SH
SOLE
1000000
0
0
GARRETT MOTION INC
COM
366505105
2684
269436
SH
SOLE
269436
0
0
GENERAL ELECTRIC CO
COM
369604103
894
100000
SH
SOLE
100000
0
0
GENERAL MTRS CO
COM
37045V100
738
19700
SH
SOLE
19700
0
0
GIGCAPITAL2 INC
UNIT 02/28/2026
375036209
4120
400000
SH
SOLE
400000
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
267
300000
SH
SOLE
300000
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
153
225000
SH
SOLE
225000
0
0
GILEAD SCIENCES INC
COM
375558103
634
10000
SH
SOLE
10000
0
0
GLU MOBILE INC
COM
379890106
1497
300000
SH
SOLE
300000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5802
28000
SH
SOLE
28000
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
7336
700000
SH
SOLE
700000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
280
700000
SH
SOLE
700000
0
0
GORES HOLDINGS III INC
UNIT 09/07/2024
38286G208
5275
500000
SH
SOLE
500000
0
0
GORES METROPOULOS INC
UNIT 99/99/9999
382872208
2661
250000
SH
SOLE
250000
0
0
GRAY TELEVISION INC
COM
389375106
3501
214501
SH
SOLE
214501
0
0
GRUBHUB INC
COM
400110102
562
10000
SH
SOLE
10000
0
0
GUESS INC
COM
401617105
1853
100000
SH
SOLE
100000
0
0
HCA HEALTHCARE INC
COM
40412C101
5118
42500
SH
SOLE
42500
0
0
HD SUPPLY HLDGS INC
COM
40416M105
9794
250000
SH
SOLE
250000
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
2717
175200
SH
SOLE
175200
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
15495
1500000
SH
SOLE
1500000
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
16159
550000
SH
SOLE
550000
0
0
HENNESSY CAP ACQUSTION CORP
UNIT 99/99/9999
42589C203
10550
1000000
SH
SOLE
1000000
0
0
HUTCHISON CHINA MEDITECH LTD
SPONSORED ADR
44842L103
5844
327598
SH
SOLE
327598
0
0
ISTAR INC
NOTE 3.125% 9/1
45031UCB5
33433
31500000
PRN
SOLE
31500000
0
0
INCYTE CORP
COM
45337C102
3340
45000
SH
SOLE
45000
0
0
INSMED INC
COM PAR $.01
457669307
2293
130000
SH
SOLE
130000
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
3922
2500000
PRN
SOLE
2500000
0
0
INSURANCE ACQUISITION CORP
UNIT 03/31/2024
457867307
2090
200000
SH
SOLE
200000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1991
30000
SH
SOLE
30000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
6042
32000
SH
SOLE
32000
0
0
ISHARES INC
MSCI AUST ETF
464286103
2225
100000
SH
SOLE
100000
0
0
ISHARES INC
MSCI EURZONE ETF
464286608
7496
192700
SH
SOLE
192700
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
12748
100000
SH
SOLE
100000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
4668
49907
SH
SOLE
49907
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
10068
115500
SH
OTR
115500
0
0
ISHARES INC
MSCI ITALY ETF
46434G830
3973
144110
SH
SOLE
144110
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
10138
322550
SH
SOLE
322550
0
0
JPMORGAN CHASE & CO
COM
46625H100
7650
65000
SH
SOLE
65000
0
0
JD COM INC
SPON ADR CL A
47215P106
2370
84000
SH
SOLE
84000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
50
560000
SH
SOLE
560000
0
0
KBL MERGER CORP IV
RIGHT 09/09/2019
48242A120
103
560000
SH
SOLE
560000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
5843
43932
SH
SOLE
43932
0
0
KEMPER CORP DEL
COM
488401100
4287
55000
SH
SOLE
55000
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
1043
5000
SH
SOLE
5000
0
0
LANDCADIA HLDGS II INC
UNIT 05/09/2026
51476X204
12625
1250000
SH
SOLE
1250000
0
0
LANDSTAR SYS INC
COM
515098101
4334
38500
SH
SOLE
38500
0
0
LEAR CORP
COM NEW
521865204
1533
13000
SH
SOLE
13000
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
2625
250000
SH
SOLE
250000
0
0
LEGG MASON INC
COM
524901105
2291
60000
SH
SOLE
60000
0
0
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
1235
64846
SH
SOLE
64846
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
60993
583554
SH
SOLE
583554
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
8134
77713
SH
SOLE
77713
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
21249
511163
SH
SOLE
511163
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
2518
60000
SH
SOLE
60000
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
15646
376207
SH
SOLE
376207
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
38129
4052015
SH
SOLE
4052015
0
0
LINCOLN NATL CORP IND
COM
534187109
4524
75000
SH
SOLE
75000
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
6968
797239
SH
SOLE
797239
0
0
LITHIA MTRS INC
CL A
536797103
2092
15800
SH
SOLE
15800
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
10269
248039
SH
SOLE
248039
0
0
LOUISIANA PAC CORP
COM
546347105
4729
192411
SH
SOLE
192411
0
0
LOWES COS INC
COM
548661107
5718
52000
SH
SOLE
52000
0
0
LYFT INC
CL A COM
55087P104
5097
124800
SH
SOLE
124800
0
0
MACROGENICS INC
COM
556099109
512
40100
SH
SOLE
40100
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
28265
107260
SH
SOLE
107260
0
0
MASCO CORP
COM
574599106
5851
140373
SH
SOLE
140373
0
0
MERITOR INC
NOTE 7.875% 3/0
59001KAC4
14583
8657000
PRN
SOLE
8657000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
237934
125022000
PRN
SOLE
125022000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 2.250% 2/1
595017AH7
178006
137904000
PRN
SOLE
137904000
0
0
MOHAWK GROUP HLDGS INC
COM
608189106
2080
274358
SH
SOLE
274358
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
1030
79493
SH
SOLE
79493
0
0
MONGODB INC
NOTE 0.750% 6/1
60937PAB2
25613
13613000
PRN
SOLE
13613000
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
3393
325000
SH
SOLE
325000
0
0
MOODYS CORP
COM
615369105
614
3000
SH
SOLE
3000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
61946M209
2160
200000
SH
SOLE
200000
0
0
MOTUS GI HLDGS INC
COM
62014P108
198
100000
SH
SOLE
100000
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
5425
500000
SH
SOLE
500000
0
0
MYRIAD GENETICS INC
COM
62855J104
1002
35000
SH
SOLE
35000
0
0
NABORS INDS INC NEW
NOTE 0.750% 1/1
62957HAB1
51645
80114000
PRN
SOLE
80114000
0
0
NEKTAR THERAPEUTICS
COM
640268108
911
50000
SH
SOLE
50000
0
0
NETFLIX INC
COM
64110L106
1980
7400
SH
SOLE
7400
0
0
NEURALSTEM INC
COM
64127R500
183
109754
SH
SOLE
109754
0
0
NEW PROVIDENCE ACQUISITIN CO
UNIT 09/01/2024
64822P205
1511
150000
SH
SOLE
150000
0
0
NEW YORK TIMES CO
CL A
650111107
1424
50000
SH
SOLE
50000
0
0
NEWS CORP NEW
CL A
65249B109
1044
75000
SH
SOLE
75000
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
11820
115536
SH
SOLE
115536
0
0
NORFOLK SOUTHERN CORP
COM
655844108
6064
33752
SH
SOLE
33752
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1124
3000
SH
SOLE
3000
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
1196
3000
SH
SOLE
3000
0
0
OCUGEN INC
COM
67577C105
682
236974
SH
SOLE
236974
0
0
OPES ACQUISITION CORP
COM
68373P100
4770
460000
SH
SOLE
460000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
83
460000
SH
SOLE
460000
0
0
ORISUN ACQUISITION CORP
UNIT 99/99/9999
68632T208
2900
290000
SH
SOLE
290000
0
0
OWENS CORNING NEW
COM
690742101
3666
58000
SH
SOLE
58000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
7008
50000
SH
SOLE
50000
0
0
PTC THERAPEUTICS INC
COM
69366J200
1015
30000
SH
SOLE
30000
0
0
PACIRA BIOSCIENCES
COM
695127100
761
20000
SH
SOLE
20000
0
0
PALOMAR HLDGS INC
COM
69753M105
296
7500
SH
SOLE
7500
0
0
PAYPAL HLDGS INC
COM
70450Y103
2642
25500
SH
SOLE
25500
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
50
200000
SH
SOLE
200000
0
0
PERSPECTA INC
COM
715347100
745
28529
SH
SOLE
28529
0
0
PHYSICIANS RLTY TR
COM
71943U104
4881
275000
SH
SOLE
275000
0
0
PIVOTAL INVT CORP II
UNIT 06/01/2025
72582K209
2036
200000
SH
SOLE
200000
0
0
PIVOTAL ACQUISITION CORP
CL A COM
72583A101
22140
2174831
SH
SOLE
2174831
0
0
PLUG POWER INC
COM NEW
72919P202
2848
1082846
SH
SOLE
1082846
0
0
POST HLDGS INC
COM
737446104
1588
15000
SH
SOLE
15000
0
0
PRICE T ROWE GROUP INC
COM
74144T108
5713
50000
SH
SOLE
50000
0
0
PROFICIENT ALPHA ACQUSTN COR
UNIT 04/30/2026
74317H204
4000
400000
SH
SOLE
400000
0
0
PROGRESSIVE CORP OHIO
COM
743315103
5794
75000
SH
SOLE
75000
0
0
PROOFPOINT INC
COM
743424103
1278
9900
SH
SOLE
9900
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
10730
1000000
SH
SOLE
1000000
0
0
QTS RLTY TR INC
6.50% CON PFD B
74736A301
28674
235000
SH
SOLE
235000
0
0
RMG ACQUISITION CORP
UNIT 99/99/9999
749641205
1009
100000
SH
SOLE
100000
0
0
RADIUS HEALTH INC
COM NEW
750469207
5536
215000
SH
SOLE
215000
0
0
RANPAK HLDGS CORP
*W EXP 06/03/202
75321W111
56
75000
SH
SOLE
75000
0
0
RAYTHEON CO
COM NEW
755111507
8540
43530
SH
SOLE
43530
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
13177
47500
SH
SOLE
47500
0
0
REGENXBIO INC
COM
75901B107
3190
89594
SH
SOLE
89594
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
711
10000
SH
SOLE
10000
0
0
REVOLVE GROUP INC
CL A
76156B107
2103
90000
SH
SOLE
90000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
5143
2750000
SH
SOLE
2750000
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
8265
169608
SH
SOLE
169608
0
0
ROSS STORES INC
COM
778296103
5493
50000
SH
SOLE
50000
0
0
S&P GLOBAL INC
COM
78409V104
10338
42200
SH
SOLE
42200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6869
23146
SH
SOLE
23146
0
0
SAGE THERAPEUTICS INC
COM
78667J108
1403
10000
SH
SOLE
10000
0
0
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
592
31700
SH
SOLE
31700
0
0
SALESFORCE COM INC
COM
79466L302
7207
48553
SH
SOLE
48553
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
1629
180000
SH
SOLE
180000
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
2551
100000
SH
SOLE
100000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
3389
45000
SH
SOLE
45000
0
0
SCHULTZE SPL PURP ACQUSTN CO
UNIT 12/31/2023
80821R208
6192
600000
SH
SOLE
600000
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
5229
125000
SH
SOLE
125000
0
0
SEA LTD
SPONSORED ADS
81141R100
11978
387000
SH
SOLE
387000
0
0
SENSEONICS HLDGS INC
COM
81727U105
272
275000
SH
SOLE
275000
0
0
SENTINEL ENERGY SVCS INC
CL A
81728P105
6162
600000
SH
SOLE
600000
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
81728P113
90
200000
SH
SOLE
200000
0
0
SERVICE CORP INTL
COM
817565104
3586
75000
SH
SOLE
75000
0
0
SERVICENOW INC
COM
81762P102
482
1900
SH
SOLE
1900
0
0
SERVICENOW INC
NOTE 6/0
81762PAC6
150837
78516000
PRN
SOLE
78516000
0
0
SMITH A O CORP
COM
831865209
2926
61321
SH
SOLE
61321
0
0
SMARTSHEET INC
COM CL A
83200N103
4630
128500
SH
SOLE
128500
0
0
SOUTH MTN MERGER CORP
UNIT 99/99/9999
838884203
2625
250000
SH
SOLE
250000
0
0
SOUTHWEST AIRLS CO
COM
844741108
1620
30000
SH
SOLE
30000
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
10788
131178
SH
SOLE
131178
0
0
STURM RUGER & CO INC
COM
864159108
4375
104758
SH
SOLE
104758
0
0
SUMMIT MATLS INC
CL A
86614U100
4491
202309
SH
SOLE
202309
0
0
SWITCHBACK ENERGY ACQUISITIO
UNIT 99/99/9999
87105M201
1000
100000
SH
SOLE
100000
0
0
SYNEOS HEALTH INC
CL A
87166B102
15165
285000
SH
SOLE
285000
0
0
TJX COS INC NEW
COM
872540109
4181
75000
SH
SOLE
75000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
15041
120000
SH
SOLE
120000
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
19776
1149761
SH
SOLE
1149761
0
0
TARGET HOSPITALITY CORP
*W EXP 03/15/202
87615L115
53
50000
SH
SOLE
50000
0
0
TELADOC HEALTH INC
NOTE 3.000%12/1
87918AAB1
3416
2000000
PRN
SOLE
2000000
0
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
4023
3952000
PRN
SOLE
3952000
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
2450
2690000
PRN
SOLE
2690000
0
0
THE TRADE DESK INC
COM CL A
88339J105
2945
15700
SH
SOLE
15700
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
24758
85000
SH
SOLE
85000
0
0
THOMSON REUTERS CORP
COM NEW
884903709
4013
60000
SH
SOLE
60000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
1881
175000
SH
SOLE
175000
0
0
TIVITY HEALTH INC
COM
88870R102
2910
175000
SH
SOLE
175000
0
0
TORTOISE ACQUISITION CORP
UNIT 03/04/2024
89154L209
1008
100000
SH
SOLE
100000
0
0
TOUGHBUILT INDUSTRIES INC
*W EXP 11/09/202
89157G116
0
25180
SH
SOLE
25180
0
0
TRANSOCEAN INC
DEB 0.500% 1/3
893830BJ7
9446
11500000
PRN
SOLE
11500000
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
17490
1650000
SH
SOLE
1650000
0
0
TRINITY MERGER CORP COM CL A
COM CL A
89653L106
3651
350000
SH
SOLE
350000
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
7406
700000
SH
SOLE
700000
0
0
TUSCAN HLDGS CORP II
UNIT 04/01/2026
90070A202
2010
200000
SH
SOLE
200000
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
6631
155000
SH
SOLE
155000
0
0
UNISYS CORP
COM NEW
909214306
1747
235174
SH
SOLE
235174
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
1099
1000000
PRN
SOLE
1000000
0
0
U S WELL SVCS INC
*W EXP 03/15/202
91274U119
113
375000
SH
SOLE
375000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6971
51061
SH
SOLE
51061
0
0
VARONIS SYS INC
COM
922280102
9640
161250
SH
SOLE
161250
0
0
VERB TECHNOLOGY CO INC
*W EXP 03/14/202
92337U112
37
106592
SH
SOLE
106592
0
0
VERSUM MATLS INC
COM
92532W103
34202
646169
SH
OTR
646169
0
0
VISA INC
COM CL A
92826C839
10699
62200
SH
SOLE
62200
0
0
VISTEON CORP
COM NEW
92839U206
1238
15000
SH
SOLE
15000
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
21104
1059950
SH
SOLE
1059950
0
0
VOYA FINL INC
COM
929089100
5444
100000
SH
SOLE
100000
0
0
VULCAN MATLS CO
COM
929160109
3557
23520
SH
SOLE
23520
0
0
WASTE CONNECTIONS INC
COM
94106B101
2760
30000
SH
SOLE
30000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
1232
452865
SH
SOLE
452865
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
14988
15304000
PRN
SOLE
15304000
0
0
WILLSCOT CORP
COM
971375126
8282
531606
SH
SOLE
531606
0
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
29833
10120000
PRN
SOLE
10120000
0
0
ZAI LAB LTD
ADR
98887Q104
10589
327320
SH
SOLE
327320
0
0
ZENDESK INC
COM
98936J101
12040
165200
SH
SOLE
165200
0
0
ZOGENIX INC
COM NEW
98978L204
1401
35000
SH
SOLE
35000
0
0
ACT II GLOBAL ACQUISITION CO
UNIT 04/30/2026
G0080J112
1040
100000
SH
SOLE
100000
0
0
AGBA ACQUISITION LTD
UNIT 05/10/2024
G0120M133
4072
400000
SH
SOLE
400000
0
0
ALKERMES PLC
SHS
G01767105
1366
70000
SH
SOLE
70000
0
0
ALLERGAN PLC
SHS
G0177J108
38707
230000
SH
OTR
230000
0
0
ALLERGAN PLC
SHS
G0177J108
48971
290991
SH
SOLE
290991
0
0
ANDINA ACQUISITION CORP III
UNIT 09/24/2020
G04415116
10395
990000
SH
SOLE
990000
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
4198
100000
SH
SOLE
100000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
6030
200000
SH
SOLE
200000
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W203
3198
495000
SH
SOLE
495000
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 03/14/202
G1117K106
170
500000
SH
SOLE
500000
0
0
MIMECAST LTD
ORD SHS
G14838109
7155
200600
SH
SOLE
200600
0
0
CHINA SXT PHARMACEUTICALS IN
ORD SHS
G2161P108
2531
2033704
SH
SOLE
2033704
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
1284
120000
SH
SOLE
120000
0
0
DD3 ACQUISITION CORP
UNIT 10/12/2023
G2692M129
1967
190000
SH
SOLE
190000
0
0
8I ENTERPRISES ACQUISITIN CO
UNIT 99/99/9999
G2956M138
2374
225000
SH
SOLE
225000
0
0
FELLAZO INC
UNIT 99/99/9999
G3362K104
5633
565000
SH
SOLE
565000
0
0
ALBERTON ACQUISITION CORP
UNIT 04/22/2020
G35006116
14770
1400000
SH
SOLE
1400000
0
0
GLOBAL CORD BLOOD CORPORATIO
SHS
G39342103
48
10000
SH
SOLE
10000
0
0
GREENLAND ACQUISITIN CORPORA
*W EXP 03/03/202
G40981105
33
185000
SH
SOLE
185000
0
0
GREENLAND ACQUISITIN CORPORA
RIGHT 04/27/2025
G40981113
111
185000
SH
SOLE
185000
0
0
GREENLAND ACQUISITIN CORPORA
SHS
G40981139
1913
185000
SH
SOLE
185000
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
2660
250000
SH
SOLE
250000
0
0
WEALTHBRIDGE ACQUISITION LTD
UNIT 99/99/9999
G4887W102
4420
425000
SH
SOLE
425000
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
1106
130000
SH
SOLE
130000
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
2048
200000
SH
SOLE
200000
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
74
100000
SH
SOLE
100000
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
4990
478904
SH
SOLE
478904
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
482
200000
SH
SOLE
200000
0
0
MEDTRONIC PLC
SHS
G5960L103
21724
200000
SH
SOLE
200000
0
0
NETFIN ACQUISITION CORP
UNIT 08/01/2024
G6455A123
7330
725000
SH
SOLE
725000
0
0
OAKTREE ACQUISITION CORP
UNIT 99/99/9999
G67145121
6067
597130
SH
SOLE
597130
0
0
QUOTIENT LTD
SHS
G73268107
8209
1056500
SH
SOLE
1056500
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
5240
500000
SH
SOLE
500000
0
0
SC HEALTH CORP
UNIT 99/99/9999
G78516302
8280
800000
SH
SOLE
800000
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
CL A
G8250R103
6606
617350
SH
SOLE
617350
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
*W EXP 09/14/202
G8250R129
496
198505
SH
SOLE
198505
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
3525
1475000
SH
SOLE
1475000
0
0
TENZING ACQUISITION CORP
UNIT 08/24/2024
G8708A124
8384
800000
SH
SOLE
800000
0
0
THUNDER BRDG ACQUISTION II L
UNIT 99/99/9999
G8857S124
8144
800000
SH
SOLE
800000
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
15510
1500000
SH
SOLE
1500000
0
0
TOTTENHAM ACQUISITION I LTD
SHS
G8959N106
1852
180000
SH
SOLE
180000
0
0
TOTTENHAM ACQUISITION I LTD
*W EXP 05/06/202
G8959N114
31
180000
SH
SOLE
180000
0
0
TOTTENHAM ACQUISITION I LTD
RIGHT 06/05/2020
G8959N122
52
180000
SH
SOLE
180000
0
0
TPG PACE HLDGS CORP
*W EXP 06/27/202
G89827110
1035
655300
SH
SOLE
655300
0
0
TPG PACE HLDGS CORP
CL A
G89827128
30273
2944802
SH
SOLE
2944802
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
6144
600000
SH
SOLE
600000
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
192
600000
SH
SOLE
600000
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
192
600000
SH
SOLE
600000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1541
118601
SH
SOLE
118601
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
6754
35000
SH
SOLE
35000
0
0
CHUBB LIMITED
COM
H1467J104
4843
30000
SH
SOLE
30000
0
0
TUFIN SOFTWARE TECHNOLOGIS L
SHS
M8893U102
471
28589
SH
SOLE
28589
0
0
WIX COM LTD
SHS
M98068105
8172
70000
SH
SOLE
70000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2390
21900
SH
SOLE
21900
0
0
YANDEX N V
SHS CLASS A
N97284108
5392
154000
SH
SOLE
154000
0
0
COPA HOLDINGS SA
CL A
P31076105
988
10000
SH
SOLE
10000
0
0